/raid1/www/Hosts/bankrupt/TCR

/raid1/www/Hosts/bankrupt/TCR_Public/211130.mbx T R O U B L E D C O M P A N Y R E P O R T E R Tuesday, November 30, 2021, Vol. 25, No. 333 Headlines 340 BISCAYNE: Lender Questions Plan Refinancing 340 BISCAYNE: Unsecureds to Recover 100% in Cirrus $46M Plan 511 GROUP: Court Approves Disclosure Statement 7FOUR ON STONE: Claims Will be Paid from Property Sale/Refinance 8533 GEORGETOWN: Third-Party Claims Unimpaired in Plan A&M HOME: Case Summary & 15 Unsecured Creditors A.B.C. CARPET CO: Seeks to Hire ASK LLP as Special Counsel ABDOUN ESTATE: Gets OK to Hire Frasco as Special Counsel ADAMIS PHARMACEUTICALS: Regains Compliance With Nasdaq Requirements ADVAXIS INC: Granted Extension to Complete Biosight Merger ADVAXIS: Adjourns Special Meeting of Stockholders to Dec. 7 AIRPORT HOSPITALITY: Seeks to Hire Schmidt Basch as New Counsel ALPINE 4: Prices $24 Million Registered Direct Offering AMERICAN CRYOSTEM: Issues 1M Convertible Preferred Shares to AMCY ANTECO PHARMA: Court Conditionally Approves Disclosure Statement ARCHDIOCESE OF AGANA: Offers to Up Abuse Victims Up to $34 Million ARCTIC GLACIER: Court Orders Termination of CCAA Proceedings AULT GLOBAL: Plans to Split Into Two Companies AVAILA BIO: Taps CKM Consulting as Chief Compliance Advisor AVAILA BIO: Taps Emerging Capital Strategies as Consultant AVINGER INC: Obtains FDA OK for Pantheris as ISR Treatment BACTERIOSCAN INC: Gets Interim OK to Hire Lewis Rice as Counsel BANTEC INC: Gets $55K Loan From Sixth Street Lending BIOLASE INC: Gets 180-Day Extension From Nasdaq BORINQUEN NATURAL: Taps Trebilcock & Rovira as Special Counsel BROOKLYN IMMUNOTHERAPEUTICS: Files Form S-1 Resale Prospectus CAMBER ENERGY: Delays Filing of Third Quarter Form 10-Q CAMBER ENERGY: NYSE Extends Deadline to File Financial Reports CLASSIC ACQUISITIONS: Taps George Goosmann as Bankruptcy Attorney CLINIGENCE HOLDINGS: Signs Merger Agreement With Nutex Health CLUBHOUSE MEDIA: Issues $224K Promissory Note to Sixth Street CREATD INC: Incurs $9.7 Million Net Loss in Third Quarter CYTODYN INC: All 4 Proposals Passed at Annual Meeting DAVEY KENT: Seeks to Expand Scope of Escott & Company's Services DEA BROTHERS: Claims to Be Paid in Full in Secured Creditor's Plan FIVETOWER LLC: Seeks Approval to Hire AXS Law Group as Counsel FLOOR-TEX: Wins Cash Collateral Access Thru Dec 7 GULF COAST HEALTH: PCO Taps Klehr as Delaware Counsel IFRESH INC: Shares to be Delisted by Nasdaq ISRAEL MARMOL: Taps AXS Law Group as Bankruptcy Counsel JAGUAR HEALTH: RBSM LLP Replaces Mayer Hoffman as Auditor JEWEL SUNSET: Voluntary Chapter 11 Case Summary JUST ENERGY: Commences Litigation Against ERCOT, PUCT LATAM AIRLINES: LATAM Parent Unsecureds Have 2 Options in Plan LATAM AIRLINES: Presents $8.19-Bil. Recovery Plan to Creditors LOVE COMMUNITY: Gets OK to Hire Lentz Law as Bankruptcy Counsel LOVE COMMUNITY: Gets OK to Hire Russell Cowan as Accountant MAKANA OUTREACH: Seeks to Hire Stokes Law as Bankruptcy Counsel MEADE INSTRUMENTS: December 15 Plan Confirmation Hearing Set METROPOLITAN HOLINESS: Taps Giddens & Gatton as Legal Counsel MOUNTAIN PROVINCE: Adds Strategic Claims to Kennady North Project NATURALSHRIMP INC: Expects to Get $1.35M From Securities Offering NEOVASC INC: Granted 180-Day Extension by Nasdaq NEOVASC INC: NICE Provides Positive Guidance for Neovasc Reducer OLCAN III PROPERTIES: Jan. 12, 2022 Plan Confirmation Hearing Set OWENS FUNERAL HOME: Taps Rosewood Realty as Real Estate Advisor PANACEA LIFE: Signs Deal to Sell $1.1 Million Convertible Note PLATINUM GROUP: Incurs $13.1 Million Net Loss in 2020 POGO ENERGY: Unsecured Split Not Less Than $68,400 in Plan RM BAKERY: Seeks Approval to Hire 'Ordinary Course' Professionals ROSEVILLE PROPERTIES: Case Summary & 3 Unsecured Creditors SHORE IMAGING: Plan and Disclosures Due Jan. 3, 2022 SILVER STATE: Taps Harris Law Practice as Bankruptcy Counsel SM ENERGY: Appoints Anita Powers as Director SUN PACIFIC: Posts $25K Net Income in Third Quarter TASEKO MINES: Gets Initial Draft of Injection Control Permit TENRGYS LLC: Seeks to Expand Scope of FTI's Services TIANJIAN JAHO: Seeks Access to Cash Collateral Thru Dec 31 VIZIV TECHNOLOGIES: Proponents Fine-Tune Competing Plans YELLOW CORP: Darrel Harris Named Chief Operating Officer [*] Hotel Sector Braces for Bankruptcies Amid Struggles [*] Monica Clark Named American College of Bankruptcy Fellow [^] Large Companies with Insolvent Balance Sheet ********* 340 BISCAYNE: Lender Questions Plan Refinancing ----------------------------------------------- 340 Biscayne Lendco, LLC ("Lender"), objects to confirmation of the 340 Biscayne Owner LLC's Plan of Reorganization for 340 Biscayne Owner, LLC and Debtor's Corrected Disclosure Statement for 340 Biscayne Owner, LLC. Lender is the Debtor's prepetition secured lender, and is the largest creditor in the Debtor's Chapter 11 case. Lender timely filed a proof of claim, Proof of Claim 8-1 ("Proof of Claim"). As set forth in the Proof of Claim, the Debtor owed Lender, as of the Petition Date, no less than $37,906,487, which debt is secured, inter alia, by valid, first-priority mortgages on the Debtor's leasehold interests regarding the property on which the Debtor operates its hotel business. According to, and as stipulated by, the Debtor, the value of Lender's collateral significantly exceeds the total amount of the debt owed by the Debtor to Lender and has continued to exceed such amount since the Petition Date. Thus, Lender is an oversecured creditor and entitled to payment of postpetition interest, attorney's fees and costs under Section 506(b) of the Bankruptcy Code. In the Proposed Plan, the Debtor proposes to pay all amounts due to Lender with the proceeds of a new loan which, according to the Debtor, will allow funding of all payments required under the Proposed Plan. Although Lender does not object to the general relief referenced in the Proposed Plan, Lender has a number of concerns, including a lack of necessary specificity, regarding certain terms and/or provisions of the Proposed Plan. Lender identified these concerns to Debtor's counsel both verbally and in writing, including outlining a number of proposed revisions in a "redline" of the Proposed Plan (a copy of which is attached hereto as Exhibit A). The first substantive response Lender received was immediately prior to this filing. The Debtor's response indicates that the parties will likely be able to consensually resolve a number of the issues raised herein, and Lender is hopeful that the parties will be able to consensually resolve all issues regarding the Proposed Plan in advance of the Confirmation Hearing. However, based the timing of the Debtor's response and the November 24, 2021, objection deadline, Lender files this objection in order to preserve its right to seek such modifications to the Proposed Plan as are necessary and/or appropriate and to reserve the right to raise any additional objections, including regarding any modifications to the Proposed Plan. Lender points out that in the proposed plan, the Debtor defines the "Allowed Lender Claim" as the "Allowed claim of the Lender equal to $39,216,811 plus interest accruing at the rate of $14,349 per diem from Nov. 16, 2021 through the effective date, plus reasonable attorneys' fees to be determined by the Court." Article I, 1.7. Thus, by the terms of the proposed plan, the debtor recognizes Lender's entitlement to payment of postpetition interest and reasonable attorney's fees and lender anticipates its entitlement to such interest and fees to be confirmed in respect of the confirmed plan. The only apparent open issue regarding the allowed claim amount is the determination of lender's attorney's fees and costs, both pre and post petition. However, the proposed plan seeks to improperly predictive both the allowance and payment of lender's claim on that determination. Lender further points out that the latter has asked for clarification from the debtor, through counsel, as to various details regarding the proposed new loan documents and anticipated procedures, but did not receive a substantive response until immediately prior to this filing. Accordingly, the lender was required, without insight into the proposed closing, to propose terms necessary to adequately and fairly protect its interests. According to Lender, the proposed plan contains no provisions regarding a potential failure of the refinancing to close as contemplated, or for the required payments and/or escrows to be made on or before the Effective Date. Although lender is hopeful that the debtor will close as contemplated, contingent upon reasonable closing procedure, and pay Lender the full amount of its claim on the effective date, the proposed plan should include provisions indication what remedies of the respective parties are if the that fails, for any reason, to occur. Lender asserts that the Debtor's liquidation analysis is deficient, Lender recognizes that the debtor's liquidation analysis, which is a little more than unsupported statement that the Debtor would be worth less in a liquidation, may prove of little relevance if the new loan closes as contemplated and the claims are paid as of the effective date. The Lender's counsel: David L. Gay Merrick L. Gross CARLTON FIELDS, P.A. 700 NW 1st Avenue, Suite 1200 Miami, Florida 33136-4118 Phone: (305) 530-0050 Fax: (305) 530-0055 dgay@carltonfields.com mgross@carltonfields.com About 340 Biscayne Owner 340 Biscayne Owner LLC is part of the hotels & motels industry. It sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. S.D. Fla. Case No. 21-17203) on July 26, 2021. In the petition signed by Cristiane Bomeny, manager, the Debtor disclosed up to $500 million in assets and up to $50 million in liabilities. Judge Laurel M. Isicoff oversees the case. Linda Jackson, Esq., at Pardo Jackson Gainsburg, PL is the Debtor's Counsel. 340 BISCAYNE: Unsecureds to Recover 100% in Cirrus $46M Plan ------------------------------------------------------------ 340 Biscayne Owner, LLC, submitted a Plan of Reorganization. The Allowed Secured Lender Claim in Class 1 -- lender 340 Biscayne Lendco, LLC's claim in the amount of $39,216,811, plus interest accruing at the rate of $14,349 per diem from Nov. 16, 2021 through the Effective Date -- will be paid in full on the Effective Date. In the event that the amount of attorney's fees and costs payable pursuant to the Allowed Secured Lender Claim is not agreed to by and between the Debtor and the Lender or otherwise determined by the Court, including by entry of a Confirmation Order reflecting such amount (the "Attorney's Fee Amount") on or before the Effective Date, the Debtor shall, on the Effective Date, pay Lender (or cause to be paid, as applicable) the undisputed amount of the Allowed Secured Lender Claim (equal to $39,216,811, plus interest accruing at the rate of $14,349 per diem from Nov. 16, 2021, through the Effective Date (the "Undisputed Allowed Lender Claim Amount"), and Debtor shall deposit with a nationally recognized third-party escrow agent ("Escrow Agent".) the sum of $500,000 pursuant to an escrow agreement ("Escrow Agreement") reasonably acceptable to Lender (the "Escrow Amount") from which the Attorney's Fee Amount shall be paid once determined by the Court. Class one is unimpaired. The General Unsecured claims in Class 3 include all Allowed claims of Unsecured Creditors that are not part of Classes 1 or 2, subject to any Objections that are filed and sustained by the Court. On the Effective Date, the Unsecured Creditors shall be paid in full, with interest at the federal judgement rate of 2.59%, unless any Class 3 Creditor waives the right to interest and/or agrees to reduce their Allowed Claim. Class 3 is unimpaired. The Debtor has entered into a Term Sheet with Cirrus REP Funding, LLC, the new lender, for a refinancing of the Debtor's secured debt, which will provide the Debtor with new capital in the approximate amount of $46 million. The Refinancing will provide sufficient funds to pay all Allowed Claims in full, as provided herein, and enable the Debtor to successfully continue operations of the Hotel, and is subject to, among other things, confirmation of this Plan. Counsel for the Debtor: Linda Worton Jackson Linsey Marie Lovell PARDO JACKSON GAINSBURG, PL 200 Southeast 1st Street, Suite 700 Miami, Florida 33131 Telephone: (305) 358-1 OOI Facsimile: (305) 358-2001 Email: LJackson@pardojackson.com LLovell@pardoiackson.com A copy of the Disclosure Statement dated November 24, 2021, is available at https://bit.ly/3DTAzbd from PacerMonitor.com. About 340 Biscayne Owner 340 Biscayne Owner LLC is part of the hotels & motels industry. The Debtor sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. S.D. Fla. Case No. 21-17203) on July 26, 2021. In the petition signed by Cristiane Bomeny, manager, the Debtor disclosed up to $500 million in assets and up to $50 million in liabilities. Judge Laurel M. Isicoff oversees the case. Linda Jackson, Esq., at Pardo Jackson Gainsburg, PL is the Debtor's Counsel. 511 GROUP: Court Approves Disclosure Statement ---------------------------------------------- Judge A. Jay Cristol has entered an order approving the Disclosure Statement of 511 Group LLC. The Court has set a hearing to consider confirmation of the plan on Jan. 6, 2022 at 2:00 p.m. through Telephone by CourtSolutions LLC. The last day for filing and serving objections to confirmation of the Plan is on Dec. 23, 2021. The last day for filing a ballot accepting or rejecting the Plan is on Dec. 23, 2021. About 511 Group LLC 511 Group LLC, a Miami Beach, Fla.-based limited liability company, sought protection under Chapter 11 of the Bankruptcy Code (Bankr. S.D. Fla. Case No. 20-21098) on Oct. 12, 2020. In its petition, the Debtor estimated both assets and liabilities to be between $100,001 and $500,000. Judge A. Jay Cristol presides over the case. Joel M. Aresty P.A. is the Debtor's legal counsel. 7FOUR ON STONE: Claims Will be Paid from Property Sale/Refinance ---------------------------------------------------------------- 7Four on Stone Apartments, LLC, filed with the U.S. Bankruptcy Court for the District of Arizona a Disclosure Statement describing Plan of Reorganization dated Nov. 26, 2021. 7Four was formed on December 17, 2019 as a Delaware entity and was registered in Arizona as a foreign entity on August 13, 2021. 7Four was formed to acquire and own the 74-unit apartment complex located at 3450 N. Stove Ave. in Tucson, Arizona (the "Property"). The Debtor has 6 members consisting of Albert (Roy) Brown ("Mr. Brown"), Steve Sabo ("Mr. Sabo"), Linda Sabo ("Mrs. Sabo"), Maribel Pina ("Maribel"), Maria Pina ("Maria") and OH2 Enterprises, LLC ("OH2" and together with Mr. Brown., Mr. Sabo, Mrs. Sabo, Maribel, Maria and OH2 collectively, the "Insiders"). On or about July 23, 2021, the Insiders met and agreed that the Debtor should commence a chapter 11 bankruptcy proceeding in part because CRB Holdings, LLC ("CRB") had scheduled a trustee's sale for July 26, 2021. In accordance with an appraisal report dated July 23, 2021, Debtor scheduled the fair market value of the Property as $7,500,000.00. The Property is encumbered by a deed of trust in favor of Capital Fund Reit, LLC in the original principal amount of $3,200,000 plus accrued and accruing interest. Capital Fund has asserted that the balance owing on the Petition Date was $3,666,833.01. The Property is further encumbered by a second deed of trust in favor of CRB in the original principal amount of $280,000.00. CRB asserts that the balance owing by Debtor on the Petition Date was $345,187.49. 7Four anticipates the total amount of Allowed Unsecured Claims in this Class will be approximately $1,635,333.58 owed for business related debt. Sale Motion and Contemplated Sale Terms On or about November 17, 2021, Debtor and Green Stone Capital, LLC ("Green Stone") entered into a Receipt for Deposit and Real Estate Contract ("Purchase Contract"). In connection with the Purchase Contract, Debtor and Green Stone also entered into the First Amendment to the Purchase Contract ("First Amendment" and together with the Purchase Contract, the "Purchase Agreement"). The Purchase Agreement provides for the sale of the Real Property and related personal property ("Related Assets") for the gross sum of seven million one hundred and seventy thousand dollars ($7,170,000.00). On or about November 23, 2021, Debtor filed its Motion to Approve Purchase Contract and Authorize Sale of Real Property Free and Clear of Liens, Claims & Interests ("Sale Motion"). On November 24, 2021, the Court entered an Order setting the Sale Hearing for December 16, 2021 at 2:00 P.M. The net sale proceeds from the contemplated sale of the Property are sufficient to pay, in full, all administrative, priority, secured and unsecured claims and provide for a significant return to the Interest Holders. Interested parties should review the Sale Motion and Purchase Agreement for the details of the contemplated sale, which is scheduled to close on or before January 14, 2021. Contemporaneously with marketing the Property for sale, Debtor is currently working with several lenders to obtain replacement financing in an amount sufficient to pay all allowed administrative claims, priority claims, secured claims and general unsecured claims in full with an eye towards retaining the Property for sale at some future time. The Plan will treat claims as follows: * Class 2-A consists of the Allowed Secured Claim of Capital Fund regarding its security interest and first position lien over the Property. 7Four and Capital Fund have not formalized claim treatment, 7Four shall recognize an allowed secured claim in the amount of $3,666.833.01 ("Capital Fund Allowed Secured Claim"). The Capital Fund Allowed Secured Claim shall accrue interest at the current contract interest rate. The Allowed Secured Claim shall be paid in full either from a sale of the Property or a refinance of the debts of the bankruptcy estate. The Allowed Secured Claim shall be paid directly out from escrow of the either the sale; or alternatively, refinance proceeds. * Class 2-B consists of the Allowed Secured Claim of CRB regarding its security interest and second position lien over the Property. 7Four and CRB have not formalized claim treatment, under a proposal by Debtor, 7Four shall recognize an allowed secured claim in the amount of $345,187.49 ("Allowed Secured Claim"). The Allowed Secured Claim shall accrue interest at the current contract interest rate. The Allowed Secured Claim shall be paid in full either from a sale of the Property or a refinance of the debts of the bankruptcy estate. The Allowed Secured Claim shall be paid directly from escrow out of the either the sale; or alternatively, refinance proceeds. * Class 2-C consists of the Allowed Secured Claim of Pima County regarding its security interest in real property taxes related to the Property. 7Four shall recognize Pima County's Allowed Secured Claim in the amount of $43,453.37. Pima County's Allowed Secured Claim shall accrue interest at the Tax Rate and shall be paid in full either from a sale of the Property or a refinance of the debts of the bankruptcy estate. The Allowed Secured Claim shall be paid directly from escrow out of the either the sale; or alternatively, refinance proceeds. * Class 3-A consists of the Allowed Unsecured Claims of Creditors that are not Insiders. Class 3-A Creditors shall be paid a pro-rata share from Debtor's sale or refinance of the Property, after all senior Allowed Claims have been paid in accordance with the terms of the Plan, until the Allowed Unsecured Claims have been paid in full. * Class 3-B consists of the Allowed Unsecured Claims of Creditors who are Insiders. Class 3-B Creditors shall be paid a pro-rata share from Debtor's sale or refinance of the Property, after all senior Allowed Claims (including Class 3-A) have been paid in accordance with the terms of the Plan, until the Allowed Unsecured Claims have been paid in full. * Class 4 consists of the equity interests of the Insiders. Class 4 creditors shall be paid a pro-rata share (based upon membership interest) of any remaining proceeds from the sale or refinance of the Property, after all senior Allowed Claims (including Classes 3-A and 3-B), have been paid in accordance with the Plan. 7Four's plan will be funded either by the sale, or alternatively, refinance of the Stone Property. The Reorganized Debtors shall act as the Disbursing Agent under the Plan. The Liquidation Analysis indicating what 7Four believes creditors would receive in the event of a liquidation. This analysis is provided for informational purposes only, given that 7Four's Plan does not contemplate a liquidation, but rather contemplates a sale or refinance of the Stone Property. 7Four's Plan not only calls for the commencement of immediate payments to creditors, it also enhances the ability to pay creditors in a greater amount more quickly. Unsecured creditors should be mindful that all administrative claims and priority claims are paid before any distribution to general unsecured claims. A full-text copy of the Disclosure Statement dated Nov. 26, 2021, is available at https://bit.ly/2ZtNaTp from PacerMonitor.com at no charge. Attorneys for Debtor: MARTIN J. MCCUE, (# 018849) PATRICK F. KEERY, (# 030971) Keery McCue, PLLC 6803 East Main St., Suite 1116 Scottsdale, AZ 85251 Phone: 480-900-3875 / (480) 478-0709 Fax: (480) 478-0787 About 7Four on Stone Apartments 7Four on Stone Apartments, LLC, a Scottsdale, Ariz.-based company engaged in activities related to real estate, filed a petition for Chapter 11 protection (Bankr. D. Ariz. Case No. 21-05717) on July 26, 2021, listing as much as $10 million in both assets and liabilities. Albert Brown, the Debtor's managing member, signed the petition. Judge Scott H. Gan oversees the case. Patrick F. Keery, Esq., at Keery McCue, PLLC and Craig Elggren, CPA serve as the Debtor's legal counsel and accountant, respectively. 8533 GEORGETOWN: Third-Party Claims Unimpaired in Plan ------------------------------------------------------ 8533 Georgetown Pike LLC submitted a Second Amended Disclosure Statement explaining its Liquidating Plan Within the time frame set forth in the Consent Order, The Debtor will sell the property to a third party; however, if the property cannot be sold within whatever time may be permitted in the Consent Order, then the Debtor proposes to obtain financing to satisfy its obligations to FCVbank, and in such event the Debtor may seek dismissal of the case. The Debtor will pursue both these options. The Plan states whether each class of claims or equity interests is impaired or unimpaired. If the Plan is confirmed, your recovery will be limited as set forth in the Plan. There are two proposed Classes of General Unsecured Claims: (a) Third-Party Claims. The following creditors hold Class 4 Claims: BYND Holdings, Cross River Bank, Falcon Lab, Jim's Carpet, Kazemi Accounting, Mahdavi Doumar Budd & Levine, Perry Charnoff, Romulus and Remus, LLC, and That's What You Get, LLC. These claims are unimpaired. (b) Insider Claim. The Claim of American Majestic Construction. This Class is unimpaired. Counsel for the Debtor: John P. Forest, II, VSB# 33089 11350 Random Hills Rd., Suite 700 Fairfax, VA 22030 Tel: (703) 691-4940 A copy of the Disclosure Statement dated Nov. 24, 2021, is available at https://bit.ly/3r773Lz from PacerMonitor.com. About 8533 Georgetown Pike Great Falls, Va.-based 8533 Georgetown Pike, LLC, filed a voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. E.D. Va. Case No. 21-11000) on June 1, 2021. Raymond Rahbar, manager, signed the petition. John P. Forest, II, Esq. serves as the Debtor's legal counsel. A&M HOME: Case Summary & 15 Unsecured Creditors ----------------------------------------------- Debtor: A&M Home Solutions, LLC d/b/a A&M Home Solutions MI, LLC 436 Detroit Avenue Royal Oak, MI 48073-3642 Business Description: A&M Home Solutions is engaged in activities related to real estate. Chapter 11 Petition Date: November 29, 2021 Court: United States Bankruptcy Court Eastern District of Michigan Case No.: 21-49264 Debtor's Counsel: Yuliy Osipov, Esq. OSIPOV BIGELMAN, P.C. 20700 Civic Center Drive, Suite 420 Southfield, MI 48076 Tel: 248-663-1800 Email: yo@osbig.com Estimated Assets: $500,000 to $1 million Estimated Liabilities: $1 million to $10 million The petition was signed by Debora Lynn Gonzalez as managing member. A copy of the Debtor's list of 15 unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/7C24MDI/AM_Home_Solutions_LLC__miebke-21-49264__0003.0.pdf?mcid=tGE4TAMA A full-text copy of the petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/63H6JGQ/AM_Home_Solutions_LLC__miebke-21-49264__0001.0.pdf?mcid=tGE4TAMA A.B.C. CARPET CO: Seeks to Hire ASK LLP as Special Counsel ---------------------------------------------------------- A.B.C. Carpet Co., Inc. and its affiliates seek approval from the U.S. Bankruptcy Court for the Southern District of New York to employ ASK, LLP as special counsel. The Debtors need the firm's legal assistance in matters adverse to 880 Broadway Owner, LLC and 880 Broadway Tenant, LLC and in other matters in which their bankruptcy counsel, Greenberg Traurig, LLP, may have a conflict of interest. The firm's hourly rates are as follows: Edward E. Neiger, Partner $795 per hour Nicholas C. Brown, Partner $695 per hour Partners $695 - $895 per hour Associates $395 - $495 per hour Paraprofessionals $295 per hour Edward Neiger, Esq., co-managing partner at ASK LLP, disclosed in a court filing that his firm is a "disinterested person" within the meaning of Section 101(14) of the Bankruptcy Code. The firm can be reached through: Edward E. Neiger, Esq. ASK LLP 151 W 46th St. New York, NY 10036 Phone: +1 212-267-7342 Email: eneiger@askllp.com About A.B.C. Carpet Co. Inc. New York-based A.B.C. Carpet Co., Inc. owns and operates ABC Carpet & Home, an iconic lifestyle brand and home furnishing retailer with stores in Manhattan and Brooklyn. A.B.C. Carpet Co. and its affiliates filed their voluntary petitions for Chapter 11 protection (Bankr. S.D.N.Y. Lead Case No. 21-11591) on Sept. 8 2021. In the petition signed by Aaron Rose, chief executive officer, A.B.C. Carpet Co. listed up to $50 million in assets and up to $100 million in liabilities. . Judge David S. Jones oversees the cases. The Debtors tapped Greenberg Traurig, LLP as bankruptcy counsel; ASK, LLP as special counsel; and B. Riley Securities, Inc. as investment banker and financial advisor. Stretto is the claims, noticing and administrative agent. The U.S. Trustee for Region 2 appointed an official committee of unsecured creditors in the Debtors' bankruptcy cases on Sept. 22, 2021. Seward & Kissel, LLP and Province, LLC serve as the committee's legal counsel and financial advisor, respectively. ABDOUN ESTATE: Gets OK to Hire Frasco as Special Counsel -------------------------------------------------------- Abdoun Estate Holdings, LLC received approval from the U.S. Bankruptcy Court for the Eastern District of Michigan to employ Frasco Caponigro Wineman Scheible Hauser & Luttmann, PLLC as its special counsel. The firm will represent the Debtor in the following cases: -- Abdoun Estate Holdings, LLC v. Hanover Ins. (Case No. 2019-177677-CB). -- Abdoun Estate Holdings, LLC v. Red Oak Capital Fund III, LLC (Case No. 2021-190178-CB). -- Midtown Investment Group, Inc. v. Massachusetts Bay Ins. Co. (Case No. 20-10239). J. Christian Hauser, Esq., the lead attorney for this matter, will charge $325 per hour for his services. The retainer fee is $5,000. As disclosed in court filings, Mr. Hauser and other members of Frasco neither hold nor represent any interest adverse to the estate. The firm can be reached through: J. Christian Hauser, Esq. Frasco Caponigro Wineman Scheible Hauser & Luttmann, PLLC 1301 W Long Lake Road, Suite 250 Troy, MI 48098 Phone: (248) 334-6767 Fax: (248) 334-0999 Email: jc@frascap.com About Abdoun Estate Holdings LLC Abdoun Estate Holdings, LLC is a single asset real estate debtor (as defined in 11 U.S.C. Section 101(51B)) based in Southfield, Mich. Abdoun Estate Holdings filed its voluntary petition for Chapter 11 protection (Bankr. E.D. Mich. Case No. 21-48063) on Oct. 11, 2021, listing as much as $10 million in both assets and liabilities. Ahmad Abulabon, managing member of Abdoun Estate Holdings, signed the petition. Judge Thomas J. Tucker oversees the case. The Debtor tapped Yuliy Osipov, Esq., at Osipov Bigelman, P.C. as its bankruptcy counsel. The Blum Law Firm and Frasco Caponigro Wineman Scheible Hauser & Luttmann, PLLC serve as the Debtor's special counsel. ADAMIS PHARMACEUTICALS: Regains Compliance With Nasdaq Requirements ------------------------------------------------------------------- Adamis Pharmaceuticals Corporation received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC notifying the Company that based on the Company's filing of its Quarterly Reports on Form 10-Q for the periods ended March 31, 2021, June 30, 2021 and Sept. 30, 2021, the Company has regained compliance with NASDAQ Marketplace Rule 5250(c)(1), which requires timely filing of periodic reports with the Securities and Exchange Commission, and that the matter is now closed. About Adamis Pharmaceuticals Adamis Pharmaceuticals Corporation -- http://www.adamispharmaceuticals.com-- is a specialty biopharmaceutical company primarily focused on developing and commercializing products in various therapeutic areas, including allergy, opioid overdose, respiratory and inflammatory disease. Adamis reported a net loss of $49.39 million for the year ended Dec. 31, 2020, compared to a net loss of $27.51 million for the year ended Dec. 31, 2019. As of Dec. 31, 2020, the Company had $30.87 million in total assets, $27.37 million in total liabilities, and $3.50 million in total stockholders' equity. San Diego, California-based BDO USA, LLP, the Company's auditor since 2020, issued a "going concern" qualification in its report dated April 15, 2021, citing that the Company has suffered recurring losses from operations and has a net capital deficiency that raise substantial doubt about its ability to continue as a going concern. ADVAXIS INC: Granted Extension to Complete Biosight Merger ---------------------------------------------------------- Advaxis, Inc. has received a letter from the Nasdaq Hearings Panel providing the company an extension through Dec. 20, 2021, to complete its business combination with Biosight, Ltd. and demonstrate compliance with all applicable requirements for initial listing on The Nasdaq Capital Market. On July 6, 2021, Advaxis announced that it had entered into a merger agreement with Biosight, a privately held, Israel-based pharmaceutical company developing innovative therapeutics for hematological malignancies and disorders. On July 29, 2021, Advaxis attended a hearing before the panel, to address Advaxis' non-compliance with the $1.00 bid price requirement for continued listing on The Nasdaq Capital Market. By decision dated Aug. 9, 2021, the panel granted Advaxis an exception through Nov. 22, 2021, to complete the merger with Biosight and evidence compliance with all applicable initial listing criteria. Pursuant to the Nasdaq Listing Rules, the combined company will be required to meet all applicable initial listing requirements for The Nasdaq Capital Market upon the closing of the merger, including the $4 per share price requirement. While there can be no assurance, Advaxis believes that it will be able to close the merger and demonstrate compliance with all applicable requirements for initial listing on The Nasdaq Capital Market on or before Dec. 20, 2021. Advaxis' special meeting of stockholders relating to its proposed merger with Biosight, initially held on Nov. 16, 2021, has been adjourned to Dec. 7, 2021, at 10:00 AM Eastern Time unless postponed or adjourned to a later date, in order to obtain the stockholder approvals necessary to complete the merger and related matters. Advaxis stockholders will be able to attend and participate in the special meeting online by visiting www.virtualshareholdermeeting.com/ADXS2021SM where they will be able to listen to the meeting live, submit questions and vote. About Advaxis Inc. Advaxis, Inc. -- http://www.advaxis.com-- is a clinical-stage biotechnology company focused on the development and commercialization of proprietary Lm-based antigen delivery products. These immunotherapies are based on a platform technology that utilizes live attenuated Listeria monocytogenes (Lm) bioengineered to secrete antigen/adjuvant fusion proteins. These Lm-based strains are believed to be a significant advancement in immunotherapy as they integrate multiple functions into a single immunotherapy and are designed to access and direct antigen presenting cells to stimulate anti-tumor T cell immunity, activate the immune system with the equivalent of multiple adjuvants, and simultaneously reduce tumor protection in the tumor microenvironment to enable T cells to eliminate tumors. Advaxis reported a net loss of $26.47 million for the year ended Oct. 31, 2020, a net loss of $16.61 million for the year ended Oct. 31, 2019, and a net loss of $66.51 million for the year ended Oct. 31, 2018. As of July 31, 2021, the Company had $51.02 million in total assets, $6.75 million in total liabilities, and $44.28 million in total stockholders' equity. ADVAXIS: Adjourns Special Meeting of Stockholders to Dec. 7 ----------------------------------------------------------- Advaxis, Inc.'s stockholders approved Proposal 5 (to adjourn the special meeting of stockholders to Dec. 7, 2021 to solicit additional proxies to vote in favor of the proposals described in the definitive proxy statement). In accordance with the authority granted pursuant to Proposal 5, the special meeting was adjourned in order to allow additional time for stockholders to vote on Proposals 1, 2, 3 and 4. The adjourned special meeting will be reconvened at 10 a.m., Eastern Time, on Dec. 7, 2021 at www.virtualshareholdermeeting.com/ADXS2021SM. The company convened its special meeting of stockholders on Nov. 16, 2021. At the close of business on Sept. 17, 2021, the record date for the determination of stockholders entitled to vote at the special meeting, there were 145,638,459 shares of the company's common stock outstanding and entitled to vote at the special meeting. The holders of 79,512,495 shares of the company's common stock were represented virtually or by proxy at the special meeting, constituting a quorum. About Advaxis Inc. Advaxis, Inc. -- http://www.advaxis.com-- is a clinical-stage biotechnology company focused on the development and commercialization of proprietary Lm-based antigen delivery products. These immunotherapies are based on a platform technology that utilizes live attenuated Listeria monocytogenes (Lm) bioengineered to secrete antigen/adjuvant fusion proteins. These Lm-based strains are believed to be a significant advancement in immunotherapy as they integrate multiple functions into a single immunotherapy and are designed to access and direct antigen presenting cells to stimulate anti-tumor T cell immunity, activate the immune system with the equivalent of multiple adjuvants, and simultaneously reduce tumor protection in the tumor microenvironment to enable T cells to eliminate tumors. Advaxis reported a net loss of $26.47 million for the year ended Oct. 31, 2020, a net loss of $16.61 million for the year ended Oct. 31, 2019, and a net loss of $66.51 million for the year ended Oct. 31, 2018. As of July 31, 2021, the Company had $51.02 million in total assets, $6.75 million in total liabilities, and $44.28 million in total stockholders' equity. AIRPORT HOSPITALITY: Seeks to Hire Schmidt Basch as New Counsel --------------------------------------------------------------- Airport Hospitality, LLC seeks approval from the U.S. Bankruptcy Court for the Eastern District of Missouri to hire Schmidt Basch, LLC to substitute for The Desai Law Firm, LLC. The firm's services include: a. advising the Debtor of its rights, power and duties in its Chapter 11 case; b. assisting the Debtor in its consultations with any appointed committee relative to the administration of the case; c. assisting the Debtor in analyzing the claims of creditors and negotiating with such creditors; d. assisting in investigating the assets, liabilities and financial condition of the Debtor and reorganizing the Debtor's business; e. advising the Debtor in connection with the sale of its assets or business; f. assisting the Debtor in its analysis of and negotiation with any appointed committee or any third-party concerning matters related to, among other things, the terms of a plan of reorganization; g. advising the Debtor with respect to any communications with the general creditor body regarding significant matters in its case; h. commencing and prosecuting necessary actions or proceedings on behalf of the Debtor; i. reviewing, analyzing or preparing reports, bankruptcy schedules and legal documents; j. representing the Debtor at all hearings and other proceedings; k. conferring with other professional advisors in providing advice to the Debtor; l. assisting the Debtor in pending litigation matters; and m. performing all other necessary legal services. The firm's hourly rates are as follows: Michael A. Becker $330 per hour Associates $225 per hour Paralegals/Law Clerks $165 per hour Schmidt Basch received a $5,000 retainer from Forsyth Hospitality, LLC, a member of the Debtor. As disclosed in court filings, Schmidt Basch is a "disinterested person" within the meaning of Section 101(14) of the Bankruptcy Code. The firm can be reached through: Michael A. Becker, Esq. Schmidt Basch, LLC 1034 S. Brentwood Blvd, Ste 1555 St. Louis, MO 63117 Tel: (314) 721-9200 Email: mab@mabeckerlaw.com About Airport Hospitality Bridgeton, Mo.-based Airport Hospitality, LLC filed its voluntary petition for Chapter 11 protection (Bankr. E.D. Mo. Case No. 21-43925) on Oct. 26, 2021, listing as much as $10 million in both assets and liabilities. Harinder Singh, manager, signed the petition. Judge Bonnie L. Clair oversees the case. Michael A. Becker, Esq., at Schmidt Basch, LLC represents the Debtor as legal counsel. ALPINE 4: Prices $24 Million Registered Direct Offering ------------------------------------------------------- Alpine 4 Holdings, Inc. has entered into definitive agreements with institutional investors for the purchase and sale of 8,571,430 shares of the Company's common stock and warrants to purchase 4,285,715 shares of the Company's common stock at a combined purchase price of $2.80 per one Share and accompanying one-half Warrant pursuant to a registered direct offering. The Warrants will have an exercise price of $3.10 per share, will be exercisable immediately, and will expire five years following the issuance date. A.G.P./Alliance Global Partners is acting as sole placement agent for the offering. This offering is being made pursuant to an effective shelf registration statement on Form S-3 (File No. 333-252539) previously filed with the U.S. Securities and Exchange Commission. A prospectus supplement describing the terms of the proposed offering will be filed with the SEC and will be available on the SEC's website located at http://www.sec.gov. Electronic copies of the prospectus supplement may be obtained, when available, from A.G.P./Alliance Global Partners, 590 Madison Avenue, 28th Floor, New York, NY 10022, or by telephone at (212) 624-2060, or by email at prospectus@allianceg.com. About Alpine 4 Alpine 4 Holdings, Inc (formerly Alpine 4 Technologies, Ltd) is a publicly traded conglomerate that is acquiring businesses that fit into its disruptive DSF business model of drivers, stabilizers, and facilitators. As of April 14, 2021, the Company was a holding company that owned nine operating subsidiaries: ALTIA, LLC; Quality Circuit Assembly, Inc.; Morris Sheet Metal, Corp; JTD Spiral, Inc.; Deluxe Sheet Metal, Inc.; Excel Construction Services, LLC; SPECTRUMebos, Inc.; Impossible Aerospace, Inc.; and Vayu (US), Inc. Alpine 4 Holdings reported a net loss of $8.05 million for the year ended Dec. 31, 2020, compared to a net loss of $3.13 for the year ended Dec. 31, 2019, and a net loss of $7.91 million for the year ended Dec. 31, 2018. As of June 30, 2021, the Company had $94.03 million in total assets, $47.12 million in total liabilities, and $46.91 million in total stockholders' equity. AMERICAN CRYOSTEM: Issues 1M Convertible Preferred Shares to AMCY ----------------------------------------------------------------- Pursuant to a share exchange agreement, dated as of Nov. 12, 2021, by and between American CryoStem Corporation and ASC Global, Inc., whose shares of common stock are quoted on the OTC Market Group's OTC Pink Tier Market under the symbol "AMCY", the company issued to AMCY 1,000,000 shares of its Series A convertible preferred stock in exchange for 20,000,000 shares of common stock, par value $0.001 per share, of the company held by AMCY, reducing the outstanding shares of the company's common stock from 62,057,355 to 42,057,355. Each A share will be convertible at the option of AMCY into 20 shares of American CryoStem's common stock commencing on Nov. 11, 2022 and, subject to Nevada law, is entitled to an annual dividend equal to $0.20 per A share payable quarterly, in cash, or at the option of American CryoStem, in shares of company common stock with each such share of common stock having a value for such purposes equal to the average VWAP for the five consecutive trading days with the fifth consecutive trading day being the last trading day of the calendar quarter for which such dividend is being paid. Except as required by Nevada law or otherwise provided in American CryoStem's Certificate of Designation of Rights, Preferences and Privileges of Series A convertible preferred stock, the A shares shall vote as common stock on an as-converted basis with the company's then outstanding common stock. John Arnone and Anthony Dudzinski, the sole officers and directors of American CryoStem who collectively beneficially own 30,260,000 shares of common stock of the company, or approximately 45.4% of the outstanding company common stock are the sole officers and directors of AMCY and collectively beneficially own 48,270,000 shares of common stock of AMCY, or 59.5% of the outstanding AMCY common stock. About American CryoStem Eatontown, New Jersey-based American CryoStem Corporation (OTC: CRYO) -- http://www.americancryostem.com-- is a developer, marketer and global licensor of patented adipose tissue-based cellular technologies and related proprietary services with a focus on processing, commercial bio-banking and application development for adipose (fat) tissue and autologous adipose-derived regenerative cells (ADRCs). American CryoStem reported a net loss of $1.18 million for the year ended Sept. 30, 2020, compared to a net loss of $1.08 million for the year ended Sept. 30, 2019. As of June 30, 2021, the Company had $1.78 million in total assets, $2.39 million in total liabilities, and a total shareholders' deficit of $613,644. Fruci & Associates II, PLLC, in Spokane, Washington, the Company's auditor since 2017, issued a "going concern" qualification in its report dated Jan. 4, 2021, citing that the Company has incurred significant net losses since inception. This factor raises substantial doubt about the Company's ability to continue as a going concern. ANTECO PHARMA: Court Conditionally Approves Disclosure Statement ---------------------------------------------------------------- Judge Katherine Maloney Perhach has entered an order conditionally approving the Disclosure Statement of Anteco Pharma, LLC. The final hearing on (1) the Limited Objection of Galderma Laboratories, L.P. to the Debtor's Motion for Valuation of Secured Property and Determination of Creditors' Secured Status; (2) approval of the disclosure statement; and (3) confirmation of the plan will be held on January 12, 2022 and January 13, 2022, beginning at 9:00 a.m., at the U.S. Federal Courthouse, 3rd Floor, Courtroom 350, 120 N. Henry Street, Madison, WI 53703. The objections to final approval of the disclosure statement and/or confirmation of the plan must be filed and served no later than January 5, 2022, at 4:00 p.m. January 5, 2022 is fixed as the last day for filing written acceptances or rejections of the plan. The proposed findings of fact and conclusions of law, any legal memorandum, witness lists, exhibit lists, copies of exhibits, and the Debtor's ballot report should be filed on or before January 7, 2022. About Anteco Pharma Anteco Pharma, LLC, is a Waunakee, Wis.-based company specializing in freeze drying and related processing of pharmaceutical intermediates, medical devices, specialty food and nutritional ingredients. Anteco Pharma filed its voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. W.D. Wis. Case No. 221-11012) on May 7, 2021, disclosing total assets of up to $10 million and total liabilities of up to $1 million. Howard R. Teeter, authorized member, signed the petition. Judge Catherine J. Furay oversees the case. Krekeler Strother, S.C. and Boardman & Clark, LLP serve as the Debtor's bankruptcy counsel and special counsel, respectively. ARCHDIOCESE OF AGANA: Offers to Up Abuse Victims Up to $34 Million ------------------------------------------------------------------ Haidee Eugenio Gilbert of Marianas Variety reports that Guam's Catholic Church has come up with a revised proposed payment of $27.96 million to $34.38 million to those who claimed they were raped or sexually molested by priests and other members of the clergy when they were minors, dating back to the 1950s. That's more than $100,000 per clergy sex abuse survivor if the award is based on equal amounts, although the process is far from over. Clergy sex abuse survivors and other claimants would need to vote to either accept or reject the plan from the Archdiocese of Agana. The bankruptcy court's confirmation of the plan is also needed. Once the plan is confirmed after a hearing, payments may begin about three months later. The proposed compensation to abuse survivors is part of the Archdiocese of Agana's First Amended Chapter 11 Bankruptcy Plan of reorganization filed Thursday with the District Court of Guam. The plan is meant to resolve the archdiocese's bankruptcy, while also ensuring that its Catholic parishes, schools and programs remain open. There are some 270 clergy sex abuse claims. Archbishop Michael Jude Byrnes, and archdiocese attorneys Bruce Anderson, Ford Elsaesser and John Terlaje, submitted the proposed reorganization plan a few days before District Court Chief Judge Frances Tydingco-Gatewood's deadline of Nov. 29. The revised restitution amount offered to abuse claimants is higher by $6 million to $13 million than the archdiocese's initial $21 million offer in January 2020. At the time the $21 million was offered, based on court filings, clergy sex abuse survivors' attorneys said the plan was unreasonable and had little hope of being accepted. Since seeking bankruptcy protection in January 2019, this is the second public disclosure of the amount the archdiocese plans to pay sex abuse claimants. Where the money comes from Most of the proposed payouts will come from the archdiocese's cash and real estate properties that will be transferred to a trust for the abuse survivors, and the rest will come from the archdiocese's two insurers, as well as contributions from Guam's Catholic parishes and schools. Here's the archdiocese's proposal to abuse survivors: * $14.082 million to $20.505 million to come from cash and real properties transferred to the trust. * $878,250 from Catholic parishes and schools' contributions. * $13 million from the National Union Fire Insurance Co. of Pittsburgh, Pennsylvania, and Continental Insurance Co. The total amount to be placed in the survivors' trust is $27,960,250 to $34,383,645, according to documents filed in court. Of the total amount, $800,000 is set aside for unknown claimants, including those who filed after the deadline to file claims. As of Friday night, Concerned Catholics of Guam President David Sablan said the group had yet to see or read the archdiocese's plan. The grassroots group of Catholics has been instrumental in exposing clergy sex abuses, which led to the Vatican's investigation of then Archbishop Anthony S. Apuron, who was stripped of his title and power. Selling church assets The archdiocese previously sold the former Accion Hotel property, once its seminary in Yona, for some $7.03 million in net proceeds, and only $1.5 million of that is left. That $1.5 million will go toward the plan, along with the sale of "additional real property, including the Chancery," the archdiocese said in its latest round of court filings. It expects $5 million from these sales. The archdiocese also plans to transfer certain real property of the archdiocese, parishes and schools to the trust that will be created for the survivors. At present, it's estimated at more than $9 million to $15.5 million, to be transferred to the trust. Guam's Catholic parishes also propose to assist by contributing additional cash to fund the reorganization plan. While the amount may be supplemented, the present rough contribution from parishes is $878,250. The proceeds of the two settlements with insurers are also a source of the funds: $1 million from Continental Insurance, and $12 million from National Union. The archdiocese recommends that claimants vote to accept the plan, it stated in court filings. Since 2016, there have been nearly 300 individuals who claimed they were victims of clergy sex abuse on Guam. About Agana Archdiocese The Roman Catholic Archdiocese of Agana is an ecclesiastical territory or diocese of the Catholic Church in the United States that comprises the United States dependency of Guam. The Roman Catholic Archdiocese of Agana sought Chapter 11 protection (Bankr. D. Guam Case No. 19- 00001) on Jan. 9, 2019. In the petition signed by Most Rev. Michael Jude Byrnes, Coadjutor Archbishop of Agana, it listed $22.96 million in assets, with $45.66 million in liabilities. The case is handled by Honorable Judge Frances M Tydingco-Gatewood. Edwin H. Caldie, of Stinson Leonard Street LLP, is the Debtor's counsel. ARCTIC GLACIER: Court Orders Termination of CCAA Proceedings ------------------------------------------------------------ Arctic Glacier Income Fund on Nov. 19, 2021, disclosed that the Manitoba Court of Queen's Bench has issued an order terminating the Companies' Creditors Arrangement Act ("CCAA") proceedings affecting the Fund and its subsidiaries upon the satisfaction of certain conditions, including, but not limited to, receipt of three clearance certificates from the applicable taxation authorities and final distribution of the net cash assets of the Fund. As previously disclosed, it is the current intention of the trustees of the Fund to wind-up and dissolve the Fund upon the satisfaction of these conditions. The Fund's court-appointed monitor, Alvarez & Marsal Canada Inc., will, following satisfaction of these conditions, file a Case Completion Certificate and be discharged from its duties as monitor. More information about the CCAA proceedings is available on the website of the Fund's court-appointed monitor, Alvarez & Marsal Canada Inc., at http://www.alvarezandmarsal.com/arctic-glacier-income-fund-arctic-glacier-inc-and-subsidiaries. About Arctic Glacier Winnipeg, Canada-based Arctic Glacier Inc. (CSE:AG.UN) , et al., manufacture packaged ice for distribution in Canada and the United States. On Feb. 22, 2012 Arctic Glacier Income Fund, together with its subsidiaries, initiated proceedings in the Manitoba Court of Queens Bench seeking a court supervised recapitalization under the Companies' Creditors Arrangement Act. Under the CCAA, Alvarez & Marsal Canada Inc. was appointed by the Court as Monitor. Concurrently, Philip J. Reynolds of Alvarez & Marsal Canada Inc., as monitor and foreign representative, filed Chapter 15 petitions for Arctic Glacier, et al. (Bankr. D. Del. Lead Case No. 12-10603) on Feb. 22, 2012. Bankruptcy Judge Kevin Gross presides over the case. Mr. Reynolds is represented by Robert S. Brady, Esq., at Young, Conaway, Stargatt & Taylor, LLP. The Debtors is estimated to have assets and debts at $100 million to $500 million. AULT GLOBAL: Plans to Split Into Two Companies ---------------------------------------------- Ault Global Holdings, Inc. plans to split into two public companies by pursuing a spin-off of Ault Alliance to its stockholders. Ault Alliance will continue its focus on the Company's legacy businesses and more recently initiated operations, including lending and investing in the real estate and distressed asset spaces, among others, defense, and power solutions, including EV charging products. Following the spin-off of Ault Alliance, the Company, through its BitNile subsidiary, will be a pure-play provider of Bitcoin mining and data center operations, pursuing DeFi-related initiatives. The Company believes that both BitNile and Ault Alliance will, as separate public companies, be better positioned to deliver long-term growth and maximize stockholder value. Each business is expected to benefit from increased operational focus, independent capital allocation based on the needs of the businesses, dedicated and focused boards of directors and compelling investment profiles that will appeal to investors with distinct interests. The Company plans to execute the spin-off of Ault Alliance in late 2022. The capital structure, leadership teams and board of directors will be determined and announced later. The proposed spin-off to stockholders is subject to the satisfaction of customary conditions, including final approval by the Company's board of directors, private letter rulings from the Internal Revenue Service and/or tax opinions from counsel, and the filing and effectiveness of a Form 10 registration statement with the U.S. Securities and Exchange Commission. The Company's Founder and Executive Chairman, Milton "Todd" Ault, III said, "During 2021, we allocated significant capital to acquire and build out our Michigan data center and to purchase Bitcoin mining equipment at scale. These investments, coupled with our name change announcement today, demonstrate that we are committed to Bitcoin mining, data center operations and DeFi initiatives. We recently announced executed purchase agreements that will result in BitNile owning at least 20,000 Bitcoin miners by the end of 2022, as we seek to fulfill our strategic initiative of becoming one of the top 10 publicly traded Bitcoin mining companies." Mr. Ault continued, "At the same time, I could not be more excited about Ault Alliance's portfolio of businesses. We look forward to continuing our mission of investing in disruptive technologies and undervalued assets. This is a seminal moment for our Company. We believe that our strategic plan will be transformational, allowing each company to grow while focusing on its respective core strengths, providing stockholders the ability to realize the full potential of the separate companies." Ault Global will change the Company's name to BitNile Holdings, Inc. and the Company's stock symbol to NILE. The Company wishes to advise stockholders that the name and symbol change will be effective on Monday, Dec. 13, 2021. About Ault Global Holdings Ault Global Holdings, Inc. (fka DPW Holdings, Inc.) is a diversified holding company pursuing growth by acquiring undervalued businesses and disruptive technologies with a global impact. Through its wholly and majority-owned subsidiaries and strategic investments, the Company provides mission-critical products that support a diverse range of industries, including defense or aerospace, industrial, telecommunications, medical, and textiles. In addition, the Company extends credit to select entrepreneurial businesses through a licensed lending subsidiary. Ault Global reported a net loss of $32.73 million for the year ended Dec. 31, 2020, compared to a net loss of $32.94 million for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $225.72 million in total assets, $24.74 million in total liabilities, and $200.98 million in total stockholders' equity. AVAILA BIO: Taps CKM Consulting as Chief Compliance Advisor ----------------------------------------------------------- Availa Bio, Inc. seeks approval from the U.S. Bankruptcy Court for the District of Nevada to hire CKM Consulting, Inc. as its chief compliance advisor. The firm's services include: a. compliance for all corporate documents, including, but not limited to, resolutions of the Board of Directors, corporate actions, and related activities; b. liaison between the Debtor and all accounting, audit and legal professionals; and c. other necessary tasks. CKM will be paid a monthly fee of $3,500 and will be reimbursed for out-of-pocket expenses. As disclosed in court filings, CKM is a "disinterested person" within the meaning of Section 101(14) of the Bankruptcy Code. The firm can be reached through: Michael Krome CKM Consulting, Inc. 8 Teak Ct. Lake Grove, NY 11755 Phone: +1 631-379-0886 About Availa Bio Inc. Availa Bio, Inc. is a bioscience company in Ridgefield, N.J., which through research and development, is dedicated to developing cutting edge products in the markets of pain relief, pharmaceutical, nutraceutical, cosmetics and hemp. Availa Bio filed a petition for Chapter 11 protection (Bankr. D. Nev. Case No. 21-14909) on Oct. 12, 2021, listing up to $50,000 in assets and up to $10 million in liabilities. Jim Morrison, president and chief executive officer, signed the petition. Judge Natalie M. Cox oversees the case. The Debtor tapped Fox Rothschild, LLP as bankruptcy counsel; Muldoon & Muldoon, LLC as special counsel; Riveron RTS, LLC as financial advisor; Emerging Capital Strategies, Ltd. as consultant; and CKM Consulting, Inc. as chief compliance advisor. AVAILA BIO: Taps Emerging Capital Strategies as Consultant ---------------------------------------------------------- Availa Bio, Inc. seeks approval from the U.S. Bankruptcy Court for the District of Nevada to hire Emerging Capital Strategies, Ltd. as its consultant. The Debtor needs the firm's services, which are critical for logistics and other operational activities. These services include: a. assuming the obligations and duties, as consultant of vice president and operations manager, and overseeing the supply chain under the direction of the Debtor's president and chief executive officer; b. assisting the senior management in marketing the Debtor to the capital markets, including assisting with "debtor-in-possession" financing; c. advising the Debtor on subsidiary operations and compliance; d. advising the Debtor and its senior management regarding financial issues or merger activity; e. assisting the Debtor and its senior management in the creation, development and update of the Debtor's balance sheet; f. assisting the Debtor and senior management with legal and accounting and corporate governance and OTC Markets compliance; and g. assisting the Debtor and its senior management with legal, accounting and audit preparation. The firm will be paid the sum of $15,000 per month and will be reimbursed for out-of-pocket expenses incurred. It will also receive a health insurance allowance of $1,500 per month. As disclosed in court filings, Emerging Capital Strategies is a "disinterested person" within the meaning of Section 101(14) of the Bankruptcy Code. The firm can be reached through: James W. Zimbler Emerging Capital Strategies, Ltd. 19 Tanglewood Rd. Smithtown, NY 11787 About Availa Bio Inc. Availa Bio, Inc. is a bioscience company in Ridgefield, N.J., which through research and development, is dedicated to developing cutting edge products in the markets of pain relief, pharmaceutical, nutraceutical, cosmetics and hemp. Availa Bio filed a petition for Chapter 11 protection (Bankr. D. Nev. Case No. 21-14909) on Oct. 12, 2021, listing up to $50,000 in assets and up to $10 million in liabilities. Jim Morrison, president and chief executive officer, signed the petition. Judge Natalie M. Cox oversees the case. The Debtor tapped Fox Rothschild, LLP as bankruptcy counsel; Muldoon & Muldoon, LLC as special counsel; Riveron RTS, LLC as financial advisor; Emerging Capital Strategies, Ltd. as consultant; and CKM Consulting, Inc. as chief compliance advisor. AVINGER INC: Obtains FDA OK for Pantheris as ISR Treatment ---------------------------------------------------------- Avinger, Inc. has received 510(k) clearance from the U.S. Food & Drug Administration (FDA) for a new clinical indication for the Pantheris image-guided atherectomy system. This clearance allows the company to directly market Pantheris for the treatment of in-stent restenosis (ISR) in the lower extremity arteries. "We are excited to receive FDA clearance for the ISR indication, which expands our addressable market for Pantheris to include a high-incidence disease state for which there are few available indicated treatment options," commented Jeff Soinski, Avinger's president and CEO. "Pantheris is now the only directional atherectomy device to have a clinical indication for the treatment of in-stent restenosis, providing a compelling new point of differentiation for the device. By combining real-time intravascular imaging with the precise control and large luminal gain of directional atherectomy, Pantheris enables physicians to visualize stent struts and safely target ISR lesions to restore blood flow to occluded vessels, while avoiding the structure of the previously implanted stent." To support the 510(k) submission with the FDA, Avinger provided data generated from the INSIGHT trial, a prospective, global, single arm, multi-center study to evaluate the safety and effectiveness of Pantheris for treating in-stent restenosis in lower extremity arteries. Sean Janzer, M.D., an interventional cardiologist, and Glen Schwartzberg, M.D., a vascular surgeon, served as co-principal investigators of the study. The clinical data from INSIGHT was presented at the VIVA conference in October 2021 by Dr. Jon George, an interventional cardiologist at University of Pennsylvania Health System, and is scheduled for presentation today at the VEITH Symposium by Dr. Todd Vogel, Chief of Cardiovascular Surgery at University of Missouri Health. "The Pantheris system's combination of onboard image-guidance and a directional excision mechanism provides significant clinical advantages in treating in-stent restenosis not available with any other therapy," noted Dr. Schwartzberg. "This technology allows the operator to target only the blockage and maximize the channel for restored blood flow while avoiding negative interactions with clearly delineated stent struts. Based on the results of the INSIGHT study and my personal experience with the device, I believe that Pantheris can help physicians safely and effectively treat many ISR patients that previously may not have had other options available and reduce the need for repeat interventions and more invasive surgeries." With approximately 200,000 stents placed in the femoral and popliteal arteries annually, and 30% to 40% of these stents expected to develop in-stent restenosis within 3 years of implantation, the treatment of in-stent restenosis represents both a significant market and healthcare burden. In-stent restenosis occurs when a blocked artery previously treated with a stent becomes narrowed again, reducing blood flow. Physicians often face challenges when treating ISR both in terms of safety and efficacy. From a safety standpoint, limitations in imaging techniques, such as X-ray fluoroscopy, and the inability to control the directionality of other treatment modalities creates the concern of potentially impacting the integrity of the stent during the intervention. In terms of efficacy, current therapies for in-stent restenosis, such as balloon angioplasty, do not actually remove occlusive material and have high rates of recurrent renarrowing within stents. Avinger's proprietary Lumivascular technology allows physicians, for the first time ever, to see from inside the artery during an atherectomy or CTO crossing procedure by using an imaging modality called optical coherence tomography, or OCT, that is displayed on Avinger's Lightbox console. Physicians performing atherectomy or crossing CTOs with other devices must rely solely on X-ray and tactile feedback to guide their interventions while treating complicated arterial disease. With the Lumivascular approach, physicians can more accurately navigate their devices and treat PAD lesions, due to real-time OCT images generated from inside the artery, without exposing healthcare workers and patients to the negative effects of ionizing radiation. About Avinger Headquartered in Redwood City, California, Avinger -- http://www.avinger.com-- is a commercial-stage medical device company that designs and develops image-guided, catheter-based system for the diagnosis and treatment of patients with Peripheral Artery Disease (PAD). Avinger reported a net loss applicable to common stockholders of $22.87 million for the year ended Dec. 31, 2020, compared to a net loss applicable to common stockholders of $23.03 million for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $33.74 million in total assets, $22.17 million in total liabilities, and $11.57 million in total stockholders' equity. BACTERIOSCAN INC: Gets Interim OK to Hire Lewis Rice as Counsel --------------------------------------------------------------- BacterioScan, Inc. received interim approval from the U.S. Bankruptcy Court for the Eastern District of Missouri to hire Lewis Rice, LLC to serve as legal counsel in its Chapter 11 case. The firm's services include: (i) advising the Debtor regarding its powers and duties in the continued management and operation of its business and properties; (ii) advising the Debtor regrading corporate transactions and corporate governance; (iii) assisting the Debtor regarding employee and intellectual property matters; (iv) attending meetings and negotiating with representatives of creditors and other parties in interest, and advising the Debtor on the conduct of its case, including all of the legal and administrative requirements of operating in Chapter 11; (v) taking all necessary action to protect and preserve the Debtor's estate, including the prosecution of actions on its behalf, the defense of any actions commenced against the estate, negotiations concerning all litigation in which the Debtor may be involved and objections to claims filed against the estate; (vi) reviewing and preparing legal documents and agreements; (vii) negotiating and preparing a plan of reorganization, disclosure statement and all related documents and taking necessary actions to obtain confirmation of such plan; (viii) reviewing and objecting to claims; (ix) advising the Debtor in connection with any sale of assets; and (x) appearing before the bankruptcy court, appellate courts and the Office of the U.S. Trustee. The hourly rates for attorneys at Lewis Rice after a 15 percent discount range from $387 to $625.50 for partners and $202.50 to $387 for associates. Paralegals charge between $180 and $252 per hour. The primary attorneys and paralegals working on this case and their hourly rates are: John Hall $569.50 per hour Larry E. Parres $616.25 per hour Griffin Lowry $276.25 per hour Justine Lanciault (paralegal) $221 per hour The firm received an initial retainer in the amount of $25,000. John Hall, Esq., a partner at Lewis Rice, disclosed in court filings that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. Lewis Rice can be reached at: John J. Hall, Esq. Lewis Rice, LLC 600 Washington Avenue, Suite 2500 St. Louis, MO 63101 Tel: (314) 444-7635 Fax: (314) 612-7635 Email: jhall@lewisrice.com About BacterioScan Inc. BacterioScan, Inc. is a medical device company in Saint Louis, Mo., dedicated to changing the way infectious disease is diagnosed and treated. Its platform is built on the expedited detection and antibiotic susceptibility testing of pathogens. BacterioScan filed its voluntary petition for Chapter 11 protection (Bankr. E.D. Mo. Case No. 21-44179) on Nov. 15, 2021, listing up to $1 million in assets and up to $10 million in liabilities. Kenneth Howard, chairman of BacterioScan, signed the petition. Judge Bonnie L. Clair presides over the case. John J. Hall, Esq., at Lewis Rice, LLC represents the Debtor as legal counsel. BANTEC INC: Gets $55K Loan From Sixth Street Lending ---------------------------------------------------- Bantec, Inc. entered into a convertible promissory note with Sixth Street Lending, LLC in the principal amount of $55,000. The Nov. 12, 2021 note carries interest at the rate of 10%, matures on Nov. 12, 2022, and is convertible into shares of the Bantec's common stock, par value $0.0001, at the lender's election, after 180 days, at a 35% discount, provided that the lender may not own greater than 4.99% of the company's common stock at any time. Bantec received funding under the Nov. 12, 2021 note on Nov. 17, 2021. About Bantec Bantec, Inc., a product and service company, through its subsidiaries and divisions, sells drones and related products manufactured by third parties to various parties, including facility managers, engineers, maintenance managers, purchasing managers and contract officers who work for hospitals, universities, manufacturers, commercial businesses, local and state governments and the US Government. The Company also offers technical services related to drone utilization. Boca Raton, Florida-based Salberg & Company, P.A., the Company's auditor since 2017, issued a "going concern" qualification in its report dated Jan. 12, 2021, citing that the Company has a net loss and cash used in operations of $4,328,318 and $491,000, respectively, for the year ended Sept. 30, 2020 and has a working capital deficit, stockholders' deficit and accumulated deficit of $16,214,281, $17,944,973 and $31,074,769, respectively, at Sept. 30, 2020. The Company has defaulted on several promissory notes. These matters raise substantial doubt about the Company's ability to continue as a going concern. BIOLASE INC: Gets 180-Day Extension From Nasdaq ----------------------------------------------- Biolase, Inc. has received a written notification from the Listing Qualification Department of The NASDAQ Stock Market granting BIOLASE's request for a 180-day extension to regain compliance with Nasdaq's minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2). BIOLASE now has until May 23, 2022 to regain compliance with the Bid Price Rule. Nasdaq's extension notice has no immediate effect on the continued listing status of BIOLASE's common stock, which remains listed on The NASDAQ Capital Market. If at any time until May 23, 2022, the bid price for BIOLASE's common stock closes at or above $1.00 per share for a minimum of 10 consecutive trading days, BIOLASE will regain compliance with the Bid Price Rule, and the matter will be closed. BIOLASE will continue to monitor the bid price for its common stock and consider various available options if BIOLASE's common stock does not trade at a level that is likely to regain compliance with the Bid Price Rule. There can be no assurance that BIOLASE will regain compliance with the Bid Price Rule or maintain compliance with any of the other Nasdaq continued listing requirements during this extended compliance period. Separately, BIOLASE announced that, on Nov. 18, 2021, it entered into an amendment to its senior secured term loan with SWK Funding LLC, which, among other improvements, extended the maturity of the loan to May 31, 2025 and reduced the effective interest rate on the loan by 200 basis points. SWK Funding LLC is a subsidiary of SWK Holdings Corporation, a Dallas, Texas-based healthcare focused investment firm. "The 180-day extension from NASDAQ gives us more time to demonstrate the success of our growth strategy, which has delivered stellar results over the past three quarters, and for the financial community to acknowledge and value the opportunity we have ahead," commented John Beaver, president and chief executive officer of BIOLASE. "Additionally, the amendment to our loan with SWK demonstrates its belief in our ability to deliver continued strong growth as new customers adopt our market-leading dental lasers." "We remain impressed with BIOLASE's continued operating traction as evidenced by increasing market acceptance of its dental lasers. The strong operating results combined with the company's healthy balance sheet positions BIOLASE to achieve its growth plans driven by continued new customer adoption of their lasers, which provide a greater standard of care for dental procedures and a safer environment for dental practitioners and their patients," commented Winston Black, chief executive officer of SWK Holdings. About Biolase BIOLASE -- http://www.biolase.com-- is a medical device company that develops, manufactures, markets, and sells laser systems for the dentistry and medicine industries. BIOLASE's proprietary laser products incorporate approximately 271 patented and 40 patent-pending technologies designed to provide biologically and clinically superior performance with less pain and faster recovery times. Biolase reported a net loss of $16.83 million for the year ended Dec. 31, 2020, compared to a net loss of $17.85 million for the year ended Dec. 31, 2019. As of June 30, 2021, the Company had $61.25 million in total assets, $27.99 million in total liabilities, and $33.26 million in total stockholders' equity. BORINQUEN NATURAL: Taps Trebilcock & Rovira as Special Counsel -------------------------------------------------------------- Borinquen Natural, LLC seeks approval from the U.S. Bankruptcy Court for the District of Puerto Rico to employ Trebilcock & Rovira, LLC as its special litigation counsel. The Debtor requires legal assistance in the following civil cases: (i) NGO Health Dist. Inc., et. al., v. Borinquen Natural Inc., et. al., SJ2020cv07047 and (ii) Great Healthworks Inc. v. Borinquen Natural LLC, 20-cv-1732 (RAM). It also needs the firm's legal services in contested matters or adversary proceedings that may result from the civil cases. Trebilcock & Rovira will charge $200 per hour for the work performed by its attorney, Thomas Trebilcock-Horan, Esq. The firm will also seek reimbursement for work-related expenses incurred. The retainer fee is $5,000. As disclosed in court filings, Trebilcock & Rovira does not represent interests adverse to the Debtor and its bankruptcy estate. The firm can be reached through: Thomas J. Trebilcock-Horan, Esq., Trebilcock & Rovira LLC Ochoa Building, Suite 201 500 Tanca Street San Juan, PR 00901 Phone: 787-723-0439 Email: ttrebilcock@trebilcockrovira.com About Borinquen Natural Borinquen Natural, LLC filed a voluntary petition for Chapter 11 protection (Bankr. D.P.R. Case No. 21-01058) on March 31, 2021, listing under $1 million in both assets and liabilities. Judge Mildred Caban Flores oversees the case. The Debtor tapped Myrna L. Ruiz-Olmo, Esq., at MRO Attorneys at Law, LLC as bankruptcy counsel and Trebilcock & Rovira, LLC as special litigation counsel. Albert Tamarez-Vasquez, CPA, at Tamarez CPA, LLC is the Debtor's accountant. BROOKLYN IMMUNOTHERAPEUTICS: Files Form S-1 Resale Prospectus ------------------------------------------------------------- Brooklyn ImmunoTherapeutics, Inc. filed with the Securities and Exchange Commission a registration statement on Form S-1 relating to the proposed public offering by certain selling stockholders of up to 6,281,454 shares of the Company's common stock received in connection with its acquisition of Novellus, Inc. in July 2021. All of the Resale Shares are being registered for resale pursuant to a registration rights agreement dated July 16, 2021, entered between the Company and the selling stockholders in connection with the acquisition of Novellus, Inc. The Company will not receive any proceeds from any Resale Shares sold by the selling stockholders. A total of 3,377,690 of the Resale Shares are the subject of lock-up agreements that the Company entered into with Matthew Angel and Christopher Rohde, the co-founders of Novellus, Inc., and their affiliates. Each lock-up agreement extends until July 2024, provided that up to 75% of the shares of common stock subject to the lock-up agreements may be released from the lock-up restrictions earlier if the price of its common stock on The Nasdaq Global Market exceeds specified thresholds. The terms of the lock-up agreements are not modified in any manner by the filing of the Resale Registration Statement, and the 3,377,690 Resale Shares subject to the lock-up agreements will not be available for offer or sale under the Resale Registration Statement until released from the lock-up restrictions in accordance with the lock-up agreements. The remaining 2,903,764 Resale Shares, including a total of 838,402 Resale Shares beneficially owned by Messrs. Angel and Rohde, are not subject to contractual lock-up restrictions and are expected to be available for offer and sale under the Resale Registration Statement upon, and subject to, the Resale Registration Statement being declared effective by the SEC. About Brooklyn ImmunoTherapeutics Brooklyn ImmunoTherapeutics (formerly NTN Buzztime, Inc.) is biopharmaceutical company focused on exploring the role that cytokine, gene editing, and cell therapy can have in treating patients with cancer, blood disorders, and monogenic diseases. NTN Buzztime reported a net loss of $4.41 million for the year ended Dec. 31, 2020, compared to a net loss of $2.05 million for the year ended Dec. 31, 2019. As of June 30, 2021, the Company had $64.71 million in total assets, $29.53 million in total liabilities, and $35.18 million in total stockholders' and members' equity. San Diego, California-based Baker Tilly US, LLP, the Company's auditor since 2013, issued a "going concern" qualification in its report dated March 11, 2021, citing that the Company incurred a significant net loss for the year ended Dec. 31, 2020 and as of Dec. 31, 2020 had a negative working capital balance, and does not expect to have sufficient cash or working capital resources to fund operations for the twelve-month period subsequent to the issuance date of these financial statements. These factors raise substantial doubt about the Company's ability to continue as a going concern. CAMBER ENERGY: Delays Filing of Third Quarter Form 10-Q ------------------------------------------------------- Camber Energy, Inc. filed a Form 12b-25 with the Securities and Exchange Commission its Quarterly Report on Form 10-Q for the quarter ended Sept. 30, 2021. The company said it has experienced delays in completing its Quarterly Report on Form 10-Q for the quarter ended Sept. 30, 2021, within the prescribed time period, due to delays in assembling the financial information required to be reviewed by its independent auditor, and in completing the accounting of certain transactions affecting the company. The delay could not be eliminated without unreasonable effort or expense. Camber Energy plans to file its completed Quarterly Report on Form 10-Q for the quarter ended Sept. 30, 2021, on or before the fifth day following the prescribed due date. Camber Energy anticipates a significant change in its results of operations for the quarter ended Sept. 30, 2021, as compared to the quarter ended Sept. 30, 2020, as the company completed an acquisition of Viking Energy Group, Inc. common stock at the end of 2020. A reasonable estimate of the results of operations could not be made as of the current date as the company's accountants are still preparing its results of operations. About Camber Energy Based in Houston, Texas, Camber Energy -- http://www.camber.energy -- is primarily engaged in the acquisition, development and sale of crude oil, natural gas and natural gas liquids from various known productive geological formations, including from the Hunton formation in Lincoln, Logan, Payne and Okfuskee Counties, in central Oklahoma; the Cline shale and upper Wolfberry shale in Glasscock County, Texas; and Hutchinson County, Texas, in connection with its Panhandle acquisition which closed in March 2018. Camber Energy reported a net loss of $3.86 million for the year ended March 31, 2020, compared to net income of $16.64 million for the year ended March 31, 2019. As of Sept. 30, 2020, the Company had $11.79 million in total assets, $1.61 million in total liabilities, $6 million in preferred stock (series C), and $4.18 million in total stockholders' equity. Marcum LLP, in Houston, Texas, the Company's auditor since 2015, issued a "going concern" qualification in its report dated June 29, 2020, citing that the Company has incurred significant losses from operations and had an accumulated deficit as of March 31, 2020 and 2019. These factors raise substantial doubt about its ability to continue as a going concern. CAMBER ENERGY: NYSE Extends Deadline to File Financial Reports -------------------------------------------------------------- Camber Energy, Inc. received a letter from the NYSE American in response to the Company's request for an extension of the date by which the Company is to file outstanding financial reports. The Company is not in compliance with the Exchange's continued listing standards as set forth in Section 1007 of the NYSE American Company Guide given the Company failed to timely file the following reports: (i) Form 10-K for the 9-month transition period ended Dec. 31, 2020; (ii) Form 10-Q for the period ended March 31, 2021; and (iii) Form 10-Q for the period ended June 30, 2021. The Filing Delinquency will be cured via the filing of the Delayed Reports. The Company originally intended to remedy the Filing Delinquency on or before Nov. 19, 2021, however, due to certain circumstances requested the Exchange grant the Company a brief extension of time by which to file the Delayed Reports. The Exchange accepted the Company's request and has allowed the Company until Dec. 17, 2021 to file the Delayed Reports. If the Company is unable to cure the delinquency by Dec. 17, 2021, the Company mayrequest anadditional extensionup to the maximum cure period of May 20, 2022. NYSE Regulationstaff will review the Company periodically for compliance with adherence to the milestones in the plan. In addition, if the Company does not make progress consistent with the plan during the plan period or if the Company does not complete its Delayed Filings and any subsequently delayed filings with the SEC by the end of the maximum 12-month cure period on May 20, 2022, Exchange staff will initiate delisting proceedings as appropriate. The Company may appeal a staff delisting determination in accordance with Section 1010 and Part 12 of the Company Guide. Receipt of the letter does not have any immediate effect on the listing of the Company's shares on the Exchange, except that until the Company regains compliance with the Exchange's listing standards, a "BC" indicator will be affixed to the Company's trading symbol. The Company's business operations and SEC reporting requirements are unaffected by the notification, provided that if the Filing Delinquency is not cured then the Company will be subject to the Exchange's delisting procedures. The Company is committed to filing the Delayed Reports to achieve compliance with the Exchange's requirements, and, although there are no guarantees it will do so, the Company expects to file the Delayed Reports on or before Dec. 17, 2021. About Camber Energy Based in Houston, Texas, Camber Energy -- http://www.camber.energy -- is primarily engaged in the acquisition, development and sale of crude oil, natural gas and natural gas liquids from various known productive geological formations, including from the Hunton formation in Lincoln, Logan, Payne and Okfuskee Counties, in central Oklahoma; the Cline shale and upper Wolfberry shale in Glasscock County, Texas; and Hutchinson County, Texas, in connection with its Panhandle acquisition which closed in March 2018. Camber Energy reported a net loss of $3.86 million for the year ended March 31, 2020, compared to net income of $16.64 million for the year ended March 31, 2019. As of Sept. 30, 2020, the Company had $11.79 million in total assets, $1.61 million in total liabilities, $6 million in preferred stock (series C), and $4.18 million in total stockholders' equity. Marcum LLP, in Houston, Texas, the Company's auditor since 2015, issued a "going concern" qualification in its report dated June 29, 2020, citing that the Company has incurred significant losses from operations and had an accumulated deficit as of March 31, 2020 and 2019. These factors raise substantial doubt about its ability to continue as a going concern. CLASSIC ACQUISITIONS: Taps George Goosmann as Bankruptcy Attorney ----------------------------------------------------------------- Classic Acquisitions, LLC received approval from the U.S. Bankruptcy Court for the Western District of North Carolina to employ George Goosmann, IV, Esq., an attorney practicing in Asheville, N.C. The services to be provided by the attorney include: (a) advising the Debtor regarding its powers and duties in the continued operation of its business and management of its property; (b) preparing reports and legal papers; and (c) performing all other necessary legal services. Mr. Goosmann disclosed in court filings that he is a disinterested person and does not have a connection with the Debtor and its estate in the matters upon which he is to be engaged. Mr. Grossman can be reached at: George F. Goosmann, IV, Esq. Goosmann Rose Colvard & Cramer, P.A. 77 Central Avenue, Suite H Asheville, NC 28801 Phone: (828) 258-0150 / (828) 350-3777 About Classic Acquisitions Asheville, N.C.-based Classic Acquisitions, LLC filed a petition for Chapter 11 protection (Bankr. W.D. N.C. Case No. 21-10164) on Sept. 1, 2021, listing as much as $10 million in both assets and liabilities. Anne Morrow, a member of Classic Acquisitions, signed the petition. Judge George R. Hodges oversees the case. The Debtor tapped Edward C. Hay, Jr., Esq., at Pitts, Hay & Hugenschmidts, P.A. and George F. Goosmann, IV, Esq., at Goosmann Rose Colvard & Cramer, P.A. as legal counsel. CLINIGENCE HOLDINGS: Signs Merger Agreement With Nutex Health ------------------------------------------------------------- Clinigence Holdings, Inc. and Nutex Health, LLC (together with its affiliates), an independent operator of micro-hospitals and hospital outpatient departments, have signed a definitive merger agreement pursuant to which the companies will combine in a stock-for-stock merger transaction. Based in Houston, Texas and founded in 2011 by Chairman and CEO Tom Vo, M.D., MBA, Nutex currently owns and operates 19 facilities in eight states. Nutex currently targets to add another two Nutex micro-hospitals to become operational as early as December 2021, while twelve additional facilities are under construction and are expected to become operational in 2022. Nutex has approximately 1500 employees nationwide and is partnered with approximately 200 physicians. Nutex' micro-hospitals provide 24/7 care, including emergency room care, inpatient care, and behavioral health, and offer a range of services including onsite imaging services such as CT scans, x-ray and ultrasound, as well as certified and accredited laboratories that provide immediate results, and onsite inpatient pharmacies. Numerous Nutex hospitals have been voted and awarded "Best Hospitals" in their respective communities. Under the terms of the merger agreement, each unit representing an equity interest in Nutex issued and outstanding immediately prior to the closing date shall be converted into the right to receive approximately 3.571 shares of common stock of Clinigence Holdings, as adjusted as set forth in the merger agreement. The aggregate number of shares to be issued to Nutex equity holders in the transaction will depend on the amount of equity in micro-hospital subsidiaries contributed by Nutex equity holders prior to the merger. It is currently anticipated that Nutex equity holders prior to the merger will own, after the merger, approximately 90% of the shares of common stock of Clinigence, on a fully diluted basis. The newly combined company will be renamed Nutex Health, Inc. and headquartered in Houston, Texas. The transaction has been approved by the Board of Directors of Clinigence and approved by the manager and equity holders of Nutex. Upon closing of the transaction, Tom Vo, M.D., MBA will serve as Chairman and chief executive officer of the combined company. Warren Hosseinion, M.D., the current CEO of Clinigence Holdings, will serve as president of the combined company. The Board of Directors of the combined company will consist of Dr. Vo, Dr. Hosseinion and other appointees of Nutex. "We are excited to announce this strategic merger with Nutex Health to create one of the nation's leading providers of healthcare services," stated Warren Hosseinion, M.D., chairman, chief executive officer and co-founder of Clinigence Holdings. "Our two organizations complement each other and will allow us to advance our integrated care delivery platform, which would include technology-enabled, risk-bearing value-based provider networks wrapped around efficient micro-hospitals." "Both of our organizations have a history of providing high-quality, concierge level care that is cost effective and focused on outcomes and high patient satisfaction," stated Tom Vo, M.D., MBA, Chairman, chief executive officer and founder of Nutex Health. "We are proud to say that we have made a huge difference in the lives of not just the patients and the community that we serve, but also to the lives of the doctors and team members that work with us. We are excited about the future of the combined company." Approvals The transaction, which is expected to close in the first half of 2022, is subject to a number of conditions, including antitrust regulatory clearance, approval by Clinigence stockholders, conditional approval for listing on Nasdaq of the common stock of Clinigence and other customary closing conditions. There can be no assurance that the Company will be able to consummate the merger with Nutex. Advisors The Benchmark Company and Colliers are acting as financial advisors to Clinigence. McDermott, Will & Emery is serving as legal counsel to Clinigence. Ernst & Young Capital Advisors is acting as an exclusive financial advisor to Nutex, WG Consulting LLC is acting as pre-audit advisor to Nutex and Locke Lord LLP is serving as legal counsel to Nutex. About Clinigence Holdings Clinigence Holdings -- http://www.clinigencehealth.com-- is a healthcare information technology company providing an advanced, cloud-based platform that enables healthcare organizations to provide value-based care and population health management. The Clinigence platform aggregates clinical and claims data across multiple settings, information systems and sources to create a holistic view of each patient and provider and virtually unlimited insights into patient populations. Clinigence reported a net loss of $5.65 million in 2020 following a net loss of $7.12 million in 2019. As of Sept. 30, 2021, the Company had $83.27 million in total assets, $9.33 million in total liabilities, and $73.94 million in total stockholders' equity. New York, NY-based Marcum LLP, the Company's auditor since 2020, issued a "going concern" qualification in its report dated March 31, 2021, citing that the Company has a significant working capital deficiency, has incurred significant losses and needs to raise additional funds to meet its obligations and sustain its operations. These conditions raise substantial doubt about the Company's ability to continue as a going concern. CLUBHOUSE MEDIA: Issues $224K Promissory Note to Sixth Street ------------------------------------------------------------- Clubhouse Media Group, Inc. entered into a securities purchase agreement with Sixth Street Lending LLC, pursuant to which, on Nov. 18, 2021, the Company issued a convertible promissory note to Sixth Street in the aggregate principal amount of $224,000.00 for a purchase price of $203,750, reflecting a $20,250 original issue discount. At closing, the Company reimbursed Sixth Street the sum of $3,750.00 for Sixth Street's costs in completing the transaction. The Note has a maturity date of Nov. 18, 2022 and bears interest at 10% per year. No payments of the principal amount or interest are due prior to the Maturity Date, other than as specifically set forth in the Note. The Company may not prepay the Note prior to the Maturity Date, other than by way of a conversion initiated by Sixth Street. The Note provides Sixth Street with conversion rights to convert all or any part of the outstanding and unpaid principal amount of the Note from time to time into fully paid and non-assessable shares of the Company's Common Stock, par value $0.001. Conversion rights are exercisable at any time during the period beginning on May 17, 2022 (180 days from when the Note was issued) and ending on the later of (i) the Maturity Date and (ii) the date of payment of the amounts due upon an uncured event of default. Any principal that Sixth Street elects to convert will convert at the Conversion Price, which is a Common Stock per share price equal to the lesser of a Variable Conversion Price and $1.00. The Variable Conversion Price is 75% of the Market Price, which is the lowest dollar volume-weighted average sale price during the 20-trading day period ending on the trading day immediately preceding the conversion date. VWAP is based on trading prices on the principal market for Company Common Stock or, if none, OTC. Currently, the Common Stock trades OTC. In no event is Sixth Street entitle to convert any portion of the Note upon which conversion Sixth Street and its affiliates would beneficially own more than 4.99% of the outstanding shares of Company Common Stock. The Note contains customary events of default, including, but not limited to: (1) failure to pay principal or interest on the Note when due; (2) failure to issue and transfer Common Stock upon exercise of Sixth Street of its conversion rights; (3) an uncured breach of any of the Company's other material obligations contained in the Note; and (4) the Company's breach of any representation or warranty in the Securities Purchase Agreement or other related agreements. If an event of default occurs and continues uncured, the Note becomes immediately due and payable. If an event of default occurs because the Company fails to issue shares of Common Stock to Sixth Street within three business days of receiving a notice of conversion from Sixth Street, the Company shall pay an amount equal to 200% of the Default Amount in full satisfaction of the Company's obligations under the Note. If an event of default occurs for any other reason that continues uncured (except in the case of appointment of a receiver, bankruptcy, liquidation, or a similar default), the Company shall pay an amount equal to 150% of the Default Amount (defined below) in full satisfaction of the Company's obligations under the Note. The "Default Amount" is equal to the sum of (a) accrued and unpaid interest on the principal amount of the Note to the date of payment plus (b) default interest, which is calculated based on a rate of 22% per year (inclusive of the 10% interest per year that would be due absent an event of default), plus (c) certain other amounts that may be owed under the Note. About Clubhouse Media Las Vegas, Nevada-based Clubhouse Media Group, Inc. operates a global network of professionally run content houses, each of which has its own brand, influencer cohort and production capabilities. The Company offers management, production and deal-making services to its handpicked influencers, a management division for individual influencer clients, and an investment arm for joint ventures and acquisitions for companies in the social media influencer space. Its management team consists of successful entrepreneurs with financial, legal, marketing, and digital content creation expertise. Clubhouse Media reported a net loss of $2.58 million for the year ended Dec. 31, 2020, compared to a net loss of $74,764 for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $1.70 million in total assets, $7.95 million in total liabilities, and a total stockholders' deficit of $6.25 million. Spokane, Washington-based Fruci & Associates II, PLLC, the Company's auditor since 2020, issued a "going concern" qualification in its report dated March 15, 2021, citing that the Company has net losses and negative working capital. These factors raise substantial doubt about the Company's ability to continue as a going concern. CREATD INC: Incurs $9.7 Million Net Loss in Third Quarter --------------------------------------------------------- Creatd, Inc. filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q disclosing a net loss of $9.74 million on $1.18 million of net revenue for the three months ended Sept. 30, 2021, compared to a net loss of $16.18 million on $424,814 of net revenue for the three months ended Sept. 30, 2020. For the nine months ended Sept. 30, 2021, the Company reported a net loss of $24.94 million on $2.89 million of net revenue compared to a net loss of $23.31 million on $1.04 million of net revenue for the same period during the prior year. As of Sept. 30, 2021, the Company had $8.25 million in total assets, $6.13 million in total liabilities, and $2.13 million in total stockholders' equity. At Sept. 30, 2021, the Company had a working capital (deficit) of $(2,836,312) as compared to a working capital of $3,052,566 at Dec. 31, 2020, a decrease in working capital of $5,888,878. The decrease is primarily attributable to a reduction in cash and an increase in deferred revenue and notes payable. This was offset by an increase in prepaid expense and a decrease in convertible notes payable. A full-text copy of the Form 10-Q is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/0001357671/000121390021059418/f10q0921_creatdinc.htm About Creatd Inc. Headquartered in Fort Lee, NJ, Creatd, Inc. -- https://creatd.com -- is a creator-first technology company and the parent company of the Vocal platform. Its mission is to empower creators, entrepreneurs, and brands through technology and partnership. The Company accomplishes this through Creatd's three main business pillars: Vocal Ventures, Creatd Partners, and its newest initiative, Recreatd. Creatd, Inc reported a net loss of $24.21 million for the year ended Dec. 31, 2020, compared to a net loss of $8.04 million for the year ended Dec. 31, 2019. As of June 30, 2021, the Company had $6.61 million in total assets, $7.06 million in total liabilities, and a total stockholders' deficit of $452,831. Somerset, New Jersey-based Rosenberg Rich Baker Berman, P.A., the Company's auditor since 2018, issued a "going concern" qualification in its report dated March 30, 2021, citing that the Company had a significant accumulated deficit, and has incurred significant net losses and negative operating cash flows. These factors raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the issuance of the financial statements. CYTODYN INC: All 4 Proposals Passed at Annual Meeting ----------------------------------------------------- At the Annual Meeting of CytoDyn Inc., the stockholders of the Company: (1) elected Scott A. Kelly, M.D., Nader Z. Pourhassan, Ph.D., Jordan G. Naydenov, Lishomwa C. Ndhlovu, M.D., Ph.D., Harish Seethamraju, M.D., and Tanya Durkee Urbach to serve on the Board of Directors until the 2022 annual meeting of stockholders, until their successors are duly elected and qualified or until their earlier death, resignation or removal; (2) ratified, on an advisory (non-binding) basis, the selection of Warren Averett, LLC as the Company's independent registered public accounting firm for the fiscal year ending May 31, 2022; (3) approved, on an advisory (non-binding) basis, the Company's named executive officer compensation; and (4) approved a proposal to amend the Company's Certificate of Incorporation to increase the total number of authorized shares of common stock from 800,000,000 to 1,000,000,000. About CytoDyn Inc. Headquartered in Vancouver, Washington, CytoDyn Inc. -- http://www.cytodyn.com-- is a late-stage biotechnology company focused on the clinical development and potential commercialization of leronlimab (PRO 140), a CCR5 antagonist to treat HIV infection, with the potential for multiple therapeutic indications. Cytodyn reported a net loss of $154.67 million for the year ended May 31, 2021, compared to a net loss of $124.40 million for the year ended May 31, 2020. As of Aug. 31, 2021, the Company had $104.97 million in total assets, $130.16 million in total liabilities, and a total stockholders' deficit of $25.19 million. Birmingham, Alabama-based Warren Averett, LLC, the Company's auditor since 2007, issued a "going concern" qualification in its report dated July 30, 2021, citing that the Company incurred a net loss of approximately $154,674,000 for the year ended May 31, 2021 and has an accumulated deficit of approximately $511,294,000 through May 31, 2021, which raises substantial doubt about its ability to continue as a going concern. DAVEY KENT: Seeks to Expand Scope of Escott & Company's Services ---------------------------------------------------------------- Davey Kent, Inc. and its affiliates filed a supplemental application seeking approval from the U.S. Bankruptcy Court for the Northern District of Ohio to expand the scope of services of its accountant, Escott & Company, LLC. The additional services to be provided by the firm include the preparation and filing of monthly operating reports and bookkeeping services. The firm's hourly rates are as follows: Managers $150 per hour Staff Accountant $75 per hour Escott & Company will also receive reimbursement for out-of-pocket expenses incurred. Al Stefanov, a partner at Escott & Company, disclosed in a court filing that the firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Al Stefanov Escott & Company, LLC 628 S. Water Street Kent, OH 44240 Tel: (330) 673-4819 Fax: (330) 673-4629 Email: Al@escottandco.com About Davey Kent Inc. Davey Kent, Inc., a manufacturer of industrial machinery in Kent, Ohio, filed a petition for Chapter 11 protection (Bankr. N.D. Ohio Case No. 21-51022) on July 2, 2021, listing as much as $10 million in both assets and liabilities. Davey Kent President J. Thomas Myers, II signed the petition. Judge Alan M. Koschik oversees the case. Brouse McDowell, LPA and Escott & Company, LLC serve as the Debtor's bankruptcy counsel and accountant, respectively. DEA BROTHERS: Claims to Be Paid in Full in Secured Creditor's Plan ------------------------------------------------------------------ Secured Creditor A&G Interprises LLC submitted a First Amended Disclosure Statement describing First Amended Plan of Reorganization for Debtor DEA Brothers Sisters LLC dated Nov. 23, 2021. The Proponent's proposed Plan is separate and different from any proposed plan of the Debtor. Under the Proponent's Plan, A&G, through its officers or professionals, will manage the property commonly known as 16502 S. Main St., Carson, CA 90248 (the "Property") in order to use the rents the Property generates to pay all of the Debtor's allowed claims. Funding for the Plan will be derived from (i) cash on hand in the Estate as of the Effective Date; (ii) rental income and additional funds provided by A&G, if necessary. The Plan Proponent owned and operated the Property until it sold the Property to the Debtor on February 25, 2019. Notably, in conjunction with the sale to the Debtor, on or about February 15, 2019, A&G Interprises, LLC signed a document entitled "MATTER OF RECORD ONLY BETWEEN SELLER AND BUYER" that said: "Any demand for payment received from IRS or FTB, A&G Enterprises, LLC (Seller) is responsible for and will resolve." The Debtor has been unable to successfully operate its business and now seeks to reorganize its debts through a Chapter 11 case under the Bankruptcy Code by paying all its Creditors less than 100% of their claims and 5% or less to most of its creditors. By contrast, the Plan Proponent intends to pay all of the Debtor's debts in full through its Plan. The Proponent is confident in its own ability to generate enough revenue to fund its operations with itself as a manager as it would focus more on actively advertising the Property. The Proponent would implement marketing practices with which it was able to achieve 100% occupancy in the past, which have not been followed recently as the Proponent has personally observed and documented during 2021. Class 2 consists of the Secured Portion of the Internal Revenue Service Claim on 16505 South Main Street, Carson, CA 90248. This Lien is based on taxes not owed by the Debtor, which were due more than three years before the Petition Date and are, therefore, not priority debts under Section 507(a)(8) of the Bankruptcy Code. This Class shall receive a monthly payment of $1,598.69 plus balloon payment for any amount still due after monthly payments made. Class 3 consists of the Secured Portion of the Franchise Tax Board Claim on 16505 South Main Street, Carson, CA 90248. This Lien is based on taxes not owed by the Debtor, which were due more than three years before the Petition Date and are, therefore, not priority debts under Section 507(a)(8) of the Bankruptcy Code. This Class shall receive a monthly payment of $46.71 plus balloon payment for any amount still due after monthly payments made. Class 5 consists of all Allowed General Unsecured Claims. There are no scheduled claims in this class and no unsecured creditors have filed proofs of claim. However, the claims in Class 2 and 3 as well as the claim of Plan Proponent in Class 4, if it somehow is considered a general unsecured claim, shall be satisfied as set forth in the respective description of Classes 2, 3 and 4. Specifically, the holders of the claims in Classes 2 and 3 (that is, the IRS and the FTB) will receive payments over time and the holder of the claim in Class 4 (the Plan Proponent) will receive the equity in the Debtor, which will be the Reorganized Debtor upon plan confirmation. All existing ownership interests in the Debtor, owned or asserted to be owned, are extinguished. One hundred percent (100%) of the ownership of the resulting Reorganized Debtor shall be deemed to arise as of the Effective Date of the plan (the "New Stock"). The New Stock shall be owned and transferred to A&G Interprises, LLC's Managing Member, Ana Huezo. All assets of the Debtor, including, but not limited to, cash, deposit accounts, accounts receivable and the Property shall become the property of the Reorganized Debtor and controlled by the new equity owner, A&G Interprises, LLC. It is projected that on the Effective Date, the Reorganized Debtor will have approximately $11,677.43 available to fund a plan of reorganization, but the amount available as of the Effective Date may be more or less depending on the operations of the Debtor after this document is filed and before the Effective Date. If it is less, it may be less than $11,677.43 because of outlays or payments made equal to allowed administrative amounts or future amounts due paid before the Effective Date pursuant to Bankruptcy law or Court order, which would reduce the amounts due on the Effective Date. In addition, the amount needed on the Effective Date of this Plan is likely to be only $6,000 because the estimated amount of $60,950 of fees and costs of debtor's counsel, if allowed, will not have yet been approved on a final basis or may have been fully or partially paid already by Enayatali Ali Jiwani, who has filed declarations in this case indicating that he would be pay compensation awarded by the Court, and the $325 in U.S. Trustee fees are paid in the ordinary course of business. The funds used to make payments of $5,046 or $7,988 to Alejandro Hernandez will be available to fund the $6,000 payment due to Mr. Hernandez under the Creditor's Plan. The Plan will be funded primarily through rental income. Based on the required Plan payments, the Plan Proponent is confident that it will have sufficient cash on hand to make all required Effective Date payments. A full-text copy of the First Amended Disclosure Statement dated Nov. 23, 2021, is available at https://bit.ly/3FQOWgX from PacerMonitor.com at no charge. Attorney for A&G Interprises: Giovanni Orantes, Esq.,SBN. 190060 THE ORANTES LAW FIRM, P.C. 3435 Wilshire Blvd. – Suite 2920 Los Angeles, CA 90010 Tel: 213-389-4362 Fax: 877-789-5776 E-mail: go@gobklaw.com About DEA Brothers Sisters DEA Brothers Sisters, LLC, is a Laguna Hills, Calif.-based company that owns a strip shopping center located at 16502 S. Main St., Carson, California. DEA Brothers Sisters sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. D. Cal. Case No. 21-10608) on March 10, 2021. In the petition signed by Enayat Ali Jiwani, the sole managing member, the Debtor disclosed between $1 million and $10million in both assets and liabilities. Judge Erithe A. Smith oversees the case. Financial Relief Legal Advocates, Inc. and Osborn Plasse serve as the Debtor's legal counsel. FIVETOWER LLC: Seeks Approval to Hire AXS Law Group as Counsel -------------------------------------------------------------- FiveTower, LLC seeks approval from the U.S. Bankruptcy Court for the Southern District of Florida to hire AXS Law Group, PLLC as substitute for Weiss Serota Helfman Cole & Bierman, P.L. Effective Nov. 16, Aleida Martinez Molina, Esq., transferred her practice from Weiss to AXS Law Group. The Debtor signed a letter requesting the transfer of its Chapter 11 case to AXS and that Ms. Molina remain as counsel of record. The hourly rate of Ms. Molina is $400. Ms. Molina disclosed in a court filing that her firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Aleida Martinez Molina, Esq. AXS Law Group, PLLC 2121 NW 2nd Avenue, Suite 201 Miami, FL 33127 Phone: (305) 297-1878 Email: Aleida@axslawgroup.com About FiveTower LLC FiveTower, LLC sought Chapter 11 protection (Bankr. S.D. Fla. Case No. 21-17617) on Aug. 2, 2021, disclosing up to $1 million in assets and up to $10 million in liabilities. Judge Laurel M. Isicoff oversees the case. The Debtor tapped Aleida Martinez Molina, Esq., at AXS Law Group, PLLC as bankruptcy counsel; Markowitz Ringel Trusty & Hartog, PA and Richard P. Joblove, P.A. as special counsel; Dinnall Fyne & Co. as financial advisor; and Pinchasik Yelen Muskat Stein, LLC as accountant. FLOOR-TEX: Wins Cash Collateral Access Thru Dec 7 ------------------------------------------------- The U.S. Bankruptcy Court for the Southern District of Texas, Houston Division, has authorized Floor-Tex Commercial Flooring, LLC to use cash collateral on an interim basis. The Debtor is permitted to use its cash collateral subject to the terms and conditions set forth in the Interim Order for necessary business expenses incurred in the ordinary course of business in the categories and amounts listed in the budget until the final hearing on use of cash collateral. The Cash Collateral Lenders will continue to have the same liens, encumbrances and security interests in the cash collateral generated or created post filing, plus all proceeds, products, accounts, or profits thereof, as existed prior to the filing date. The Debtor will provide to the Cash Collateral Lenders copies of all insurance policies, and continue to keep all collateral of the Cash Collateral Lenders fully insured against all loss, peril and hazard. The Debtor will pay to Westwood Funding Solutions, LLC, the amount of $2,000 during the time period for the projected budget and such payment will be made based on instructions for payment to be provided by counsel for Westwood. Westwood objects to its characterization as a lender in the Motion and the Order and reserves all rights with respect to a determination of the nature of its transaction with the Debtor and the extent and nature of its security interest. The Debtor will pay to Fresh Funding Solutions, LLC, the amount of $1,000 during the time period for the projected budget and such payment will be made based on instructions for payment to be provided by counsel for Fresh. Fresh also objects to its characterization as a lender in the Motion and the Order and reserves all rights with respect to a determination if the nature of its transaction with the Debtor and the extent and nature of its security interest. The Debtor may also pay $3,480 to Rafael Sosa d/b/a Sosa's Flooring for prepetition labor as set forth on the budget. The final hearing on the matter is scheduled for December 7, 2021 at 4:30 p.m. A copy of the order is available at https://bit.ly/3CWQ68Q from PacerMonitor.com. About Floor-Tex Commercial Flooring, LLC Floor-Tex Commercial Flooring, LLC specializes in residential and commercial flooring contracting. The Debtor sought protection under Chapter 11 of the U.S. Bankruptcy Code (Bankr. S.D. Tex. Case No. 21-33751) on November 19, 2021. In the petition signed by Doris Springer, chief executive officer, the Debtor disclosed up to $10 million in assets and liabilities. Judge Eduardo V. Rodriguez oversees the case. Reese Baker, Esq., at Baker and Associates is the Debtor's counsel. GULF COAST HEALTH: PCO Taps Klehr as Delaware Counsel ----------------------------------------------------- Daniel McMurray, the patient care ombudsman appointed in the Chapter 11 cases of Gulf Coast Health Care, LLC and its affiliates, seeks approval from the U.S. Bankruptcy Court for the District of Delaware to hire Klehr Harrison Harvey Branzburg, LLP as Delaware counsel. The firm's services include: (a) providing legal advice regarding the local rules, practices, precedent, regulations and procedures, and providing substantive and strategic advice on how to accomplish the ombudsman's goals in connection with his duties in the cases; (b) appearing in court, depositions and meetings with the U.S. trustee; (c) reviewing or preparing documents and other materials and ensuring compliance with the local rules; (d) representing the ombudsman in coordination with his bankruptcy counsel in any proceeding or hearing in the bankruptcy court or in other courts where the rights of the patients may be litigated or affected as a result of the Debtors' Chapter 11 filing; (e) performing all other services assigned by the ombudsman. The firm's hourly rates are as follows: Partners $400 to $840 per hour Counsel $360 to $500 per hour Associates $285 to $425 per hour Paralegals $205 to $295 per hour Raymond Lemisch, Esq., a partner at Klehr, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached through: Raymond H. Lemisch, Esq. Klehr Harrison Harvey Branzburg LLP 919 N. Market Street, Suite 1000 Wilmington, DE 19801 Tel: (302) 426-1189/(302) 552-5511 Fax: (302) 426-9193 Email: rlemisch@klehr.com About Gulf Coast Health Care Gulf Coast Health Care, LLC is a licensed operator of 28 skilled nursing facilities comprising nearly 3,350 licensed beds across Florida, Georgia, and Mississippi. It provides short-term rehabilitation, comprehensive post-acute skilled care, long-term care, assisted living, and therapy services in each of its facilities. Gulf Coast Health Care and 61 affiliates sought Chapter 11 protection (Bankr. D. Del. Lead Case No. 21-11336) on Oct. 14, 2021. In the petition signed by Benjamin M. Jones as chief restructuring officer, Gulf Coast Health Care listed up to $50 million in assets and up to $500 million in liabilities. The cases are handled by Judge Karen B. Owens. The Debtors tapped McDermott Will & Emery LLP and Ankura Consulting Group LLC as legal counsel and restructuring advisor, respectively. M. Benjamin Jones of Ankura serves as the Debtors' chief restructuring officer. Epiq Corporate Restructuring, LLC is the claims, noticing and administrative agent. On Oct. 25, 2021, the U.S. Trustee for Region 3 appointed an official committee of unsecured creditors in the Debtors' Chapter 11 cases. Greenberg Traurig, LLP and FTI Consulting, Inc., serve as the committee's legal counsel and financial advisor, respectively. Daniel T. McMurray is the patient case ombudsman appointed in the Debtors' cases. Neubert, Pepe & Monteith, P.C. and Klehr Harrison Harvey Branzburg, LLP serve as the PCO's bankruptcy counsel and Delaware counsel, respectively. IFRESH INC: Shares to be Delisted by Nasdaq ------------------------------------------- iFresh, Inc. received notice from the staff of the Nasdaq Stock Market that the Nasdaq Hearings Panel has denied the Company's appeal of the Staff's Sept. 22, 2021 decision to delist the common stock of the Company. Accordingly, the Company's common stock will be delisted. The Company's common stock is expected to continue to be traded on the OTC Expert Market, and the Company will seek to establish relationships with market makers to provide additional trading opportunities in the Company's stock. However, there can be no assurance that a market for the Company's shares will develop. The Panel's decision to delist the Company's common stock was based on two continued listing deficiencies. First, the Panel noted that the Company was not in compliance with Nasdaq Listing Rules due to its failure to timely hold an annual meeting of shareholders for the fiscal year ended March 31, 2020, which is required to be held within twelve months of the Company's fiscal year end under Nasdaq Listing Rules 5620(a) and 5810(c)(2)(G). Second, the Panel noted that the Company did not comply with Nasdaq's filing requirements set forth in Listing Rule 5250(c)(1) because it had not filed its Form 10-K for the year ended March 31, 2021, and its Form 10-Q for the period ended June 30, 2021. The Company failed to regain compliance pursuant to the above rules. In addition, the Panel noted that the Panel had considered the Company's history of noncompliance with Nasdaq's several continued listing requirements and failure to address in a timely manner material weaknesses in its internal controls over financial reporting disclosed in its 2019 and 2020 annual reports on Form 10-K. The Panel concluded that it is not in the best interests of Nasdaq or prospective investors for the Company to remain listed on the exchange. The Company does not expect the Staff's determination to have any impact on its day-to-day operations. About iFresh Inc. Headquartered in Long Island City, New York, iFresh Inc. -- http://www.ifreshmarket.com-- is an Asian American grocery supermarket chain and online grocer on the east coast of U.S. With nine retail supermarkets along the US eastern seaboard (with additional stores in Glen Cove, Miami and Connecticut opening soon), and two in-house wholesale businesses strategically located in cities with a highly concentrated Asian population, iFresh aims to satisfy the increasing demands of Asian Americans (whose purchasing power has been growing rapidly) for fresh and culturally unique produce, seafood and other groceries that are not found in mainstream supermarkets. With an in-house proprietary delivery network, online sales channel and strong relations with farms that produce Chinese specialty vegetables and fruits, iFresh is able to offer fresh, high-quality specialty produce at competitive prices to a growing base of customers. iFresh Inc. reported a net loss of $8.29 million for the year ended March 31, 2020, compared to a net loss of $12 million for the year ended March 31, 2019. As of Dec. 31, 2020, the Company had $131.62 million in total assets, $110.33 million in total liabilities, and $21.29 million in total shareholders' equity. Friedman LLP, in New York, the Company's auditor since 2016, issued a "going concern" qualification in its report dated Aug. 13, 2020, citing that the Company has incurred significant operating losses, has negative working capital of $28.6 million and is not in compliance with its credit agreement. These conditions raise substantial doubt about the Company's ability to continue as a going concern. ISRAEL MARMOL: Taps AXS Law Group as Bankruptcy Counsel ------------------------------------------------------- Israel Marmol & Associates, Inc. received approval from the U.S. Bankruptcy Court for the Southern District of Florida to employ AXS Law Group, PLLC as substitute for Weiss Serota Helfman Cole & Bierman, P.L. Effective Nov. 16, 2021, Aleida Martinez Molina, Esq., transferred her practice from Weiss to AXS Law Group. The Debtor signed a letter requesting the transfer of its Chapter 11 case to AXS and that Ms. Molina remain as counsel of record. The hourly rate of Ms. Molina is $400. Ms. Molina disclosed in a court filing that her firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Aleida Martinez Molina, Esq. AXS Law Group, PLLC 2121 NW 2nd Avenue, Suite 201 Miami, FL 33127 Phone: (305) 297-1878 Email: Aleida@axslawgroup.com About Israel Marmol & Associates Israel Marmol & Associates, Inc. sought protection for relief under Chapter 11 of the Bankruptcy Code (Bankr. S.D. Fla. Case No. 21-17899) on Aug. 13, 2021, listing as much as $100,000 in both assets and liabilities. Judge Robert A. Mark oversees the case. Aleida Martinez Molina, Esq., at AXS Law Group, PLLC and De la Hoz & Associates, P.A. serve as the Debtor's legal counsel and accountant, respectively. JAGUAR HEALTH: RBSM LLP Replaces Mayer Hoffman as Auditor --------------------------------------------------------- Mayer Hoffman McCann P.C. notified Jaguar Health, Inc. of its decision to resign as the Company's independent registered public accounting firm effective on the earlier of (i) the date the Company engaged a new independent registered public accounting firm or (ii) Dec. 17, 2021. The reports of MHM on the Company's consolidated financial statements for the fiscal years ended Dec. 31, 2020 and 2019 contained an explanatory paragraph regarding the Company's ability to continue as a going concern and contained no adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles. During the fiscal years ended Dec. 31, 2020 and 2019, and in the subsequent interim period through Nov. 17, 2021, there have been no disagreements with MHM on any matters of accounting principles or practices, financial statement disclosure or auditing scope and procedure. On Nov. 22, 2021, the Company, with the approval of the audit committee of the Company's board of directors, appointed RBSM LLP as the Company's new independent registered public accounting firm and MHM's resignation as the Company's independent registered public accounting firm became effective. MHM has informed the Company that it will cooperate and assist with an orderly transition of audit firms, including delivering comfort letters, consents and other documents as reasonably requested by the Company and agreed to by MHM pursuant to new engagement letters and responding fully to any inquiries of the successor auditor. During the two most recent fiscal years and the subsequent interim period through Nov. 22, 2021, the Company has not consulted RBSM with respect to (a) the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company's consolidated financial statements, and neither a written report was provided to the Company nor oral advice was provided that RBSM concluded was an important factor considered by the Company in reaching a decision as to the accounting, auditing or financial reporting issue; or (b) any matter that was either the subject of a disagreement (as defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions to Item 304 of Regulation S-K), or a reportable event (as defined in Item 304(a)(1)(v) of Regulation S-K). About Jaguar Health Jaguar Health, Inc. -- http://www.jaguar.health-- is a commercial stage pharmaceuticals company focused on developing novel, sustainably derived gastrointestinal products on a global basis. The Company's wholly owned subsidiary, Napo Pharmaceuticals, Inc., focuses on developing and commercializing proprietary human gastrointestinal pharmaceuticals for the global marketplace from plants used traditionally in rainforest areas. Its Mytesi (crofelemer) product is approved by the U.S. FDA for the symptomatic relief of noninfectious diarrhea in adults with HIV/AIDS on antiretroviral therapy. Jaguar Health reported a net loss and comprehensive loss of $33.81 million for the year ended Dec. 31, 2020, compared to a net loss and comprehensive loss of $38.54 million for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $59.26 million in total assets, $37.70 million in total liabilities, and $21.55 million in total stockholders' equity. JEWEL SUNSET: Voluntary Chapter 11 Case Summary ----------------------------------------------- Debtor: Jewel Sunset Holdings, LLC 529 CR 316 Llano, TX 78643 Business Description: Jewel Sunset Holdings, LLC is a family-owned and operated company that sells, installs, and services a variety of boat lifts and marine products on the Highland Lakes and surrounding areas. Chapter 11 Petition Date: November 29, 2021 Court: United States Bankruptcy Court Western District of Texas Case No.: 21-10914 Debtor's Counsel: Jerome A. Brown, Esq. THE BROWN LAW FIRM 13900 Saywer Ranch Rd Dripping Springs, TX 78620 Tel: (512) 306-0092 E-mail: jerome@brownbankruptcy.com Estimated Assets: $100,000 to $500,000 Estimated Liabilities: $1 million to $10 million The petition was signed by Penny Steele as president. The Debtor failed to include in the petition a list of its 20 largest unsecured creditors. A full-text copy of the petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/HKVXQYY/Jewel_Sunset_Holdings_LLC__txwbke-21-10914__0001.0.pdf?mcid=tGE4TAMA JUST ENERGY: Commences Litigation Against ERCOT, PUCT ----------------------------------------------------- Just Energy Group Inc., a retail energy provider specializing in electricity and natural gas commodities and bringing energy efficient solutions, carbon offsets and renewable energy options to customers, on Nov. 12, 2021, along with its affiliates Just Energy Texas LP, Fulcrum Retail Energy LLC, and Hudson Energy Services LLC (the "Just Energy Parties"), initiated a lawsuit (the "Lawsuit") against the Electric Reliability Council of Texas ("ERCOT") and the Public Utility Commission of Texas (the "PUCT") in the United States Bankruptcy Court for the Southern District of Texas (the "Texas Bankruptcy Court"). The Lawsuit seeks to recover payments that were made by the Just Energy Parties to ERCOT for certain invoices relating to February 2021, when a historically severe winter storm known as "Winter Storm Uri" severely impaired Texas' power-generating resources. As previously reported, the Just Energy Parties and certain of their affiliates commenced cases under Chapter 15 of the United States Bankruptcy Code on March 9, 2021 in the Texas Bankruptcy Court. See the Forward-Looking Statements below regarding certain risks with respect to the Lawsuit. FTI Consulting Canada Inc. (the "Monitor") is overseeing the Company's proceedings under the Companies' Creditors Arrangement Act ("CCAA") as the court-appointed Monitor. Further information regarding the CCAA proceedings and the Lawsuit is available at the Monitor's Web site at http://cfcanada.fticonsulting.com/justenergy. Information regarding the CCAA proceedings can also be obtained by calling the Monitor's hotline at 416-649-8127 or 1-844-669-6340 or by email at justenergy@fticonsulting.com. About Just Energy Group Just Energy Group Inc. (TSX:JE; NYSE:JE) -- https//www.justenergy.com/ -- is a retail energy provider specializing in electricity and natural gas commodities and bringing energy-efficient solutions and renewable energy options to customers. Currently operating in the United States and Canada, Just Energy serves residential and commercial customers. Just Energy is the parent company of Amigo Energy, Filter Group Inc., Hudson Energy, Interactive Energy Group, Tara Energy, and terrapass. On March 9, 2021, Just Energy Group Inc., Just Energy Corp., Ontario Energy Commodities Inc., Universal Energy Corporation, Just Energy Finance Canada ULC, Hudson Energy Canada Corp., Just Management Corp., Just Energy Finance Holding Inc., 11929747 Canada Inc., 12175592 Canada Inc., JE Services Holdco I Inc., JE Services Holdco II Inc., 8704104 Canada Inc., Just Energy Advanced Solutions Corp., Just Energy (U.S.) Corp., Just Energy Illinois Corp, Just Energy Indiana Corp., Just Energy Massachusetts Corp., Just Energy New York Corp., Just Energy Texas I Corp., Just Energy, LLC, Just Energy Pennsylvania Corp., Just Energy Michigan Corp., Just Energy Solutions Inc., Hudson Energy Services LLC, Hudson Energy Corp., Interactive Energy Group LLC, Hudson Parent Holdings LLC, Drag Marketing LLC, Just Energy Advanced Solutions LLC, Fulcrum Retail Energy LLC, Fulcrum Retail Holdings LLC, Tara Energy, LLC, Just Energy Marketing Corp., Just Energy Connecticut Corp., Just Energy Limited, Just Solar Holdings Corp., and Just Energy (Finance) Hungary ZRT filed for protection under the Companies' Creditors Arrangement Act ("CCAA") before the Ontario Superior Court of Justice (Commercial List). Just Energy Group Inc. and its affiliates filed petitions under Chapter 15 of the Bankruptcy Code in the United States (Bankr. S.D. Tex. Lead Case No. 21-30823) on March 9, 2021, to seek recognition of the Canadian proceedings. FTI Consulting Canada Inc. has consented to act as monitor in the CCAA proceeding. BMO Capital Markets has been engaged as financial advisor, Osler, Hoskin & Harcourt LLP and Fasken Martineau DuMoulin LLP are legal advisors in Canada, Kirkland & Ellis LLP and Jackson Walker LLP are legal advisors in the United States. LATAM AIRLINES: LATAM Parent Unsecureds Have 2 Options in Plan -------------------------------------------------------------- LATAM Airlines Group S.A., and its Debtor Affiliates filed with the U.S. Bankruptcy Court for the Southern District of New York a Disclosure Statement with respect to Joint Plan of Reorganization dated Nov. 26, 2021. After a careful consideration of the Debtors' business and their prospects as a going concern, the Debtors, in consultation with their legal and financial advisers, concluded that recoveries to creditors will be maximized by implementing the Plan. Pursuant to the Plan, the company will continue to operate as an integrated group (the "Reorganized Debtors") under LATAM Airlines Group S.A., on or after the Effective Date ("Reorganized LATAM Parent"). The Debtors believe that the creditors of the Debtors will receive more value through the continuation of the Reorganized Debtors as a going concern than they would receive upon liquidation of the Debtors. The Plan is the culmination of eighteen months of effort by the Debtors, their management, directors and employees, and the Debtors' advisors to stabilize the Debtors' business, right-size their operations for the future and develop a plan for the Debtors' restructuring and emergence. The Plan also is the result of intense negotiation and collaboration with various stakeholders, including certain of the Debtors' key creditor groups and Holders of Existing Equity Interests. The primary terms of the Plan reflect the terms of an agreement between the Debtors, an ad hoc group of LATAM Parent Creditors and four of the Debtors' large holders of Existing Equity Interests (the Backstop Shareholders, together with the Eblen Group). That agreement is embodied principally in a restructuring support agreement, dated November 26, 2021, (the "Restructuring Support Agreement", or "RSA"). The transactions contemplated in the Plan will strengthen LATAM by substantially reducing its existing debt, increasing its available cash at emergence and ultimately delevering the reorganized companies following their emergence from the Chapter 11 Cases. The Plan provides for a multi-billion dollar capital infusion that will further strengthen LATAM's balance sheet. As part of the Plan, the Backstop Shareholders and the Eblen Group, as applicable, shall, subject to obtaining the Subsequent Approvals and the execution of definitive documentation, make various contributions to the Debtors' reorganization including, without limitation: (i) waiver of certain preemptive rights under applicable Chilean law, (ii) agreements to provide required shareholder approvals of certain corporate actions required by LATAM under Chilean law to implement the Plan and related transactions, (iii) agreement to backstop a portion of the Equity Rights Offering and issuance of the New Convertible Notes Class B without requiring payment of a backstop payment and (iv) entry into the Shareholder's Agreement. The obligations of the Backstop Shareholders and the Eblen Group under the RSA that are applicable to such parties are conditioned upon their receipt of certain internal board approvals (the "Subsequent Approvals"). Further, the obligations of Lan Cargo S.A. under the RSA are conditioned on receiving certain shareholder approvals. The terms of the Plan also further the Debtors' ability to implement the Plan and successfully emerge from their Chapter 11 Cases as the Plan construct contemplates distributions and a rights offering that both comply with the Bankruptcy Code and respect applicable Chilean corporate law, including the offering of the New Convertible Notes Eligible Equity Holders in the New Convertible Notes Preemptive Rights Offering Period, which can be converted into New Common Stock of Reorganized LATAM Parent; provided that solely with respect to the New Convertible Notes Class A and the New Convertible Notes Class C, to the extent not subscribed and purchased by Eligible Equity Holders during such period, will be distributed to LATAM Parent General Unsecured Creditors in accordance with the terms of the Plan. Under applicable Chilean law, Holders of Existing Equity Interests have certain preemptive rights to subscribe and purchase their pro rata share of any newly issued equity and convertible debt prior to such equity and debt being offered for sale to any other party. In compliance with such laws, the Plan contemplates that all Plan Securities issued pursuant to the Plan will first be made available to all Eligible Equity Holders before being distributed, offered or sold to other parties, and LATAM Parent will obtain the requisite shareholder approvals for such capital raises from Holders of Existing Equity Interests at an extraordinary shareholders' meeting prior to the Effective Date. Pursuant to the RSA, the Backstop Shareholders and the Eblen Group, who hold collectively hold approximately 50.95% of the outstanding equity of LATAM Parent, have agreed, subject to obtaining the Subsequent Approvals, to vote in favor of the issuance of all New Common Stock contemplated by the Plan. Additional key components of the Plan include: * Payment in full of all Allowed Administrative Expense Claims, Priority Tax Claims, Other Priority Claims, and DIP Claims; * A rights offering (the "ERO Rights Offering") in an amount of $800 million of new common stock of Reorganized LATAM Parent (the "ERO New Common Stock"); * The issuance of three series of convertible notes by Reorganized LATAM Parent, each with a maturity date of December 31, 2121, (collectively, the "New Convertible Notes"). Eligible Equity Holders will have the right to subscribe and purchase the New Convertible Notes during the New Convertible Notes Preemptive Rights Offering Period, in compliance with applicable Chilean Law. * The inclusion of $2.25 billion of new Exit Notes/Loan and a $500 million revolving credit facility, which shall be undrawn at emergence (collectively, the "Exit Financing"). Under the Plan, the issuance and distribution of New Convertible Notes Class A and Class C will provide recovery to certain Holders of Allowed Claims on account of their Allowed Claims. The cash generated by the sale of New ERO Common Stock and the New Convertible Notes will provide the Reorganized Debtors with the funding necessary to both satisfy the Plan's cash payment obligations and, together with the Exit Financing, will finance the Reorganized Debtors' ongoing operations and capital needs following their emergence from Chapter 11. Class 5 consists of General Unsecured Claims against LATAM Parent. Each Holder of an Allowed General Unsecured Claim against LATAM Parent shall receive a distribution pursuant to Class 5a Treatment, unless an Eligible Holder elects to receive Class 5b Treatment in connection with the solicitation of this Plan. For the avoidance of doubt, such election to receive Class 5a Treatment or Class 5b Treatment shall apply to all of such Holder's General Unsecured Allowed Claims against LATAM Parent. * Class 5a Treatment. Each Holder of Allowed General Unsecured Claims against LATAM Parent shall receive, in full satisfaction, settlement, discharge and release of, its Allowed Class 5 Claim (x) (A) its Pro Rata share of New Convertible Notes Class A, subject to reduction by the subscription and purchase of New Convertible Notes Class A by Eligible Equity Holders during the New Convertible Notes Preemptive Rights Offering Period, and (B) its Pro Rata share of the New Convertible Notes Class A Preemptive Rights Proceeds in an amount up to the Allowed Class 5a Treatment Cash Amount; or (y) such other less favorable treatment as to which the Administrative and Disputed Claims Agent and the Holder of such Allowed Class 5 Claim shall have agreed upon in writing. * Class 5b Treatment. Each Participating Holder of General Unsecured Claims shall receive, in full satisfaction, settlement, discharge and release of, its Allowed Class 5 Claim (x) its share of New Convertible Notes Class C, subject to reduction by the subscription and purchase of New Convertible Notes Class C by the Eligible Equity Holders in the New Convertible Notes Preemptive Rights Offering Period. Class 6 consists of General Unsecured Claims against Debtors other than LATAM Parent, Piquero Leasing Limited and LATAM Finance. Each Holder of an Allowed General Unsecured Claim against a Debtor other than LATAM Parent, Piquero Leasing Limited or LATAM Finance shall receive, in full satisfaction, settlement, discharge and release of its Allowed Class 6 Claim (x) Cash equal to the amount of such Allowed Class 6 Claim; (y) such other less favorable treatment as to which the Administrative and Disputed Claims Agent and the Holder of such Allowed Class 6 Claim shall have agreed upon in writing, or (z) such other treatment such that the applicable Allowed Class 6 Claim will be rendered Unimpaired. The Debtors and Reorganized Debtors, as applicable, shall fund distributions under the Plan with: (i) Cash on hand, including Cash from operations or asset dispositions; (ii) Cash proceeds from the subscription of ERO New Common Stock pursuant to the ERO Rights Offering Procedures, (iii) the New Convertible Notes Class A, (iv) the New Convertible Notes Class C, (v) the Cash proceeds from the subscription of the New Convertible Notes (including any Cash proceeds from the subscription of the New Convertible Notes Class A and New Convertible Notes Class C by Eligible Equity Holders during the New Convertible Notes Preemptive Rights Offering Period above the Allowed Class 5a Cash Amount), and (vi) the proceeds of the Exit Financing. Each distribution and issuance referred to in the Plan shall be governed by the terms and conditions set forth in the Plan applicable to such distribution or issuance and by the terms and conditions of the instruments or other documents evidencing or relating to such distribution or issuance, which terms and conditions shall bind each Entity receiving such distribution or issuance. Counsel for the Debtors: CLEARY GOTTLIEB STEEN & HAMILTON LLP Richard J. Cooper Lisa M. Schweitzer Luke A. Barefoot Thomas S. Kessler One Liberty Plaza New York, New York 10006 Telephone: (212) 225-2000 Facsimile: (212) 225-3999 About LATAM Airlines Group LATAM Airlines Group S.A. -- http://www.latam.com/-- is a pan-Latin American airline holding company involved in the transportation of passengers and cargo and operates as one unified business enterprise. It is the largest passenger airline in South America. Before the onset of the COVID-19 pandemic, LATAM offered passenger transport services to 145 different destinations in 26 countries, including domestic flights in Argentina, Brazil, Chile, Colombia, Ecuador and Peru, and international services within Latin America as well as to Europe, the United States, the Caribbean, Oceania, Asia and Africa. LATAM and its 28 affiliates sought Chapter 11 protection (Bankr. S.D.N.Y. Lead Case No. 20-11254) on May 25, 2020. Affiliates in Chile, Peru, Colombia, Ecuador and the United States are part of the Chapter 11 filing. The Debtors disclosed $21,087,806,000 in total assets and $17,958,629,000 in total liabilities as of Dec. 31, 2019. The Hon. James L. Garrity, Jr., is the case judge. The Debtors tapped Cleary Gottlieb Steen & Hamilton LLP as bankruptcy counsel, FTI Consulting as restructuring advisor, Lee Brock Camargo Advogados as local Brazilian litigation counsel, and Togut, Segal & Segal LLP and Claro & Cia in Chile as special counsel. The Boston Consulting Group, Inc. and The Boston Consulting Group UK LLP serve as the Debtors' strategic advisors. Prime Clerk LLC is the claims agent. The official committee of unsecured creditors formed in the case tapped Dechert LLP as its bankruptcy counsel, Klestadt Winters Jureller Southard & Stevens, LLP as conflicts counsel, UBS Securities LLC as investment banker, and Conway MacKenzie, LLC as financial advisor. Ferro Castro Neves Daltro & Gomide Advogados is the committee's Brazilian counsel. The Ad Hoc Group of LATAM Bondholders tapped White & Case LLP as counsel. Glenn Agre Bergman & Fuentes, LLP, led by managing partner Andrew Glenn and partner Shai Schmidt, has been retained as counsel to the Ad Hoc Committee of Shareholders. LATAM AIRLINES: Presents $8.19-Bil. Recovery Plan to Creditors -------------------------------------------------------------- Yadunandan Singh of Play Crazy Game reports that Latam Airlines Group announced, earlier Nov. 27, 2021, a Reorganization Plan to get out of Chapter 11 of the US Bankruptcy Law. According to a statement from the company, the plan is accompanied by a Restructuring Support Agreement (RSA) with the Ad Hoc Group of Creditors of the Matrix, which is the largest group of unsecured creditors in these Chapter 11 cases, and certain shareholders of Latam. The plan proposes injecting $8.19 billion into the group through a combination of new equity, convertibles and debt, which will allow the group to exit Chapter 11 with adequate capitalization to execute its business plan, the statement says. . After the exit, the document continues, Latam should have a total debt of approximately US$ 7.26 billion and liquidity of approximately US$ 2.67 billion. “The group determined that this is a conservative level of indebtedness and adequate liquidity in a period of continuous uncertainty for world aviation, which will allow a better positioning of the group for future operations”, says the statement. After confirming the plan, the group intends to launch an offer of capital rights through the issuance of common shares in the amount of US$ 800 million, which will be open to all Latam shareholders, respecting their preemptive rights under the law Chilean current, and which will be fully supported by the RSA participants. The document also states that three distinct classes of convertible bonds will be issued by Latam, and will be offered preferentially to the company’s shareholders. The unsubscribed Class A convertible bonds will be provided to certain general creditors unsecured by Latam’s parent company as settlement for their claims permitted under the plan; Class B convertible bonds will be registered and purchased by the shareholders and Class C convertible bonds will be offered to certain unsecured creditors in exchange for further capital contributions to Latam and the settlement of its credit claims, subject to certain limitations and impediments on the part of the participants. The document also says that convertible bonds belonging to convertible classes B and C will be provided, in whole or in part, in consideration of a new capital contribution in the total amount of approximately US$ 4.64 billion, fully supported by the parties involved in the RSA, subject to receipt of corporate approvals by supporting shareholders. Latam will also raise $500 million in a new revolving credit facility and approximately $2.25 billion in debt financing through new resources, either through a new term loan or with new bonds; and the group has also used, and intends to use, Chapter 11 to refinance and amend the pre-process leases, the revolving credit facility, and the aftermarket engine facility. The hearing to approve the adequacy of the Chapter 11 Disclosure Statement and voting procedures is scheduled to take place in January 2022, with a specific timetable that will depend on the Court. "If the Disclosure Statement is approved, the group will initiate the application process to seek approval of the plan by creditors. Latam requests that the hearing to confirm the plan be held in March 2022," continues the press release. About LATAM Airlines Group LATAM Airlines Group S.A. -- http://www.latam.com/-- is a pan-Latin American airline holding company involved in the transportation of passengers and cargo and operates as one unified business enterprise. It is the largest passenger airline in South America. Before the onset of the COVID-19 pandemic, LATAM offered passenger transport services to 145 different destinations in 26 countries, including domestic flights in Argentina, Brazil, Chile, Colombia, Ecuador and Peru, and international services within Latin America as well as to Europe, the United States, the Caribbean, Oceania, Asia and Africa. LATAM and its 28 affiliates sought Chapter 11 protection (Bankr. S.D.N.Y. Lead Case No. 20-11254) on May 25, 2020. Affiliates in Chile, Peru, Colombia, Ecuador and the United States are part of the Chapter 11 filing. The Debtors disclosed $21,087,806,000 in total assets and $17,958,629,000 in total liabilities as of Dec. 31, 2019. The Hon. James L. Garrity, Jr., is the case judge. The Debtors tapped Cleary Gottlieb Steen & Hamilton LLP as bankruptcy counsel, FTI Consulting as restructuring advisor, Lee Brock Camargo Advogados as local Brazilian litigation counsel, and Togut, Segal & Segal LLP and Claro & Cia in Chile as special counsel. The Boston Consulting Group, Inc. and The Boston Consulting Group UK LLP serve as the Debtors' strategic advisors. Prime Clerk LLC is the claims agent. The official committee of unsecured creditors formed in the case tapped Dechert LLP as its bankruptcy counsel, Klestadt Winters Jureller Southard & Stevens, LLP as conflicts counsel, UBS Securities LLC as investment banker, and Conway MacKenzie, LLC as financial advisor. Ferro Castro Neves Daltro & Gomide Advogados is the committee's Brazilian counsel. The Ad Hoc Group of LATAM Bondholders tapped White & Case LLP as counsel. Glenn Agre Bergman & Fuentes, LLP, led by managing partner Andrew Glenn and partner Shai Schmidt, has been retained as counsel to the Ad Hoc Committee of Shareholders. LOVE COMMUNITY: Gets OK to Hire Lentz Law as Bankruptcy Counsel --------------------------------------------------------------- Love Community, LLC received approval from the U.S. Bankruptcy Court for the District of Nebraska to employ Lentz Law, PC, LLO to serve as legal counsel in its Chapter 11 case. The firm's services include: a. giving legal advice with respect to the powers and duties of the Debtor in the reorganization of its business; b. meeting with and negotiating with creditors; c. taking any necessary actions to set aside preferences of transfers, which may be avoided or set aside under the Bankruptcy Code; d. taking actions, which are deemed by the firm as ordinary or necessary in the course of the Debtor's Chapter 11 proceedings; e. representing the Debtor in adversary proceedings; f. preparing reports and legal papers; g. performing other necessary legal services. The firm will receive a retainer in the amount of $3,000. John Lentz, Esq., a member of Lentz Law, disclosed in court filings that his firm does not represent interests adverse to the Debtor or its estate. The firm can be reached through: John A. Lentz, Esq. Lentz Law, PC, LLO 650 J St Ste 215B Lincoln, NE 68508 Phone: +1 402-421-9676 Email: john@johnlentz.com About Love Community LLC Love Community, LLC filed a petition for Chapter 11 protection (Bankr. D. Neb. Case No. 21-41097) on Oct. 25, 2021, listing up to $100,000 in assets and up to $500,000 in liabilities. Judge Brian S. Kruse oversees the case. John A. Lentz, Esq., at Lentz Law, PC, LLO and represents the Debtor as legal counsel. Russell Cowan of Money Smarts, Inc. is the Debtor's accountant and bookkeeper. LOVE COMMUNITY: Gets OK to Hire Russell Cowan as Accountant ----------------------------------------------------------- Love Community, LLC received approval from the U.S. Bankruptcy Court for the District of Nebraska to employ Russell Cowan, president of Money Smarts, Inc., as its accountant and bookkeeper. Mr. Cowan will assist the Debtor in the preparation of a Chapter 11 plan and disclosure statement, and will provide accounting services to assist the Debtor in its reorganization efforts. Mr. Cowan charges a monthly fee of $200. In court papers, Mr. Cowan disclosed that he does not represent interest adverse to the Debtor or its estate in matters upon which he is to be engaged. Mr. Cowan holds office at: Russell Cowan Money Smarts, Inc. 130 Cherry Hill Blvd. Lincoln, NE 68510 Phone: 402-817-3939 About Love Community LLC Love Community, LLC filed a petition for Chapter 11 protection (Bankr. D. Neb. Case No. 21-41097) on Oct. 25, 2021, listing up to $100,000 in assets and up to $500,000 in liabilities. Judge Brian S. Kruse oversees the case. John A. Lentz, Esq., at Lentz Law, PC, LLO and represents the Debtor as legal counsel. Russell Cowan of Money Smarts, Inc. is the Debtor's accountant and bookkeeper. MAKANA OUTREACH: Seeks to Hire Stokes Law as Bankruptcy Counsel --------------------------------------------------------------- Makana Outreach Initiative Inc. seeks approval from the U.S. Bankruptcy Court for the District of Utah to hire Stokes Law, PLLC to serve as legal counsel in its Chapter 11 case. The firm's services include: a. rendering advice with respect to the powers and duties of the Debtor under the Bankruptcy Code; b. taking all necessary action to protect and preserve the estate of the Debtor; c. assisting in preparing legal papers; d. appearing in court; e. assisting in presenting the Debtor's proposed plan of reorganization and all related transactions; f. representing the Debtor at court hearings on plan confirmation and related matters; and g. other legal services necessary to administer the case. The firm's hourly rates are as follows: Attorneys $275 per hour Paralegals $75 to $125 per hour Stokes Law will also receive reimbursement for out-of-pocket expenses incurred. The retainer fee is $20,000. Ted Stokes, Esq., a partner at Stokes Law, disclosed in a court filing that his firm is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Ted F. Stokes, Esq. Stokes Law PLLC 2072 North Main Suite 102 North Logan, UT 84341 Tel: (435) 213-4771 Fax: (888) 443-1529 Email: ted@stokeslawpllc.com About Makana Outreach Initiative Inc. Eagle Mountain, Utah-based Makana Outreach Initiative Inc. provides therapeutic services to families and individuals who otherwise could not afford treatment. Makana Outreach Initiative filed its voluntary petition for Chapter 11 protection (Bankr. D. Utah Case No. 21-24894) on Nov. 16, 2021, listing up to $10 million in assets and up to $500,000 in liabilities. Jacob Flandro Pope, vice president, signed the petition. Judge Joel T. Marker presides over the case. Ted F. Stokes, Esq., at Stokes Law, PLLC represents the Debtor as legal counsel. MEADE INSTRUMENTS: December 15 Plan Confirmation Hearing Set ------------------------------------------------------------ Creditor Optronic Technologies, Inc., d/b/a Orion Telescopes & Binoculars submitted a motion for order approving of Disclosure Statement for plan of reorganization for Sunny Optics, Inc., a Debtor Affiliate of Meade Instruments Corp. On Nov. 23, 2021, Judge Mark S. Wallace approved the Disclosure Statement and ordered that: * December 3, 2021 is fixed as the last day to file Objections and Replies to objections, and the plan confirmation memorandum are due December 8, 2021. * December 15, 2021 at 2:00 p.m. is the plan confirmation hearing. With respect to the few technical corrections that should be made to the Disclosure Statement at this time, Mark S. Horoupian, counsel for Meade Instruments Corp. and Elliott Freier, special tax counsel, shall prepare and file a motion to correct the technical errors. Upon review and approval of the motion, the Court will enter an order approving the motion to obviate the need for counsel to resubmit or republish the Disclosure Statement. A copy of the order dated Nov. 23, 2021, is available at https://bit.ly/3lca21v from PacerMonitor.com at no charge. About Meade Instruments Corp. Meade Instruments Corp. designs and manufactures optical products, including telescopes, cameras, binoculars, and sports optics products. Meade Instruments Corp. filed a voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. C.D. Cal. Case No. 19-14714) on Dec. 4, 2019. In the petition signed by Victor Aniceto, president, the Debtor was estimated to have $10 million to $50 million in both assets and liabilities. Marc C. Forsythe, Esq., at Goe Forsythe & Hodges LLP, is the Debtor's legal counsel. Sall Spencer Callas & Krueger, a Law Corporation, and Parker Mills LLP, each serves as co-special litigation counsel. Affiliate, Sunny Optics Inc. filed a voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. C.D. Cal. Case No. 19-14711) on Dec. 4, 2019, listing up to $50,000 in both assets and liabilities. Sunny Optics is also represented by Forsythe, LLP as its counsel. Judge Mark S. Wallace is assigned to both cases. On Dec. 4, 2020, the Bankruptcy Court entered an order approving the Debtor's employment of Sall Spencer Callas & Krueger, a Law Corporation and Parker Mills, LLP as co-litigation counsel on contingent fee basis. * * * In or around February 2021, a First Amended Plan of Reorganization for Meade was proposed by the Official Committee of Unsecured Creditors in the Meade Bankruptcy Proceeding, which Plan was confirmed by the Bankruptcy Court by order entered on or about May 4, 2021 and which became effective on June 1, 2021. The Plan became effective on June 1, 2021. On Oct. 1, 2021, Creditor Optronic Technologies, Inc., d/b/a Orion Telescopes & Binoculars. filed a Plan of Reorganization and Disclosure Statement for Sunny Optics, Inc. Orion seeks the issuances of 100% of the New Common Stock in the Reorganized Sunny in partial satisfaction of its Claim aggregating $49,227,439. Raines Feldman LLP represents Orion as counsel. METROPOLITAN HOLINESS: Taps Giddens & Gatton as Legal Counsel ------------------------------------------------------------- Metropolitan Holiness Church of God in Christ, Inc. seeks approval from the U.S. Bankruptcy Court for the District of New Mexico to hire Giddens & Gatton Law, P.C. to serve as legal counsel in its Chapter 11 case. The firm's services include: a. advising Debtor regarding all aspects of its bankruptcy case including the continued operation of its business, cash collateral matters and confirmation of its Chapter 11 plan; b. preparing legal papers; c. assisting the Debtor in taking actions required to effect reorganization; and d. performing all other legal services necessary for the Debtor's continued operation. The firm's hourly rates are as follows: Dave Giddens $350 per hour Chris Gatton $275 per hour Rameez Burney $175 per hour Talitha Solorzano $175 per hour Paralegals $115 per hour Giddens & Gatton Law received an initial retainer in the amount of $9,000. Chris Gatton, Esq., a shareholder of Giddens & Gatton Law, disclosed in court filings that his firm does not hold interests adverse to the Debtor or its estate. The firm can be reached through: Chris M. Gatton, Esq. Giddens & Gatton Law, P.C. 10400 Academy NE, Suite 350 Albuquerque, NM 87111 Phone: (505) 271-1053 Fax: (505) 271-4848 Email: chris@giddenslaw.com About Metropolitan Holiness Church of God in Christ Metropolitan Holiness Church of God in Christ, Inc., a New Mexico nonprofit corporation, filed its voluntary petition for Chapter 11 protection (Bankr. D. N.M. Case No. 21-11287) on Nov. 19, 2021, listing as much as $10 million in both assets and liabilities. James L'Keith Jones, president and chief executive officer of Metropolitan Holiness Church, signed the petition. Judge Robert H. Jacobvitz presides over the case. Christopher M. Gatton, Esq., at Giddens & Gatton Law, P.C. represents the Debtor as legal counsel. MOUNTAIN PROVINCE: Adds Strategic Claims to Kennady North Project ----------------------------------------------------------------- Mountain Province Diamonds Inc. provided an update for its 100%-held Kennady North Project. Following staking in early 2020 that increased the Kennady North Project area by 35 percent, three additional claims have now been staked and filed with the government recorder for the Northwest Territories. These new claims are important to Mountain Province Diamonds as they are to the east of significant clusters of kimberlite indicator minerals, as well as the previously identified MZ Kimberlite, both of which require further review. Additionally, the three claims connect the Kennady North land package into one contiguous area which now includes 30 federal leases and 94 claims that total 107,373 hectares and completely surrounds the Gahcho Kue Mine. Mountain Province is a 49% participant with De Beers Canada in the Gahcho Kue diamond mine. Mark Wall, the Company's president and chief executive officer, commented: "The acquisition of these three claims is significant. Their omission from the Kennady North Project created logistical and exploration challenges in assessing indicator mineral and geophysical data both up- and down-ice of the claims. With these claims now a part of our portfolio, we can act decisively as we ramp up our exploration activities with the intention of finding and creating new mines in this highly prospective area." The three new claims became available for staking in October and were acquired last week in a helicopter-supported exercise that was based out of Yellowknife. The winter 2022 exploration program will include up to 2,000 meters of exploration drilling on the North and South Anomalies and additional ARRT surveys over the Bob Camp area and other areas of interest. The winter program is planned to start in Q1 of 2022. About Mountain Province Mountain Province is a 49% participant with De Beers Canada in the Gahcho Kue diamond mine located in Canada's Northwest Territories. The Gahcho Kue Joint Venture property consists of several kimberlites that are actively being mined, developed, and explored for future development. The Company also controls 106,202 hectares of highly prospective mineral claims and leases that surround the Gahcho Kue Joint Venture property that include an indicated mineral resource for the Kelvin kimberlite and inferred mineral resources for the Faraday kimberlites. Mountain Province reported a net loss of C$263.43 million for the year ended Dec. 31, 2020, compared to a net loss of C$128.76 million for the year ended Dec. 31, 2019. As of Dec. 31, 2020, the Company had C$595.33 million in total assets, C$75.73 million in current liabilities, C$374.71 million in secured notes payable, C$750,000 in lease liabilities, C$70.44 million in decommissioning and restoration liability, and C$73.70 million in total shareholders' equity. Toronto, Canada-based KPMG LLP, the Company's auditor since 1999, issued a "going concern" qualification in its report dated March 29, 2021, citing that the Company has suffered recurring losses from operations that raises substantial doubt about its ability to continue as a going concern. NATURALSHRIMP INC: Expects to Get $1.35M From Securities Offering ----------------------------------------------------------------- NaturalShrimp Incorporated entered into a securities purchase agreement with one accredited investor, for the offering of (i) 1,500 shares of the company's Series E Convertible Preferred stock, par value $0.0001 at a price of $1,000 per share and (ii) a warrant to purchase up to 1,500,000 shares of the company's common stock, with an exercise price equal to $0.75, subject to adjustment therein. Pursuant to the purchase agreement, the investor is purchasing the 1,500 shares of Series E preferred stock and the warrant for an aggregate purchase price of $1,500,000. The warrant expires on Nov. 22, 2026, the five-year anniversary of the issue date. The offering was a private placement with the purchaser. The offering closed on Nov. 23, 2021. NaturalShrimp expects to receive approximately $1,350,000 in net proceeds from the offering before exercise of the warrant and after deducting the commission of Joseph Gunnar & Co., LLC (the placement agent) and other estimated offering expenses payable by the company. The purchase agreement contains customary representations, warranties and agreements by NaturalShrimp and the other parties thereto, customary conditions to closing, indemnification obligations of the parties, including for liabilities under the Securities Act of 1933, as amended and other obligations of the parties. Pursuant to the purchase agreement, from the date thereof until the date when the purchaser no longer holds any of the Purchased Shares or the warrant, upon any issuance by the company of its securities for cash consideration, the purchaser may elect, in its sole discretion, to exchange (in lieu of conversion), if applicable, all or some of the Securities then held for any securities or units issued in a subsequent financing on a $1.00-for-$1.00 basis and under the same terms and conditions as provided for in the subsequent financing. The shares of Series E preferred stock have a stated value of $1,200 per share and are convertible into shares of the company's common stock, par value $0.001 per share at the election of the holder of the Series E preferred stock at any time at a price of $0.35 per share, subject to adjustment. The Series E preferred stock is convertible into that number of shares of common stock determined by dividing the Series E stated value (plus any and all other amounts which may be owing in connection therewith) by the conversion price, subject to certain beneficial ownership limitations. Each holder of Series E preferred stock shall be entitled to receive, with respect to each share of Series E preferred stock then outstanding and held by such holder, dividends at the rate of 12% per annum, payable quarterly. The holders of Series E preferred stock rank senior to the common stock and common stock equivalents (as defined in the Series E Certificate of Designation) with respect to payment of dividends and rights upon liquidation and will vote together with the holders of the common stock on an as-converted basis, subject to beneficial ownership limitations, on each matter submitted to a vote of holders of common stock (whether at a meeting of shareholders or by written consent). Registration Rights Agreement On Nov. 22, 2021, in connection with the purchase agreement, NaturalShrimp and the purchaser entered into a registration rights agreement pursuant to which the company agreed to, within 15 calendar days of Nov. 22, 2021, the date of execution of the Rights Agreement, use its best efforts to file a registration statement or registration statements (as is necessary) with the SEC on Form S-1 (or, if such a form is unavailable, on such other form as is available for such registration) covering the resale of the Securities and the shares of common stock underlying the Securities, and pursuant to which the company agreed that such registration statement will state, according to Rule 416 promulgated under the Securities Act, that such registration statement also covers such indeterminate number of additional shares of common stock as may become issuable upon stock splits, dividends, or similar transactions. The warrant's cashless exercise provision will go into effect if NaturalShrimp violates the Rights Agreement. Waiver As previously disclosed, on April 14, 2021, the Company entered into a securities purchase agreement to sell: (a) 9,090,909 shares of common stock at a price per share of $0.55; (b) warrants to purchase up to 10,000,000 shares of common stock, at an exercise price of $0.75 per share; and (c) 1,000,000 shares of common stock with a value (although no purchase price will be paid) of $0.65 per share, with GHS Investments LLC, an accredited investor. Pursuant to the April SPA, until April 14, 2022, GHS has a right to participate in any subsequent financing that the Company conducts. On Nov. 22, 2021, GHS entered into a waiver whereby GHS agreed to waive its right to participate in the offering and to participate in a possible $16.32 million debt financing for which the Company is still negotiating definitive documentation. There is no guarantee the Company will be able to secure such debt financing at all or on favorable terms to the Company. GHS also agreed to waive its right, pursuant to the Certificate of Designation, to exchange shares of Series E preferred stock held by GHS for securities issued in the debt financing, if the Company enters into such financing. In consideration for GHS entering into the waiver, the company agreed to lower the exercise price of the April Warrants to $0.35 per share (the Conversion Price) and to issue warrants to purchase 3,739,000 shares of common stock with an exercise price of $0.75 per share with such warrants being substantially in the form of the Warrants. About Natural Shrimp NaturalShrimp, Inc. is a publicly traded aqua-tech Company, headquartered in Dallas, with production facilities located near San Antonio, Texas. The Company has developed a commercially viable system for growing shrimp in enclosed, salt-water systems, using patented technology to produce fresh, never frozen, naturally grown shrimp, without the use of antibiotics or toxic chemicals. NaturalShrimp systems can be located anywhere in the world to produce gourmet-grade Pacific white shrimp. Naturalshrimp reported a net loss of $3.59 million for the year ended March 31, 2021, compared to a net loss of $4.81 million for the year ended March 31, 2020. As of Sept. 30, 2021, the Company had $34.49 million in total assets, $11.90 million in total liabilities, $3.38 million in series E redeemable convertible preferred stock, and $19.21 million in total stockholders' equity. Dallas, Texas-based Turner, Stone & Company, L.L.P., the Company's auditor since 2015, issued a "going concern" qualification in its report dated June 29, 2021, citing that the Company has suffered significant losses from inception and has a significant working capital deficit. These conditions raise substantial doubt about its ability to continue as a going concern. NEOVASC INC: Granted 180-Day Extension by Nasdaq ------------------------------------------------ Neovasc Inc. has received written notification from the Nasdaq Stock Market LLC informing the company that in accordance with Nasdaq Listing Rule 5810(c)(3)(A), it has granted an additional 180 calendar day period within which to evidence compliance with the $1.00 bid price requirement following the expiration of the current compliance period on Nov. 22, 2021. The Nasdaq notice does not impact the company's listing on the Nasdaq Capital Market at this time. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the company has been provided an additional 180 calendar days, or until May 23, 2022, to regain compliance with Nasdaq Listing Rule 5550(a)(2). To regain compliance, the company's common shares must have a closing bid price of at least US $1.00 for a minimum of 10 consecutive business days. In the event Neovasc does not regain compliance by May 23, 2022, the company may face delisting. About Neovasc Inc. Neovasc is a specialty medical device company that develops, manufactures and markets products for the rapidly growing cardiovascular marketplace. The Company develops minimally invasive transcatheter mitral valve replacement technologies, and minimally invasive devices for the treatment of refractory angina. Its products include the Neovasc Reducer, for the treatment of refractory angina, which is not currently commercially available in the United States (2 U.S. patients have been treated under Compassionate Use) and has been commercially available in Europe since 2015, and Tiara, for the transcatheter treatment of mitral valve disease, which is currently under clinical investigation in the United States, Canada, Israel and Europe. For more information, visit: www.neovasc.com. Neovasc reported a net loss of $28.69 million for the year ended Dec. 31, 2020, compared to a net loss of $35.13 million for the year ended Dec. 31, 2019. As of Dec. 31, 2020, the Company had $17.88 million in total assets, $15.90 million in total liabilities, and $1.98 million in total equity. Grant Thornton, LLP, in Vancouver, Canada, the Company's auditor since 2002, issued a "going concern" qualification in its report dated March 10, 2021, citing that the Company incurred a comprehensive loss of $30.2 million during the year ended Dec. 31, 2020. These conditions, along with other matters, raise substantial doubt about the Company's ability to continue as a going concern as at Dec. 31, 2020. NEOVASC INC: NICE Provides Positive Guidance for Neovasc Reducer ---------------------------------------------------------------- Neovasc Inc. announced that the United Kingdom's Interventional Procedures Programme at the National Institute for Health and Care Excellence ("NICE") has issued guidance supporting the implantation of the Neovasc Reducer in appropriate patients suffering from refractory angina, a painful and debilitating condition that causes chest pain when other treatment options have failed or are not possible. NICE's current guideline on stable angina describes recommendations on managing stable angina that has not responded to treatment. For these stable angina patients who are refractory to treatment, NICE has limited its recommendations to addressing the psychological factors of patients' pain. Prior to the new guidance supporting coronary sinus reduction, NICE has not supported any therapeutic interventions. NICE's recommendation is important, as it supports the very first therapeutic intervention for stable angina patients who have not responded to treatment. According to the new guidance document, "Coronary sinus narrowing device implantation is indicated for people in whom other treatment options (medical or surgical) have failed or are not possible (refractory angina). The aim is to reduce symptoms and to improve quality of life." An independent advisory committee is responsible for making the interventional procedures recommendations. The committee includes both health professionals and people familiar with the issues that can affect patients and caregivers. The coronary sinus narrowing device was recommended with "Special Arrangements", which according to NICE,"...is often made when the procedure is considered to be emerging practice in the National Health Service." It places emphasis on the need for informed consent and suggests that clinicians using these procedures should collect data and enter them into a national database. The guidance further recommends that patient selection should be done by a multidisciplinary team and the procedure should only be done in centers by interventional cardiologists with specific training in the technique. Prof. Jonathan Hill, MD, Consultant Interventional Cardiologist at Royal Brompton & Harefield NHS Foundation Trust, London, U.K., commented, "The NICE committee that evaluated the coronary sinus narrowing device extensively reviewed the available clinical data regarding the Reducer device. Today's guidance document is good news for patients in the United Kingdom suffering from refractory angina that haven't had treatment options supported by NICE guidance." "Today's NICE guidance offers new hope for patients," stated Fred Colen, president and chief executive officer of Neovasc. "Health authorities around the world recognize the expertise of NICE. We're gratified that the committee chose to evaluate the Reducer, and we are pleased with their decision. The new guidance, coupled with the expanded reimbursement granted by NICE earlier this year, will help to expand access to the Reducer therapy for patients that previously had no good options." About Neovasc Inc. Neovasc is a specialty medical device company that develops, manufactures and markets products for the rapidly growing cardiovascular marketplace. The Company develops minimally invasive transcatheter mitral valve replacement technologies, and minimally invasive devices for the treatment of refractory angina. Its products include the Neovasc Reducer, for the treatment of refractory angina, which is not currently commercially available in the United States (2 U.S. patients have been treated under Compassionate Use) and has been commercially available in Europe since 2015, and Tiara, for the transcatheter treatment of mitral valve disease, which is currently under clinical investigation in the United States, Canada, Israel and Europe. For more information, visit: www.neovasc.com. Neovasc reported a net loss of $28.69 million for the year ended Dec. 31, 2020, compared to a net loss of $35.13 million for the year ended Dec. 31, 2019. As of Dec. 31, 2020, the Company had $17.88 million in total assets, $15.90 million in total liabilities, and $1.98 million in total equity. Grant Thornton, LLP, in Vancouver, Canada, the Company's auditor since 2002, issued a "going concern" qualification in its report dated March 10, 2021, citing that the Company incurred a comprehensive loss of $30.2 million during the year ended Dec. 31, 2020. These conditions, along with other matters, raise substantial doubt about the Company's ability to continue as a going concern as at Dec. 31, 2020. OLCAN III PROPERTIES: Jan. 12, 2022 Plan Confirmation Hearing Set ----------------------------------------------------------------- On Nov. 19, 2021, debtor OLCAN III Properties LLC filed with the U.S. Bankruptcy Court for the District of Maryland a Disclosure Statement referring to Chapter 11 Plan. On Nov. 23, 2021, Judge David E. Rice approved the Disclosure Statement and ordered that: * Dec. 27, 2021, is fixed as the last day of filing written acceptances or rejections of the Plan. * Jan. 12, 2022 at 11:00 a.m. is fixed for the hearing on confirmation of the Plan to take place by video conference. * Dec. 27, 2021, is fixed as the last day for filing and serving written objections to confirmation of the Plan. A copy of the order dated Nov. 23, 2021, is available at https://bit.ly/2ZvEOe8 from PacerMonitor.com at no charge. Attorney for the Debtor: Marc R. Kivitz, Esquire Trial Bar No. 02878 Suite 1330, 201 North Charles Street Baltimore, MD 21201 Tel: (410) 625-2300 Fax: (410) 576-0140 E-mail: mkivitz@aol.com About Olcan Properties III Olcan III Properties, LLC, owns and operates three parcels of investment real estate which it rents and from which it derives income. Two of the real properties are located in Baltimore City, Maryland, and the third is in Anne Arundel County, Maryland. Olcan III Properties filed a Chapter 11 bankruptcy petition (Bankr. D. Md. Case No. 21-15323) on Aug. 18, 2021, disclosing $1 million in assets and $500,000 in liabilities. The Debtor is represented by the Law Office of Marc R. Kivitz. OWENS FUNERAL HOME: Taps Rosewood Realty as Real Estate Advisor --------------------------------------------------------------- Owens Funeral Home, Incorporated seeks approval from the U.S. Bankruptcy Court for the Southern District of New York to employ Rosewood Realty Group as special real estate advisor. The Debtor requires a real estate advisor to arrange a joint venture, financing, recapitalization, lease or sale or to otherwise dispose of its real property located at 216 Lenox Ave., New York. The firm will be paid as follows: (a) 6 percent of the aggregate amount of gross refinancing or restricted indebtedness, recapitalization or joint venture investment received or obtained, or to be received or obtained by the Debtor, regardless of when the closing takes place; or (b) 6 percent of the gross purchase price of the property, which will be paid directly to Rosewood at closing without further order of the court, by the buyer, separate from and in addition to the consideration (or gross purchase price) that the buyer pays for the property. In the event of a loan reinstatement and discounted payoff, Rosewood will receive a fee equal to 10 percent of the savings. As disclosed in court filings, Rosewood is a "disinterested person" within the meaning of Section 101(14) of the Bankruptcy Code. The firm can be reached through: Greg Corbin Rosewood Realty Group 38 East 29th Street, 5th Fl. New York, NY 10016 Phone: (212) 359-9900 / (212) 359-9904 Email: Greg@rosewoodrg.com About Owens Funeral Home Incorporated Owens Funeral Home, Incorporated is a provider of funeral and cremation services headquartered at 216 Lennox Avenue, New York. Owens Funeral Home filed a petition for Chapter 11 protection (Bankr. S.D.N.Y. Case No. 20-10508) on Feb. 18, 2020, listing as much as $10 million in both assets and liabilities. Isaiah Owens, Owens Funeral Home's president and chief executive officer, signed the petition. Judge David S. Jones oversees the case. The Debtor tapped Windels Marx Lane & Mittendorf LLP as legal counsel and Rosewood Realty Group as special real estate advisor. PANACEA LIFE: Signs Deal to Sell $1.1 Million Convertible Note -------------------------------------------------------------- Panacea Life Sciences Holdings, Inc. entered into a Securities Purchase Agreement with Lincoln Park Capital Fund, LLC pursuant to which the Company agreed to sell a 10% original issue discount senior convertible promissory note in the principal amount of $1,100,000 and five-year warrants to purchase 785,715 shares of the Company's common stock, par value $0.0001 per share at an exercise price of $1.40 per share pursuant to the terms and conditions of the SPA for a total purchase price of $1,000,000. The Note will be due Nov. 18, 2022, which is one year from the issuance date. The Note initially does not bear any interest, however upon and during the Company's failure to file all required reports and other documents with the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934 by December 2021, the Note will accrue interest at a rate of 12% per annum. Further, upon and during any event of default by the Company, the Note will accrue interest at a rate of 18% per annum. Events of default include the failure to file all required reports and other documents with the SEC pursuant to Exchange Act by January 2022, suspension of trading or quotation of the Company's common stock on the OTCQB or a national securities exchange, and failure to reserve a sufficient number of shares for the conversion or exercise of all securities sold under the SPA. Further, upon an event of default, the holder will have the right to cause the Company to redeem the outstanding principal and accrued interest on the Note at a 125% premium. The principal and accrued interest on the Note is convertible into common stock at a conversion price of $1.40 per share, subject to certain adjustments summarized as follows: (i) if an event of default has occurred prior to the maturity date, a reduction to 80% of the conversion price then in effect, (iii) anti-dilution adjustment upon certain issuances of common stock or derivative securities at a price per share that is lower than the conversion price, (iii) customary adjustments for stock splits, stock dividends and similar corporate events, and (iv) adjustment upon a public offering by the Company meeting certain delineated criteria. Under the terms of the Note, upon a public offering by the Company of common stock, either alone or in units or with other securities pursuant to an effective registration statement resulting in gross proceeds to the Company of at least $10,000,000, and in connection with which the common stock is approved for listing listed on a national securities exchange, the conversion price will be reduced to 90% of the offering price per share in the Qualified Offering, if that price is lower than the conversion price then in effect. Additionally, immediately prior to a Qualified Offering, the Company may redeem all or part of the outstanding principal and accrued interest on the Note at a 115% premium. The Note also contains customary negative covenants prohibiting the Company from certain actions while the Note remains outstanding. The Warrants will be exercisable for a five-year term beginning on May 18, 2022, at an exercise price of $1.40 per share, subject to certain adjustments which are substantially similar to those contained in the Note, including the Qualified Offering adjustment. Each of the Note and the Warrants contain a 4.99% beneficial ownership limitation pursuant to which neither may be converted or exercised, as applicable, if and to the extent that following such conversion or exercise the holder would beneficially own more than 4.99% of the Company's outstanding common stock, subject to increase to 9.99% upon 61 days' prior written notice by the holder. The SPA provides that the Purchaser may purchase an additional note and additional warrants on substantially the same terms as the Note and the Warrants on any business day prior to the 91st business day immediately following the closing of the SPA. Pursuant to the SPA, the Company entered into a Registration Rights Agreement dated Nov. 18, 2021, by and between the Company and the Purchaser, in which the Company has agreed to file a Registration Statement on Form S-1 with the SEC following request by the Purchaser at any time following the 180-day period after the initial closing. About Panacea Panacea Life Sciences Holdings, Inc. formerly known as Exactus Inc. (OTCQB:EXDI) -- http://www.exactusinc.com-- is a Nevada corporation organized under the name Solid Solar Energy, Inc in 2008 and renamed Exactus, Inc. in 2016. The Company has pursued opportunities in Cannabidiol since 2019. During most of 2020 the Company was engaged in marketing of hemp derived products sourced from its leased farming operation. Exactus reported a net loss of $10.94 million for the year ended Dec. 31, 2020, compared to a net loss of $10.02 million for the year ended Dec. 31, 2019. As of June 30, 2021, the Company had $23.64 million in total assets, $11.62 million in total liabilities, and $12.02 million in total stockholders' equity. Henderson, NV-based RBSM LLP, the Company's auditor since 2014, issued a "going concern" qualification in its report dated April 23, 2021, citing that the Company has an accumulated deficit, recurring losses, and expects continuing future losses that raises substantial doubt about the Company's ability to continue as a going concern. PLATINUM GROUP: Incurs $13.1 Million Net Loss in 2020 ----------------------------------------------------- Platinum Group Metals Ltd. filed with the Securities and Exchange Commission its Annual Report on Form 20-F reporting a loss of $13.06 million for the year ended Aug. 31, 2021, compared to a loss of $7.13 million for the year ended Aug. 31, 2020. The loss in the previous comparable year was lower due to a $3.1 million realized gain on the expiry of warrants in the previous comparable year. Share based compensation was $3.2 million (Aug. 31, 2020 $1.6 million) with the increase due to a higher fair value for options granted during the current year resulting from a higher share price at the grant date. General and administrative expenses during the year were $5.1 million (Aug. 31, 2020 - $3.7 million) with the increase due mostly to a $0.828 million severance payment to the Company's former CEO pursuant to a formal separation agreement. Interest expense of $5.1 million (Aug. 31, 2020 - $5.5 million) was lower due to the reduction in debt during the current year. The currency translation adjustment recognized in the year is a gain of $4.9 million (Aug. 31, 2020 - $4.5 million loss) due to the Rand increasing in value relative to the U.S. Dollar during the current year. At Aug. 31, 2021, finance income consisting of interest earned and property rental fees in the year amounted to $0.1 million (Aug. 31, 2020 -- $0.2 million). Loss per share for the year amounted to $0.18 as compared to a loss of $0.11 per share for fiscal 2020. Accounts receivable at Aug. 31, 2021 totalled $0.3 million (Aug. 31, 2020 - $0.2 million) while accounts payable and other liabilities amounted to $2.5 million (Aug. 31, 2020 - $1.4 million). Accounts receivables were comprised mainly of value added taxes repayable to the Company in South Africa. Accounts payable consisted primarily of payables related to geotechnical drilling on the Waterberg Project. Total expenditures on the Waterberg Project, before partner reimbursements, for the year were approximately $3.7 million (Aug. 31, 2020 - $3.0 million). At year end, $44.0 million in accumulated net costs had been c apitalized to the Waterberg Project (Aug. 31, 2020 - $34.9 million). Total expenditures on the property since inception to Aug. 31, 2021 are approximately $77.5 million. As of Aug. 31, 2021, the Company had $51.20 million in total assets, $31.73 million in total liabilities, and $19.47 million in total shareholders' equity. Going Concern The Company currently has limited financial resources and has no sources of operating income at present. The Company had a working capital deficit of $23.6 million at Aug. 31, 2021, including $19.99 million of indebtedness for the Notes, which mature on July 1, 2022, and for $9.4 million pursuant to the 2019 Sprott Facility, which matures on Aug. 14, 2022. As of Nov. 24, 2021, a principal amount of $3.6 million remains outstanding pursuant to the 2019 Sprott Facility. The Company also has optional commitments for its ongoing share of approved budgets to fund the Waterberg Project and to fund ongoing research and development by FIU on behalf of Lion Battery. A failure by the Company to fund its share of such ongoing commitments may result in the dilution of its interests in either the Waterberg Project or Lion Battery. The Company said its ability to continue operations in the normal course of business will depend upon its ability to secure additional funding by methods that could include debt refinancing, equity financing, sale of assets and strategic partnerships. Management believes the Company will be able to secure further funding as required. Nonetheless, there exist material uncertainties resulting in substantial doubt as to the ability of the Company to continue to meet its obligations as they come due and hence, the ultimate appropriateness of the use of accounting principles applicable to a going concern. A full-text copy of the Form 20-F is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/0001095052/000106299321011621/form20f.htm About Platinum Group Metals Headquartered in British Columbia, Canada, Platinum Group Metals Ltd. -- http://www.platinumgroupmetals.net-- is a platinum and palladium focused exploration, development and operating company conducting work primarily on mineral properties it has staked or acquired by way of option agreements or applications in the Republic of South Africa and in Canada. POGO ENERGY: Unsecured Split Not Less Than $68,400 in Plan ---------------------------------------------------------- Pogo Energy, LLC, submitted a Chapter 11 Plan and a Disclosure Statement. After ongoing negotiations between the Debtor and Luminant Energy Company, LLC ,, including a full-day settlement conference on July 20, 2021, the Debtor and Luminant reached an agreement regarding the resolution of Luminant's Claim. Luminant and the Debtor have entered into the Restructuring Support Agreement ("RSA") whereby the Luminant and the Debtor agreed upon certain key terms for the Debtor's Plan, which Luminant would support in exchange for settlement of its Secured Claim and related releases from liability from the Debtor's Estate ("Luminant Settlement"). The Luminant Settlement is not final until approved by the Bankruptcy Court. The Plan operates as a motion for the Bankruptcy Court to approve the Luminant Settlement, and if the Plan is confirmed, the Luminant Settlement will be approved and the Debtor will be authorized to consummate the Plan and the Luminant Settlement. Class 3 General Unsecured Claims will each receive payment in cash of the holder's pro rata share of the General Unsecured Claims Reserve. Class 3 is impaired. "General Unsecured Claims Reserve" means not less than $68,400 to be distributed Pro Rata to Holders of Allowed General Unsecured Claims on the Distribution Date, plus any such other amounts as may become available for distribution to holders of Allowed General Unsecured Claims under the terms of the Plan. The Debtor intends to use a variety of sources to fund the Plan. The Debtor, exercising its business judgment, will seek to maximize the assets available to the Debtor's Estate for payment of creditors' Allowed Claims. The Debtor intends, first and foremost, to fund the Plan with its operating revenue. The Debtor also may satisfy claims for less than face value by negotiating with certain creditors. Finally, the Debtor contemplates seeking financing through one or more sources. A combined hearing on confirmation of the Plan and the adequacy of this Disclosure Statement will be held on December 21, 2021 at 10:00 a.m. prevailing Central Time, before the Honorable Michelle V. Larson, United States Bankruptcy Court for the Northern District of Texas, Dallas Division, the Earle Cabell Federal Building, 1100 Commerce Street, 14th Floor, Courtroom #2, Dallas, Texas 75242. Objections to confirmation of the Plan or the adequacy of information in the Disclosure Statement must filed and served no later than December 14, 2021 at 5:00 p.m., prevailing Central Time. The voting deadline is Dec. 14, 2021. Counsel for the Debtor: Rachael L. Smiley Alex Campbell FERGUSON BRASWELL FRASER KUBASTA PC 2500 Dallas Parkway, Suite 600 Plano, TX 75093 Tel: 972-378-9111 Fax: 972-378-9115 E-mail: rsmiley@fbfk.law acampbell@fbfk.law A copy of the Disclosure Statement dated November 17, 2021, is available at https://bit.ly/3DB1tnW from PacerMonitor.com. About Pogo Energy Pogo Energy, LLC -- https://pogoenergy.com -- is a green energy provider that offers prepaid electricity with no deposit required and same-day electricity service in Texas. In order to provide electricity services to its customers on a pay-as-you-go model, Pogo Energy makes purchases of energy, generally in advance based on weather projections, and other conditions affecting the energy market, from Luminant Energy Company, LLC , and then provides the energy it has purchased to its customers. Pogo Energy sought Chapter 11 protection (Bankr. N.D. Texas Case No. 21-31224) on July 1, 2021. In its petition, the Debtor listed as much as $10 million in assets and as much as $50 million in liabilities. Judge Michelle V. Larson oversees the case. Ferguson Braswell Fraser Kubasta, PC and Conway MacKenzie, LLC serve as the Debtor's legal counsel and financial advisor, respectively. RM BAKERY: Seeks Approval to Hire 'Ordinary Course' Professionals ----------------------------------------------------------------- RM Bakery, LLC and BKD Group, LLC seek approval from the U.S. Bankruptcy Court for the Southern District of New York to employ professionals used in the ordinary course of business. The "ordinary course" professionals are: 1. Jerald M. Tenenbaum, Esq. Morrison Tenenbaum, PLLC 87 Walker Street, Second Floor New York, NY 10013 Phone: 212-620-0938 2. Stephen Christiano Raich Ende Malter & Co 1375 Broadway, 15th Floor New York, NY 10018 Phone: 212-944-5404 The OCPs will provide tax preparation and tax advisory accounting services, general corporate legal assistance, and other services that have a direct significant impact on the Debtors' day-to-day operations. The Debtors will pay the OCPs 100 percent of the fees and 100 percent of the disbursements incurred, provided that each OCP's total compensation and reimbursements will not exceed $10,000 for each month starting from the first full month following the petition date. About RM Bakery and BKD Group RM Bakery, LLC, owner of a bakery business in Bronx, N.Y., and BKD Group, LLC sought Chapter 11 protection (Bankr. S.D.N.Y. Lead Case No. 20-11422) on June 15, 2020. At the time of the filing, RM Bakery listed as much as $10 million in both assets and liabilities. Meanwhile, BKD Group listed up to $50,000 in assets and up to $10 million in liabilities. Judge Martin Glenn presides over the cases. The Debtors tapped Mayerson & Hartheimer, PLLC as legal counsel and Vernon Consulting Inc. as financial advisor and accountant. Epiq Corporate Restructuring, LLC is the claims and noticing agent. ROSEVILLE PROPERTIES: Case Summary & 3 Unsecured Creditors ---------------------------------------------------------- Debtor: Roseville Properties, LLC 116 Kenny Blvd. Haines City, FL 33844 Chapter 11 Petition Date: November 29, 2021 Court: United States Bankruptcy Court Middle District of Florida Case No.: 21-06004 Debtor's Counsel: Adam Lawton Alpert, Esq. BUSS ROSS, P.A. PO Box 3913 Tampa, FL 33601-3913 Tel: 813-224-9255 E-mail: aalpert@bushross.com Estimated Assets: $500,000 to $1 million Estimated Liabilities: $1 million to $10 million The petition was signed by Garrett J. Kenny as managing member. A copy of the Debtor's list of three unsecured creditors is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/C7T34QY/Roseville_Properties_LLC__flmbke-21-06004__0002.0.pdf?mcid=tGE4TAMA A full-text copy of the petition is available for free at PacerMonitor.com at: https://www.pacermonitor.com/view/CQWI4LQ/Roseville_Properties_LLC__flmbke-21-06004__0001.0.pdf?mcid=tGE4TAMA SHORE IMAGING: Plan and Disclosures Due Jan. 3, 2022 ---------------------------------------------------- Judge Kathryn C. Ferguson has entered an order setting a Jan. 3, 2022 deadline for Shore Imaging PC to file a Plan and Disclosure Statement. If the Plan and Disclosure Statement are not filed by Jan. 3, 2022, the case will automatically be converted without further notice. About Shore Imaging Shore Imaging PC offers a full range of diagnostic medical imaging services and interventional biopsy procedures. Shore Imaging PC filed a Chapter 11 petition (Bankr. D.N.J. Case No. 21-16355) on Aug. 7, 2021. In the petition signed by Harpreet Kaur, sole member/medical director, the Debtor estimated assets of $500,000 to $1 million and debt of $1 million to $10 million. GIORDANO, HALLERAN & CIESLA, P.C., led by Donald F. Campbell, Jr., is the Debtor's counsel. SILVER STATE: Taps Harris Law Practice as Bankruptcy Counsel ------------------------------------------------------------ Silver State Broadcasting, LLC and its affiliates seek approval from the U.S. Bankruptcy Court for the District of Nevada to hire Harris Law Practice, LLC to serve as legal counsel in their Chapter 11 cases. The firm's services include: (a) examining and preparing records and reports required by the Bankruptcy Code, Federal Rules of Bankruptcy Procedure and Local Bankruptcy Rules; (b) preparing applications and proposed orders to be submitted to the court; (c) identifying and prosecuting the claims and causes of action asserted by the Debtors on behalf of the estate; (d) examining the proofs of claim anticipated to be filed and the possible prosecution of objections to such claims; (e) advising the Debtors and preparing documents in connection with the contemplated ongoing operation of their business, if any; (f) preparing a plan of reorganization, disclosure statement and related documents, and seeking confirmation of the plan; and (g) assisting the Debtors in performing other official functions. The firm's hourly rates are as follows: Stephen Harris $550 per hour Paraprofessionals $150 - $300 per hour Harris Law Practice received a retainer in the amount of $12,000. Stephen Harris, Esq., the firm's attorney who will be providing the services, disclosed in a court filing that he is a "disinterested person" as the term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached at: Stephen R. Harris, Esq. Harris Law Practice LLC 6151 Lakeside Drive, Suite 2100 Reno, NV 89511 Tel.: (775) 786-7600 Email: steve@harrislawreno.com About Silver State Broadcasting Las Vegas-based Silver State Broadcasting, LLC and its affiliates, Major Market Radio, LLC and Golden State Broadcasting, LLC, filed voluntary petitions for Chapter 11 protection (Bankr. D. Nev. Lead Case No. 21-14978) on Oct. 19, 2021. Edward R. Stolz, manager of Silver State Broadcasting, signed the petitions. In its petition, Silver State listed up to $50 million in assets and up to $1 million in liabilities. Judge August B. Landis oversees the cases. Stephen R. Harris, Esq., at Harris Law Practice, LLC represents the Debtors as legal counsel. SM ENERGY: Appoints Anita Powers as Director -------------------------------------------- Anita M. Powers has been appointed to serve as a director of SM Energy Company. Ms. Powers will serve as an independent director and as a member of the Audit Committee and the Compensation Committee of the Board of Directors. Bill Sullivan, chairman of the Board, comments, "Anita's background and experience will provide valuable expertise to the SM Energy Board. She brings more than 35 years of industry experience in the geosciences along with specific knowledge of the Permian Basin. We welcome Anita and look forward to her insight and counsel." Ms. Powers retired from Occidental Petroleum Corporation in 2016, where she served as the executive vice president of Worldwide Exploration for Occidental Oil and Gas Corporation and vice president of Occidental Petroleum Corporation, roles that she held since 2007. Ms. Powers previously served as a director of California Resources Corporation from 2017 to 2020 and has served as a member of EQT Corporation's board of directors since 2018. In connection with her service as a member of the Board, under the Company's Equity Incentive Compensation Plan, Ms. Powers was granted 2,715 shares of the Company's common stock, which represents a pro rata portion of the $160,000 in value of the Company's common stock granted to each director for service from, on and including, May 28, 2021, until May 27, 2022. In addition, Ms. Powers was paid approximately $46,000, representing a pro rata portion of the annual retainer paid to non-employee directors, and will receive reimbursement for any out-of-pocket expenses, in accordance with the Company's policies. About SM Energy SM Energy Company is an independent energy company engaged in the acquisition, exploration, development, and production of crude oil, natural gas, and natural gas liquids in the state of Texas. SM Energy reported a net loss of $764.61 million for the year ended Dec. 31, 2020, compared to a net loss of $187 million for the year ended Dec. 31, 2019. As of Sept. 30, 2021, the Company had $5.06 billion in total assets, $1.10 billion in total current liabilities, $2.32 billion in total noncurrent liabilities, and $1.64 billion in total stockholders' equity. SUN PACIFIC: Posts $25K Net Income in Third Quarter --------------------------------------------------- Sun Pacific Holding Corp filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q disclosing net income of $25,215 on $114,007 of revenues for the three months ended Sept. 30, 2021, compared to a net loss of $286,280 on $88,459 of revenues for the three months ended Sept. 30, 2020. For the nine months ended Sept. 30, 2021, the Company reported net income of $3.01 million on $215,978 of revenues compared to a net loss of $1.22 million on $255,240 of revenues for the nine months ended Sept. 30, 2020. As of Sept. 30, 2021, the Company had $243,350 in total assets, $3.09 million in total liabilities, and a total deficit of $2.85 million. A full-text copy of the Form 10-Q is available for free at: https://www.sec.gov/ix?doc=/Archives/edgar/data/1343465/000149315221029606/form10-q.htm About Sun Pacific Headquartered in Manalapan NJ, Sun Pacific Holding Corp -- http://www.sunpacificholding.com-- offers "Next Generation" solar panel and lighting products by working closely with design, engineering, integration and installation firms in order to deliver turnkey solar and other energy efficient solutions. It provides solar bus stops, solar trashcans and "street kiosks" that utilize advertising offerings that provide State and local municipalities with costs efficient solutions. The Company provides general, electrical, and plumbing contracting services to a range of both public and commercials customers in support of its goals of expanding its green energy market reach. Sun Pacific reported a net loss of $1.86 million in 2020, a net loss of $1.78 million in 2019, and a net loss of $1.77 million in 2018. As of March 31, 2021, the Company had $9.30 million in total assets, $15.74 million in total liabilities, and a total deficit of $6.44 million. Dallas, Texas-based Turner, Stone & Company, L.L.P., the Company's auditor since 2017, issued a "going concern" qualification in its report dated April 15, 2021, citing that the Company has suffered recurring losses from operations since inception and has a significant working capital deficiency, both of which raise substantial doubt about its ability to continue as a going concern. TASEKO MINES: Gets Initial Draft of Injection Control Permit ------------------------------------------------------------ Taseko Mines Limited announced the US Environmental Protection Agency has provided the company with an initial draft of the Underground Injection Control Permit for its Florence Copper Project in Arizona. Taseko's project technical team will complete a review of the permit wording within the two-week allotted timeframe, following which the EPA is expected to commence a public comment period. Stuart McDonald, president and CEO, commented, "Detailed engineering and procurement activities are well advanced, and we will be ready for construction of the commercial facility immediately upon issuance of the final UIC permit. The Florence Copper Project will have one of the smallest environmental footprints of any copper mine in the world." About Taseko Taseko Mines Limited -- http://www.tasekomines.com-- is a mining company focused on the operation and development of mines in North America. Headquartered in Vancouver, Taseko operates the state-of-the-art Gibraltar Mine, the second largest copper mine in Canada. Taseko Mines reported a net loss of C$23.52 million for the year ended Dec. 31, 2020, compared to a net loss of C$53.38 million for the year ended Dec. 31, 2019. * * * As reported by the TCR on Aug. 31, 2020, Moody's Investors Service revised the rating outlook for Taseko Mines Limited to stable from negative. At the same time, Moody's affirmed Taseko's Corporate Family Rating (CFR) at Caa1, its Probability of Default Rating at Caa1-PD and its senior secured note ratings at Caa1. "The outlook revision to stable reflects our expectation the company will generate marginally positive free cash flow as copper prices have strengthened," said Jamie Koutsoukis, Moody's vice president, senior analyst. TENRGYS LLC: Seeks to Expand Scope of FTI's Services ---------------------------------------------------- Tenrgys, LLC and its affiliates filed a supplemental application for the U.S. Bankruptcy Court for the Southern District of Mississippi to expand the scope of services of their financial advisor, FTI Consulting, Inc. The additional services to be provided are as follows: a. remotely collecting a large volume of data from the Debtors in the form of a hard drive to be delivered to FTI by courier; b. staging the data into FTI's environment and into its Radiance platform to be indexed to enable searchability; c. developing and applying various keyword filters to the indexed data to identify preliminary dataset for native production; d. exporting filtered subset of native documents requiring production to external-facing file-transfer site to make documents available for download via electronic file link; and e. copying exported data to an external hard drive for shipping as backup in the event high speed bandwidth for the download is not available. The firm's hourly rates for the additional services are as follows: Senior Managing Directors $950 - $1,295 per hour Managing Directors/Senior Directors/Directors $715 - $935 per hour Senior Consultants/Consultants $385 - $680 per hour Administrative/Paraprofessionals $155 - $290 per hour In addition, the firm will seek reimbursement for work-related expenses incurred. FTI received advance payments totaling $150,000. Charles Carroll, a senior managing director at FTI, disclosed in court filings that his firm is a "disinterested person" as that term is defined in Section 101(14) of the Bankruptcy Code. The firm can be reached through: Charles W. Carroll FTI Consulting, Inc. 2001 Ross Avenue, Suite 650 Dallas, TX 75201 Telephone: (214) 397-1600 Facsimile: (214) 397-1790 Email: charles.carroll@fticonsulting.com About Tenrgys LLC Tenrgys, LLC operates as an oil and gas exploration and production company. It is headquartered in Ridgeland, Miss. Tenrgys and its affiliates filed their voluntary petitions for Chapter 11 protection (Bankr. S.D. Missi. Lead Case No. 21-01515) on Sept. 17, 2021. In the petition signed by Richard H. Mills, Jr., manager, Tenrgys listed as much as $500 million in both assets and liabilities. Judge Jamie A. Wilson oversees the cases. Copeland, Cook, Taylor & Bush, P.A. and FTI Consulting, Inc. serve as the Debtors' legal counsel and financial advisor, respectively. TIANJIAN JAHO: Seeks Access to Cash Collateral Thru Dec 31 ---------------------------------------------------------- Tianjin Jaho Investment Inc. asks the U.S. Bankruptcy Court for the Western District of Washington for entry of an order renewing authorization to use cash collateral through December 31, 2021. The Debtor anticipates that the Court will confirm its Second Amended Plan at the December 17, 2021 hearing but makes the request in an abundance of caution in the event the Plan is not confirmed on that date. The Debtor's primary asset is the newly completed apartment complex at 10111 9th Ave W, Everett, Washington 98204, and the rents generated by the Property, which have increased since the inception of the bankruptcy case as additional units have been leased. The Debtor ascribes a value of $15.5 million to the Real Property. The Debtor intends to collect and utilize income generated from leasing the Real Property's apartment units. According to the Budget, the Real Property's 42 rental units generate more than $60,000 in gross rents, and nets close to $50,000 on a monthly basis. Construction Loan Services II asserts a security interest in rental income based on a deed of trust. The Debtor believes CLS may consent to the relief requested but consent is not necessary for the Court to grant the Motion. CLS asserts a claim of approximately $10.7 million secured by the Real Property; the risk is that the Debtor may be forced to sell the Real Property for less than what CLS claims to be owed; but such risks are mitigated by the facts that rental income is increasing, insurance is in place, and the Real Property's market value is at least $14.85 million but likely significantly more, as the Debtor's comparative market analysis values the Real Property at $15.5 million. The Snohomish County Treasurer asserts a $43,740 secured claim based on delinquent property tax. An equity cushion alone has been held sufficient to provide adequate protection to a creditor asserting a claim secured by real property. But here, the Debtor proposes to pay $40,000 per month to CLS as adequate protection payments. The Debtor's position is that the combination of an equity cushion and monthly payments will more than adequately protect CLS's lien interest. The addition of monthly payments protects CLS against the risk the Real Property depreciates or loses value -- both unlikely propositions for a newly-constructed building in a market with tightening inventory. A copy of the motion is available at https://bit.ly/3reX5rz from PacerMonitor.com. About Tianjin Jaho Investment Houston-based Tianjin Jaho Investment, Inc. filed its voluntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. W.D. Wash. Case No. 21-11047) on May 26, 2021. Charles Xi, president, signed the petition. At the time of filing, the Debtor had between $10 million and $50 million in both assets and liabilities. Judge Christopher M. Alston presides over the case. The Law Office of Marc S. Stern and Paul Taggart serve as the Debtor's legal counsel and accountant, respectively. The Rental Connection Inc. is the property manager and leasing agent. VIZIV TECHNOLOGIES: Proponents Fine-Tune Competing Plans -------------------------------------------------------- Viziv Technologies, LLC, submitted a Second Amended Disclosure Statement for the competing Plans of Reorganizations of: (i) 3:10 Capital WPF VII LLC, et al. and (ii) KBST Investments, LLC. Common features in the two Plans are: * Both of the Plans provide that all administrative and priority claims will be paid in full. * Both of the Plans provide that all allowed unsecured claims of employees and trade creditors will be paid in full. * Both of the Plans provide for some ability of the current unitholders1 to retain an interest in the reorganized or successor company. * Both of the Plans contemplate a continuation of the business that Viziv is conducting today. The differences in the Plans are in the treatment of the claims and interest of the Founders, the treatment of the unitholders, and the manner in which each Plan is implemented. Attorneys for the Debtor: Charles B. Hendricks Christopher J. Volkmer CAVAZOS HENDRICKS POIROT, P.C. Suite 570, Founders Square 900 Jackson Street Dallas, TX 75202 Tel: (214) 573-7322 Fax: (214) 573-7399 E-mail: chuckh@chfirm.com E-mail: cvolkmer@chfirm.com KBST Investments' Plan KBST Investments, LLC, submitted an Amended Addendum to the Disclosure Statement to its proposed Chapter 11 Plan for Viziv Technologies, LLC. Under the Plan, KBST will purchase substantially all assets owned by the Debtor and its Subsidiaries pursuant to an Asset Purchase Agreement. The purchased assets include, but are not limited to, the following: (a) all intellectual property owned by Debtor, CPG Technologies, LLC and Genesis Golf, S.a.r.l., including without limitation all patents, patent applications, trade secrets, trademarks copyrights, and other intellectual property of any kind (the "Intellectual Property"); (b) the 386 acres of land and all improvements thereon located in Ellis County owned by Debtor and Viziv Properties; (c) all property owned by Debtor and Viziv Labs, including (i) all equipment, computer hardware, machinery, furniture, fixtures, vehicles, trucks, cars, inventory, accounts, and tangible personal property of Debtor, and all accessions and attachments to or relating to any of the foregoing; (ii) books, records, computer software and other property relating to or referring to any of the foregoing; (iii) all guaranties or other agreement securing or relating to any of the items referred to in subparagraphs (i) and (ii) above, or acquired for the purpose of securing and enforcing any of such items; and (iv) all present and future accounts, contract rights, documents and instruments related to the foregoing, as such terms are defined in the Texas Uniform Commercial Code, (d) the membership interests of the Debtor in Viziv Properties, LLC, Viziv Labs, LLC and CPG Technologies, LLC and Genesis Golf, S.a.r.l. and all other Subsidiaries of the Debtor, (e) all books and records related to the business operations of the Debtor and its Subsidiaries, (f) all claims and causes of action owned by the Debtor and its Subsidiaries, and (g) all cash of the Debtor and its Subsidiaries. Class 5 – General Unsecured Claims This Class consists of all Allowed General Unsecured Claims against the Debtor. Each Holder of an Allowed General Unsecured Claim shall receive Cash in an amount equal to the full amount of such Allowed Class 5 Claim on the later of (i) the Effective Date, or (ii) the date upon which the claim becomes an Allowed Claim. The total of Allowed General Unsecured Claims is estimated at $813,682.00. Class 5 is Unimpaired under the Plan. Distributions under the Plan shall be funded with the Asset Sale Consideration paid by KBST for the purchase of the Purchased Assets under the Asset Purchase Agreement. On and after the Effective Date, in accordance with the Wind-Down Budget, the Debtor shall (1) continue in existence for purposes of (a) winding down the businesses and affairs of the Debtor as expeditiously as reasonably possible, (b) resolving Disputed Claims as provided hereunder, (c) filing appropriate tax returns, (d) complying with their continuing obligations under the Plan, and (e) administering the Plan in an efficacious manner. On or prior to the Effective Date, the Plan Administrator shall be paid the Wind-Down Amount to be used solely in accordance with the Wind-Down Budget. Any amounts in the WindDown Amount remaining after the payment of all required expenses in accordance with the WindDown Budget shall promptly be transferred to KBST. Counsel for KBST INVESTMENTS, LLC Kenneth Stohner, Jr. J. Machir Stull JACKSON WALKER L.L.P. 2323 Ross Ave., Suite 600 Dallas, Texas 75201 Telephone: (214) 953-6000 Facsimile: (214) 953-5822 Email: kstohner@jw.com Email: mstull@jw.com The 3:10 Plan The 3:10 Plan is a comprehensive restructuring of Viziv that addresses each of the fundamental problems that led to Viziv becoming a debtor in a Chapter 11 Bankruptcy Case. 3:10 Newco will be capitalized with an initial investment of at least $15,000,000, which, along with the money expected to be raised through the Rights Offering incorporated into the 3:10 Plan, will be used to pay creditors 100% of the Allowed amount of their Claims in cash except that the DIP Claim shall be satisfied by the exchange of the full amount of the DIP Loan plus all accrued interest and fees for Series A-1 Preferred Units of 3:10 Newco. The Series A-1 Preferred Units of 3:10 Newco are voting units. Debtor Class A and Class B Equity Interest Holders other than Subsequently Issued Class B Equity Interest Holders, shall receive new Series A-2 Preferred Units in 3:10 Newco equal to ten percent (10%) of the applicable Units such Equity Interest Holder currently holds in the Debtor plus the right to participate in the Rights Offering as described below. The Series A-2 Preferred Units of 3:10 Newco shall be non-voting and will not be subject to dilution after the initial 100,000,000 authorized equity units of 3:10 Newco are fully issued. Allowed Class 4 Claims consists of general unsecured claims that are not disputed, or any such Claim that is timely filed by a creditor and as to which the Debtor or the Plan Sponsors have not interposed an objection before the Effective Date. Provided that the holder of a Class 4 Claim has not yet been paid, Allowed Class 4 Claims will be paid in cash in full on (A) the Effective Date of the Plan (if an Allowed Claim), or (B) within five business days of the date the claim becomes an Allowed Claim. Class 4 is not Impaired under the Plan and the holders of Class 3 Claims are deemed to have accepted the Plan pursuant to Section 1126(f) of the Bankruptcy Code and are therefore not entitled to vote to accept or reject the Plan. The Plan will be funded from the new equity capital provided by the investors in 3:10 Newco, the proceeds of the Rights Offering and the Debtor's existing cash on hand on the Effective Date. 3:10 Newco is currently in discussions with three different parties for the new capital investment which will provide funding for the 3:10 Plan. Any of the three parties are capable of providing all of the funding contemplated but it is possible that 3:10 Newco may share the investment between multiple investors rather than a single investor. Evidence of funds will be included with the documents filed as part of the Plan Supplement. Attorneys for the 3:10 Plan Proponents J. Mark Chevallier, Esq. Texas Bar No. 04189170 Jonathan Petree, Esq. Texas Bar No. 24116897 McGUIRE, CRADDOCK & STROTHER P.C. 2200 Ross Tower 500 N. Akard Street Dallas, Texas 75202-2790 Telephone: (214) 954-6807 Facsimile: (214) 954-6868 A copy of the Disclosure Statement of Viziv Technologies, LLC dated November 17, 2021, is available at https://bit.ly/3ct2Fhp from PacerMonitor.com. A copy of the KBST Addendum dated November 17, 2021, is available at https://bit.ly/3CzR8r6 from PacerMonitor.com. A copy of the 3:10 Capital Addendum dated November 17, 2021, is available at https://bit.ly/3oIvz2N from PacerMonitor.com. About Viziv Technologies Viziv Technologies, LLC is an electronics company in Italy, Texas, which specializes in the field of electromagnetic surface waves. On Oct. 7, 2020, creditors Surface Energy Partners LP, Kendol C. Everroad and Jamison Partners, LP, filed an involuntary petition for relief under Chapter 11 of the Bankruptcy Code (Bankr. N.D. Tex. Case No. 20-32554) against Viziv Technologies. The creditors are represented by Kenneth Stohner Jr., Esq., at Jackson Walker, LLP. Judge Stacey G. Jernigan, who oversees the case, entered an order for relief on Oct. 12, 2020. Cavazos Hendricks Poirot, PC, is the Debtor's bankruptcy counsel. The Debtor tapped Allred & Wilcox, PLLC, The Beckham Group and King & Fisher Law Group, PLLC as special counsel; Stout Risius Ross, LLC as investment banker; RSM US LLP as auditor; and Johnson McNamara, LLC as accountant. 3:10 Capital WPF VII LLC, a post-petition lender, filed a Chapter 11 plan of reorganization for the Debtor on Sept. 3, 2021. KBST Investments, LLC filed its proposed Chapter 11 plan of liquidation for the Debtor on Sept. 6. YELLOW CORP: Darrel Harris Named Chief Operating Officer -------------------------------------------------------- The Board of Directors of Yellow Corporation promoted Darrel J. Harris to the additional position of chief operating officer, effective immediately. Mr. Harris, age 46, has held the position of president of the Company since April 2021 and joined the Company in November 2020 as an executive vice president of Strategic Initiatives. Before joining the Company, Mr. Harris served as chief executive officer of Xpress Global Systems in Chattanooga, Tennessee. Prior to that he worked in sales and operations at some of the largest freight companies, including FedEx Freight. In connection with his promotion, the base salary of Mr. Harris will be increased from $550,000 to $600,000 per annum and Mr. Harris will receive a one-time equity grant of 30,000 restricted shares of common stock, of which one-third will vest on each of the grant date and the first and second anniversary of such date. In addition, Harris will continue be entitled to participate in the Company's executive compensation program with a short-term incentive program target potential payout of 100% of his base salary, with a maximum earnings opportunity of 200% of target along with potential long-term incentive opportunities as established by the Compensation Committee of the Board. About Yellow Corporation Yellow Corporation -- www.myyellow.com -- owns a comprehensive logistics and less-than-truckload (LTL) network in North America with local, regional, national, and international capabilities. Through its teams of experienced service professionals, Yellow Corporation offers flexible supply chain solutions, ensuring customers can ship industrial, commercial, and retail goods with confidence. Yellow Corporation, headquartered in Overland Park, Kan., is the holding company for a portfolio of LTL brands including Holland, New Penn, Reddaway, and YRC Freight, as well as the logistics company HNRY Logistics. Yellow Corp reported a net loss of $53.5 million in 2020 following a net loss of $104 million in 2019. As of June 30, 2021, the Company had $2.49 billion in total assets, $804.8 million in total current liabilities, $1.52 billion in long-term debt, $128.7 million in operating lease liabilities, $325.3 million in claims and other liabilities, and a total shareholders' deficit of $286.4 million. [*] Hotel Sector Braces for Bankruptcies Amid Struggles ------------------------------------------------------- Steven Crighton of the Los Angeles Business Journal reports that hotels had braced for a temporary disruption to their businesses during the pandemic, but that disruption has extended, and now the industry is getting a wake-up call. With a still-staggering market and shrinking federal support, some of the hospitality industry's most vulnerable are grappling with bankruptcy. From the pandemic's outset in March 2020, hotels experienced a drastic plunge in their occupancy rates and a dramatic drop in their bottom line. But an immediate wave of bankruptcies didn't follow despite some industry experts anticipating it, largely thanks to government support and emergency infusions of cash. More than a year and a half later, that funding has waned, and occupancy rates haven't rebounded to normal levels. According to bankruptcy attorney Robert Marticello, hotels that had prepared for Covid-19 to be a sprint are now grappling with the realities of a marathon. "Initially, a lot of people thought this would be a three-month issue," said Marticello, a founding partner at downtown law firm Smiley Wang-Ekvall, which specializes in insolvency, real estate and business litigation. "As the pandemic progressed, we quickly realized we were in for a longer haul than we originally believed and needed to adapt." If hotels in general are feeling the economic wrath of the pandemic, hotels in areas that rely on recreation and travel are experiencing it twofold. This month, Marticello closed the sale on a flagged 200-room, full-service hotel in Orange County for $21.5 million as part of a Chapter 11 bankruptcy case. The hotel relied on its proximity to Disneyland and other local theme parks for the bulk of its business, Marticello said. "Occupancies and operations improved as the local and U.S. economies seemed to recover and when the theme parks reopened, in particular," Marticello said. "But then hotels struggled to hire back employees .... The theme parks have reopened, but hotels are not back to the pre-pandemic normal due to repeated resurgence of Covid-19 and issues with travel limiting out-of-town guests and business travelers." Lenders checking out Marticello said lenders in the early months of the pandemic were almost universally willing to forebear and defer, with some stipulations, in order to allow the borrower time to recover. "But you did have exceptions to that, often in cases where the lender believed there were other problems beyond the effects of Covid-19," Marticello said. "This goes beyond hospitality — you've seen it with retail, with restaurants and real estate." Now the patience of many lenders appears to be growing thin, according to Brian Davidoff, chair of the bankruptcy, reorganization and capital recovery practice at Century City-based Greenberg Glusker Fields Claman & Machtinger. Davidoff said the hospitality industry has remained relatively healthy thanks to Covid-related government funding and regulations that suspended certain reporting obligations. "Currently, banks and lenders don't need to do what's called a TDR, a troubled debt restructuring, for a Covid impairment,” Davidoff said. "(Typically) the lender would be obligated to write down the asset to the extent of the impairment on their books,” said Davidoff. “So there hasn't been financial pressure on the lenders to deal with assets as they otherwise would have.' But those regulations expire Dec. 31 and are unlikely to be extended again, Davidoff said. This will likely encourage lenders to get more aggressive, particularly with assets underperforming the market. Davidoff suspects this could trigger an increase in bankruptcies as fed-up lenders look to settle losses. Waiting for stabilization Still, Davidoff suspects the road to recovery will be long, and in many cases, extremely challenging. Even some of his most stable clients are dealing with significant deficits with lenders created over the course of the Covid-19 pandemic. "It's not even getting back up to full occupancy that would make this up," Davidoff said. "You can’t make that up after a year of nonpayment." David Kupetz, a partner at downtown-based financial restructuring and litigation firm SulmeyerKupetz, said much of the firm's bankruptcy work on behalf of hotel clients has been dedicated to helping clients defer the need for restructuring. Kupetz said his firm’s hospitality clients are typically mid-sized, including a large restaurant group with locations throughout California and a hotel with approximately 180 high-end accommodations and a special event venue. The hotels the firm has worked with have stayed solvent, largely thanks to government funding, but Kupetz said more clients are at least considering the possibility. In one instance, Kupetz said, the firm represented a client in negotiating an extended interest-only payment period from their secured lenders. In another case, the firm assisted a client in negotiations with a number of landlords who agreed to rent concessions, such as rent forgiveness for a number of months and then a reduction below the contract rate for a significant period of time, with rent escalating over time back to the contract rate. "These consensual arrangements allowed the client to address liquidity issues (and) constraints without having to resort to Chapter 11," Kupetz explained. Even with an optimistic timetable for recovery for some clients, Kupetz said, there's an expectation that bankruptcy filings will increase once the market stabilizes as a way to fix problems created by Covid and "reset the balance sheet." While the market as a whole seems on the mend, Marticello has good reason to brace for more unexpected turmoil. He pointed to the most recent summer as evidence: While many industry experts had anticipated that an upswell in pent-up travel demand would provide hotels some relief, those hopes were dashed relatively quickly by the delta variant surge. And maybe a bit of luck. While a hotel next to theme parks might feel the full brunt of the pandemic, his clients with hotels near beaches or out closer to natural, scenic attractions like state parks and hiking areas are faring much better. "It's not affecting all hotels equally," Marticello said. "It's very dependent on niche." [*] Monica Clark Named American College of Bankruptcy Fellow ------------------------------------------------------------ International law firm Dorsey & Whitney LLP disclosed that Partner Monica Clark will be inducted into the American College of Bankruptcy as a Fellow in the 33rd Class of the College at its 2022 Annual Meeting in Denver, Colorado. Thirty-seven new Fellows will be honored and recognized for their professional excellence and exceptional contributions to the bankruptcy and insolvency practice. The American College of Bankruptcy is an honorary public service association of the United States and international insolvency professionals who are invited to join as Fellows based on a proven record of the highest standards of expertise, leadership, integrity, professionalism, scholarship, and service to the bankruptcy and insolvency practice and to their communities. The College facilitates the effective domestic and cross-border application of bankruptcy and insolvency laws and the administration of justice in the courts through, among other activities, conducting professional educational programs, sponsoring the publication of scholarly reports, and maintaining the National Bankruptcy Archives. The College also funds projects that improve the quality of bankruptcy law and practice, as well as access to justice, in particular through grants by its affiliated Foundation to pro bono legal service programs. The Foundation is believed to be the single largest financial supporter of pro bono bankruptcy services in the United States, contributing over $3 million since 2012. In all of its work, the College is dedicated to enhancing professionalism, scholarship, diversity, equity and inclusion in and service to bankruptcy and insolvency law and practice. Nominees are extended an invitation to join based on a sustained record of achievement. Candidates are selected by the College's Board of Regents from recommendations of Circuit Admissions Councils in each federal judicial circuit and Nominating Committees for Judicial and International Fellows. Ms. Clark is a Co-Chair of Dorsey's Bankruptcy Practice Group. She represents lenders, lessors, purchasers, and other parties in bankruptcy cases nationwide. In addition to her law degree, Ms. Clark has a Master's Degree in English and has taught legal writing at the University of Minnesota Law School. Ms. Clark is a recipient of Dorsey's Scales of Justice and the Raeder Larson Public Service Award, for her pro bono representation of student loan debtors. Prior to joining Dorsey, Ms. Clark clerked for the Honorable Robert J. Kressel, United States Bankruptcy Court for the District of Minnesota and Bankruptcy Appellate Panel for the Eighth Circuit. About Dorsey & Whitney LLP Clients have relied on Dorsey since 1912 as a valued business partner. With locations across the United States and in Canada, Europe and the Asia-Pacific region, Dorsey -- http://www.dorsey.com/-- provides an integrated, proactive approach to its clients' legal and business needs. Dorsey represents a number of the world's most successful companies from a wide range of industries, including leaders in banking & financial institutions, development & infrastructure, energy & natural resources, food, beverage & agribusiness, healthcare and technology, as well as major non-profit and government entities. [^] Large Companies with Insolvent Balance Sheet ------------------------------------------------ Total Share- Total Total Holders' Working Assets Equity Capital Company Ticker ($MM) ($MM) ($MM) ------- ------ ------ -------- ------- ACCELERATE DIAGN 1A8 GR 81.2 (39.7) 64.0 ACCELERATE DIAGN AXDX US 81.2 (39.7) 64.0 ACCELERATE DIAGN AXDX* MM 81.2 (39.7) 64.0 ACCELERATE DIAGN 1A8 SW 81.2 (39.7) 64.0 ACCELERATE DIAGN 1A8 TH 81.2 (39.7) 64.0 ACCELERATE DIAGN 1A8 QT 81.2 (39.7) 64.0 ADAMAS PHARMACEU ADMSEUR EU 144.0 (21.6) 84.2 ADAMAS PHARMACEU 136 TH 144.0 (21.6) 84.2 ADAMAS PHARMACEU ADMS US 144.0 (21.6) 84.2 ADAMAS PHARMACEU 136 GR 144.0 (21.6) 84.2 ADAMAS PHARMACEU 136 GZ 144.0 (21.6) 84.2 AEMETIS INC DW51 GR 147.0 (132.1) (57.6) AEMETIS INC AMTX US 147.0 (132.1) (57.6) AEMETIS INC AMTXGEUR EZ 147.0 (132.1) (57.6) AEMETIS INC AMTXGEUR EU 147.0 (132.1) (57.6) AEMETIS INC DW51 GZ 147.0 (132.1) (57.6) AEMETIS INC DW51 TH 147.0 (132.1) (57.6) AEMETIS INC DW51 QT 147.0 (132.1) (57.6) AERIE PHARMACEUT 0P0 GZ 351.8 (72.9) 157.8 AERIE PHARMACEUT AERIEUR EZ 351.8 (72.9) 157.8 AERIE PHARMACEUT AERI US 351.8 (72.9) 157.8 AERIE PHARMACEUT 0P0 QT 351.8 (72.9) 157.8 AERIE PHARMACEUT 0P0 TH 351.8 (72.9) 157.8 AERIE PHARMACEUT AERIEUR EU 351.8 (72.9) 157.8 AERIE PHARMACEUT 0P0 GR 351.8 (72.9) 157.8 AGRIFY CORP AGFY US 159.3 134.7 109.9 ALPHA CAPITAL -A ASPC US 231.1 212.7 1.0 ALPHA CAPITAL AC ASPCU US 231.1 212.7 1.0 ALTENERGY ACQUIS AEAEU US 0.3 (0.1) (0.1) ALTICE USA INC-A ATUS* MM 33,432.7 (1,132.7) (2,824.2) ALTICE USA INC-A ATUS US 33,432.7 (1,132.7) (2,824.2) ALTICE USA INC-A ATUSEUR EU 33,432.7 (1,132.7) (2,824.2) ALTICE USA INC-A 15PA TH 33,432.7 (1,132.7) (2,824.2) ALTICE USA INC-A 15PA GR 33,432.7 (1,132.7) (2,824.2) ALTICE USA INC-A 15PA GZ 33,432.7 (1,132.7) (2,824.2) ALTIRA GP-CEDEAR MOC AR 39,564.0 (1,226.0) (2,092.0) ALTIRA GP-CEDEAR MOD AR 39,564.0 (1,226.0) (2,092.0) ALTIRA GP-CEDEAR MO AR 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO* MM 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC PHM7 GR 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC PHM7 TH 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO TE 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MOEUR EU 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO US 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO SW 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MOUSD SW 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO CI 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MOEUR EZ 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC PHM7 QT 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC PHM7 GZ 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC 0R31 LI 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC ALTR AV 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP INC MO-RM RM 39,564.0 (1,226.0) (2,092.0) ALTRIA GROUP-BDR MOOO34 BZ 39,564.0 (1,226.0) (2,092.0) AMC ENTERTAINMEN AMC US 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AMC* MM 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AH9 TH 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AH9 QT 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AMC4EUR EU 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AH9 GR 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AH9 GZ 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN AMC-RM RM 11,057.5 (1,642.7) 173.8 AMC ENTERTAINMEN A2MC34 BZ 11,057.5 (1,642.7) 173.8 AMERICA'S CAR-MA CRMT US 976.9 (277.5) 648.6 AMERICAN AIR-BDR AALL34 BZ 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL11EUR EZ 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE A1G QT 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE A1G GZ 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL11EUR EU 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL AV 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL TE 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE A1G SW 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL US 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL* MM 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE A1G GR 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE A1G TH 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL-RM RM 68,437.0 (7,437.0) 257.0 AMERICAN AIRLINE AAL_KZ KZ 68,437.0 (7,437.0) 257.0 AMYRIS INC 3A01 GR 542.3 (53.3) (182.0) AMYRIS INC 3A01 TH 542.3 (53.3) (182.0) AMYRIS INC AMRS US 542.3 (53.3) (182.0) AMYRIS INC 3A01 QT 542.3 (53.3) (182.0) AMYRIS INC AMRSEUR EU 542.3 (53.3) (182.0) AMYRIS INC AMRSEUR EZ 542.3 (53.3) (182.0) AMYRIS INC 3A01 GZ 542.3 (53.3) (182.0) AMYRIS INC AMRS* MM 542.3 (53.3) (182.0) APELLIS PHARMACE 1JK TH 525.7 (57.3) 381.2 APELLIS PHARMACE 1JK GR 525.7 (57.3) 381.2 APELLIS PHARMACE APLSEUR EU 525.7 (57.3) 381.2 APELLIS PHARMACE APLS US 525.7 (57.3) 381.2 APOLLO ENDOSURGE APEN US 71.1 (0.1) 39.0 APOLLO ENDOSURGE APEN1EUR EU 71.1 (0.1) 39.0 APOLLO ENDOSURGE HQ8F GR 71.1 (0.1) 39.0 APOLLO ENDOSURGE HQ8F TH 71.1 (0.1) 39.0 AQUESTIVE THERAP AQST US 65.3 (60.3) 25.2 ARCH BIOPARTNERS ARCH CN 2.7 (4.8) (1.4) ARCH BIOPARTNERS ACHFF US 2.7 (4.8) (1.4) ARCHIMEDES TECH ATSPU US 133.8 133.5 0.6 ARCHIMEDES- SUB ATSPT US 133.8 133.5 0.6 ARTERIS INC AIP US - - - ATHENA BITCOIN G ABIT US 0.0 (1.6) (1.6) ATLAS TECHNICAL ATCX US 420.1 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(8.2) FARADAY FUTURE I FFIE US 229.9 (9.4) (2.4) FERRELLGAS PAR-B FGPRB US 1,729.6 (171.7) 298.1 FERRELLGAS-LP FGPR US 1,729.6 (171.7) 298.1 FLEXION THERAPEU FLXNEUR EZ 217.9 (82.4) 148.8 FLEXION THERAPEU F02 TH 217.9 (82.4) 148.8 FLEXION THERAPEU FLXNEUR EU 217.9 (82.4) 148.8 FLEXION THERAPEU F02 QT 217.9 (82.4) 148.8 FLEXION THERAPEU FLXN US 217.9 (82.4) 148.8 FLEXION THERAPEU F02 GR 217.9 (82.4) 148.8 FLEXION THERAPEU F02 GZ 217.9 (82.4) 148.8 FLUENCE ENERGY I FLNC US 693.0 30.8 (19.2) FOREST ROAD AC-A FRXB US 351.3 (26.2) 0.9 FOREST ROAD ACQ FRXB/U US 351.3 (26.2) 0.9 GLIMPSE GROUP IN VRAR US 14.6 12.8 12.6 GLOBAL CLEAN ENE GCEH US 352.9 (53.4) (50.1) GLOBAL SPAC -SUB GLSPT US 169.8 (11.0) (5.4) GLOBAL SPAC PART GLSPU US 169.8 (11.0) (5.4) GLOBAL TECHNOLOG GTACU US 0.4 (0.0) (0.4) GODADDY INC -BDR G2DD34 BZ 7,298.0 (101.1) (715.5) GODADDY INC-A 38D TH 7,298.0 (101.1) (715.5) GODADDY INC-A GDDYEUR EZ 7,298.0 (101.1) (715.5) GODADDY INC-A 38D GR 7,298.0 (101.1) (715.5) GODADDY INC-A 38D QT 7,298.0 (101.1) (715.5) GODADDY INC-A GDDY* MM 7,298.0 (101.1) (715.5) GODADDY INC-A GDDY US 7,298.0 (101.1) (715.5) GODADDY INC-A 38D GZ 7,298.0 (101.1) (715.5) GOGO INC GOGO US 443.2 (560.2) 20.1 GOGO INC G0G GR 443.2 (560.2) 20.1 GOGO INC GOGOEUR EZ 443.2 (560.2) 20.1 GOGO INC G0G QT 443.2 (560.2) 20.1 GOGO INC GOGOEUR EU 443.2 (560.2) 20.1 GOGO INC G0G TH 443.2 (560.2) 20.1 GOGO INC G0G GZ 443.2 (560.2) 20.1 GOLDEN NUGGET ON GNOG US 289.0 (45.4) 106.9 GOLDEN NUGGET ON LCA2EUR EU 289.0 (45.4) 106.9 GOLDEN NUGGET ON 5ZU TH 289.0 (45.4) 106.9 GOODRICH PETROLE GDP US 266.0 (10.9) (106.0) GOODRICH PETROLE 45J GR 266.0 (10.9) (106.0) GOODRICH PETROLE GDP1EUR EU 266.0 (10.9) (106.0) GOOSEHEAD INSU-A GSHD US 247.1 (75.7) 16.8 GOOSEHEAD INSU-A 2OX GR 247.1 (75.7) 16.8 GOOSEHEAD INSU-A GSHDEUR EU 247.1 (75.7) 16.8 GOOSEHEAD INSU-A 2OX TH 247.1 (75.7) 16.8 GOOSEHEAD INSU-A 2OX QT 247.1 (75.7) 16.8 GORES HOLD VII-A GSEV US 551.9 515.7 (15.0) GORES HOLDINGS V GSEVU US 551.9 515.7 (15.0) GORES TECH-B GTPB US 461.7 425.9 (18.1) GORES TECHNOLOGY GTPBU US 461.7 425.9 (18.1) GRAFTECH INTERNA EAFEUR EZ 1,393.1 (110.7) 359.1 GRAFTECH INTERNA G6G GZ 1,393.1 (110.7) 359.1 GRAFTECH INTERNA EAF US 1,393.1 (110.7) 359.1 GRAFTECH INTERNA G6G GR 1,393.1 (110.7) 359.1 GRAFTECH INTERNA G6G TH 1,393.1 (110.7) 359.1 GRAFTECH INTERNA EAFEUR EU 1,393.1 (110.7) 359.1 GRAFTECH INTERNA G6G QT 1,393.1 (110.7) 359.1 GRAFTECH INTERNA EAF* MM 1,393.1 (110.7) 359.1 GRAPHITE BIO INC GRPH US 416.2 400.1 390.0 GREENSKY INC-A GSKY US 1,405.0 (74.5) 668.4 HERBALIFE NUTRIT HLF US 2,853.0 (1,333.4) 488.4 HERBALIFE NUTRIT HOO GR 2,853.0 (1,333.4) 488.4 HERBALIFE NUTRIT HOO TH 2,853.0 (1,333.4) 488.4 HERBALIFE NUTRIT HLFEUR EU 2,853.0 (1,333.4) 488.4 HERBALIFE NUTRIT HOO QT 2,853.0 (1,333.4) 488.4 HERBALIFE NUTRIT HOO GZ 2,853.0 (1,333.4) 488.4 HEWLETT-CEDEAR HPQC AR 38,610.0 (1,650.0) (6,926.0) HEWLETT-CEDEAR HPQD AR 38,610.0 (1,650.0) (6,926.0) HEWLETT-CEDEAR HPQ AR 38,610.0 (1,650.0) (6,926.0) HILTON WORLD-BDR H1LT34 BZ 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLTEUR EU 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLT US 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLTEUR EZ 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLTW AV 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HI91 TE 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HI91 QT 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLT* MM 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HI91 TH 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HI91 GR 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HI91 GZ 15,314.0 (1,128.0) 72.0 HILTON WORLDWIDE HLT-RM RM 15,314.0 (1,128.0) 72.0 HORIZON GLOBAL HZN US 468.3 (25.9) 115.3 HORIZON GLOBAL 2H6 GR 468.3 (25.9) 115.3 HORIZON GLOBAL HZN1EUR EU 468.3 (25.9) 115.3 HORIZON GLOBAL 2H6 GZ 468.3 (25.9) 115.3 HP COMPANY-BDR HPQB34 BZ 38,610.0 (1,650.0) (6,926.0) HP INC HPQ* MM 38,610.0 (1,650.0) (6,926.0) HP INC HPQ TE 38,610.0 (1,650.0) (6,926.0) HP INC 7HP GR 38,610.0 (1,650.0) (6,926.0) HP INC HPQ US 38,610.0 (1,650.0) (6,926.0) HP INC 7HP TH 38,610.0 (1,650.0) (6,926.0) HP INC HPQUSD SW 38,610.0 (1,650.0) (6,926.0) HP INC HPQ CI 38,610.0 (1,650.0) (6,926.0) HP INC HPQEUR EZ 38,610.0 (1,650.0) (6,926.0) HP INC HPQ AV 38,610.0 (1,650.0) (6,926.0) HP INC HPQ SW 38,610.0 (1,650.0) (6,926.0) HP INC 7HP QT 38,610.0 (1,650.0) (6,926.0) HP INC HPQEUR EU 38,610.0 (1,650.0) (6,926.0) HP INC 7HP GZ 38,610.0 (1,650.0) (6,926.0) HP INC HPQ-RM RM 38,610.0 (1,650.0) (6,926.0) HPX CORP HPX US 253.9 (21.3) 0.4 HPX CORP HPX/U US 253.9 (21.3) 0.4 HUMANIGEN INC HGEN US 77.9 (17.6) 9.1 HUMANIGEN INC HGENEUR EU 77.9 (17.6) 9.1 HUMANIGEN INC 0KB2 GR 77.9 (17.6) 9.1 HUMANIGEN INC 0KB2 TH 77.9 (17.6) 9.1 HUMANIGEN INC 0KB2 QT 77.9 (17.6) 9.1 HUMANIGEN INC 0KB2 GZ 77.9 (17.6) 9.1 IMMUNITYBIO INC NK1EUR EU 214.4 (189.9) 29.0 IMMUNITYBIO INC 26CA GZ 214.4 (189.9) 29.0 IMMUNITYBIO INC NK1EUR EZ 214.4 (189.9) 29.0 IMMUNITYBIO INC IBRX US 214.4 (189.9) 29.0 IMMUNITYBIO INC 26CA GR 214.4 (189.9) 29.0 IMMUNITYBIO INC 26CA TH 214.4 (189.9) 29.0 IMMUNITYBIO INC 26CA QT 214.4 (189.9) 29.0 IMMUTABLE HOLDIN HOLD CN 11.0 7.7 8.1 INFINITE ACQUISI NFNT/U US 0.4 (0.1) (0.5) INSEEGO CORP INSG US 220.5 (15.3) 61.2 INSEEGO CORP INSGEUR EU 220.5 (15.3) 61.2 INSEEGO CORP INO GR 220.5 (15.3) 61.2 INSEEGO CORP INSGEUR EZ 220.5 (15.3) 61.2 INSEEGO CORP INO GZ 220.5 (15.3) 61.2 INSEEGO CORP INO TH 220.5 (15.3) 61.2 INSEEGO CORP INO QT 220.5 (15.3) 61.2 INSPIRED ENTERTA INSEEUR EU 303.8 (120.9) 14.7 INSPIRED ENTERTA 4U8 GR 303.8 (120.9) 14.7 INSPIRED ENTERTA INSE US 303.8 (120.9) 14.7 INSTADOSE PHARMA INSD US - (0.1) (0.1) INTAPP INC INTA US 448.0 265.4 (56.6) INTERCEPT PHARMA ICPT US 523.1 (156.0) 352.5 INTERCEPT PHARMA I4P GR 523.1 (156.0) 352.5 INTERCEPT PHARMA ICPT* MM 523.1 (156.0) 352.5 INTERCEPT PHARMA I4P TH 523.1 (156.0) 352.5 INTERCEPT PHARMA I4P GZ 523.1 (156.0) 352.5 J. JILL INC JILL US 469.5 (60.9) (13.8) JACK IN THE BOX JACK US 1,750.1 (817.9) (160.1) JACK IN THE BOX JBX GR 1,750.1 (817.9) (160.1) JACK IN THE BOX JACK1EUR EZ 1,750.1 (817.9) (160.1) JACK IN THE BOX JACK1EUR EU 1,750.1 (817.9) (160.1) JACK IN THE BOX JBX GZ 1,750.1 (817.9) (160.1) JACK IN THE BOX JBX QT 1,750.1 (817.9) (160.1) KARYOPHARM THERA 25K QT 254.1 (126.0) 172.7 KARYOPHARM THERA KPTI US 254.1 (126.0) 172.7 KARYOPHARM THERA 25K GZ 254.1 (126.0) 172.7 KARYOPHARM THERA KPTIEUR EU 254.1 (126.0) 172.7 KARYOPHARM THERA 25K GR 254.1 (126.0) 172.7 KARYOPHARM THERA 25K TH 254.1 (126.0) 172.7 KARYOPHARM THERA 25K SW 254.1 (126.0) 172.7 KL ACQUISI-CLS A KLAQ US 288.6 267.7 0.7 KL ACQUISITION C KLAQU US 288.6 267.7 0.7 KNOWBE4 INC-A KNBE US 463.9 172.1 137.2 L BRANDS INC-BDR B1BW34 BZ 6,030.6 (1,677.3) 1,548.8 LDH GROWTH C-A LDHA US 232.6 216.7 2.1 LDH GROWTH CORP LDHAU US 232.6 216.7 2.1 LEGALZOOMCOM INC LZ US 434.5 191.0 100.2 LEGALZOOMCOM INC 1LZ GR 434.5 191.0 100.2 LEGALZOOMCOM INC LZEUR EU 434.5 191.0 100.2 LEGALZOOMCOM INC 1LZ GZ 434.5 191.0 100.2 LEGALZOOMCOM INC 1LZ TH 434.5 191.0 100.2 LEGALZOOMCOM INC 1LZ QT 434.5 191.0 100.2 LENNOX INTL INC LXI GR 2,123.5 (334.8) 84.5 LENNOX INTL INC LII US 2,123.5 (334.8) 84.5 LENNOX INTL INC LII1EUR EU 2,123.5 (334.8) 84.5 LENNOX INTL INC LXI TH 2,123.5 (334.8) 84.5 LENNOX INTL INC LII* MM 2,123.5 (334.8) 84.5 LESLIE'S INC LESL US 997.8 (265.7) 255.9 LESLIE'S INC LE3 GR 997.8 (265.7) 255.9 LESLIE'S INC LESLEUR EU 997.8 (265.7) 255.9 LESLIE'S INC LE3 TH 997.8 (265.7) 255.9 LESLIE'S INC LE3 QT 997.8 (265.7) 255.9 LI-METAL CORP LIM CN 0.0 (1.8) (1.8) LI-METAL CORP 5ZO GR 0.0 (1.8) (1.8) LI-METAL CORP LIMEUR EU 0.0 (1.8) (1.8) LI-METAL CORP 5ZO TH 0.0 (1.8) (1.8) LI-METAL CORP 5ZO QT 0.0 (1.8) (1.8) LIFESPEAK INC LSPK CN 83.9 54.0 67.5 LION ELECTRIC CO LEV US - - - LION ELECTRIC CO LEV CN - - - LION ELECTRIC CO 70U TH - - - LION ELECTRIC CO LEVEUR EU - - - LION ELECTRIC CO 70U GR - - - LION ELECTRIC CO 70U QT - - - LOWE'S COS INC LOW US 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LWE GR 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LWE TH 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LOWE AV 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LOWEUR EZ 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LWE QT 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LOWEUR EU 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LWE TE 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LWE GZ 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LOW* MM 49,400.0 (1,576.0) 4,015.0 LOWE'S COS INC LOW-RM RM 49,400.0 (1,576.0) 4,015.0 LOWE'S COS-BDR LOWC34 BZ 49,400.0 (1,576.0) 4,015.0 MADISON SQUARE G MSG1EUR EU 1,327.9 (232.2) (263.8) MADISON SQUARE G MS8 GR 1,327.9 (232.2) (263.8) MADISON SQUARE G MSGS US 1,327.9 (232.2) (263.8) MADISON SQUARE G MS8 TH 1,327.9 (232.2) (263.8) MADISON SQUARE G MS8 QT 1,327.9 (232.2) (263.8) MADISON SQUARE G MS8 GZ 1,327.9 (232.2) (263.8) MAGNET FORENSICS MAGT CN 148.9 86.7 82.3 MAGNET FORENSICS 91T GR 148.9 86.7 82.3 MAGNET FORENSICS MAGTEUR EU 148.9 86.7 82.3 MAGNET FORENSICS MAGTF US 148.9 86.7 82.3 MANNKIND CORP NNFN TH 238.2 (184.7) 109.2 MANNKIND CORP MNKD US 238.2 (184.7) 109.2 MANNKIND CORP NNFN GR 238.2 (184.7) 109.2 MANNKIND CORP MNKDEUR EZ 238.2 (184.7) 109.2 MANNKIND CORP NNFN QT 238.2 (184.7) 109.2 MANNKIND CORP MNKDEUR EU 238.2 (184.7) 109.2 MANNKIND CORP NNFN GZ 238.2 (184.7) 109.2 MARKETWISE INC MKTW US 403.4 (441.9) (198.5) MASON INDUS-CL A MIT US 502.3 (33.8) 1.7 MASON INDUSTRIAL MIT/U US 502.3 (33.8) 1.7 MATCH GROUP -BDR M1TC34 BZ 4,893.6 (59.5) 304.1 MATCH GROUP INC MTCH US 4,893.6 (59.5) 304.1 MATCH GROUP INC 4MGN TH 4,893.6 (59.5) 304.1 MATCH GROUP INC MTCH1* MM 4,893.6 (59.5) 304.1 MATCH GROUP INC 4MGN GR 4,893.6 (59.5) 304.1 MATCH GROUP INC 4MGN QT 4,893.6 (59.5) 304.1 MATCH GROUP INC MTC2 AV 4,893.6 (59.5) 304.1 MATCH GROUP INC 4MGN GZ 4,893.6 (59.5) 304.1 MBIA INC MBJ TH 4,816.0 (157.0) - MBIA INC MBI US 4,816.0 (157.0) - MBIA INC MBJ GR 4,816.0 (157.0) - MBIA INC MBJ QT 4,816.0 (157.0) - MBIA INC MBI1EUR EU 4,816.0 (157.0) - MBIA INC MBJ GZ 4,816.0 (157.0) - MCAFEE CORP - A MCFE US 3,484.0 (1,765.0) (398.0) MCAFEE CORP - A MC7 GR 3,484.0 (1,765.0) (398.0) MCAFEE CORP - A MCFEEUR EU 3,484.0 (1,765.0) (398.0) MCAFEE CORP - A MC7 TH 3,484.0 (1,765.0) (398.0) MCDONALD'S CORP TCXMCD AU 52,727.0 (5,675.0) 1,700.3 MCDONALDS - BDR MCDC34 BZ 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MDO TH 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD SW 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD US 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MDO GR 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD* MM 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD TE 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCDUSD SW 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD CI 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCDEUR EZ 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP 0R16 LN 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MDO QT 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCDEUR EU 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MDO GZ 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD AV 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCD-RM RM 52,727.0 (5,675.0) 1,700.3 MCDONALDS CORP MCDCL CI 52,727.0 (5,675.0) 1,700.3 MCDONALDS-CEDEAR MCDD AR 52,727.0 (5,675.0) 1,700.3 MCDONALDS-CEDEAR MCD AR 52,727.0 (5,675.0) 1,700.3 MCDONALDS-CEDEAR MCDC AR 52,727.0 (5,675.0) 1,700.3 MCKESSON CORP MCK GR 63,601.0 (87.0) (495.0) MCKESSON CORP MCK US 63,601.0 (87.0) (495.0) MCKESSON CORP MCK* MM 63,601.0 (87.0) (495.0) MCKESSON CORP MCK TH 63,601.0 (87.0) (495.0) MCKESSON CORP MCK1EUR EZ 63,601.0 (87.0) (495.0) MCKESSON CORP MCK1EUR EU 63,601.0 (87.0) (495.0) MCKESSON CORP MCK QT 63,601.0 (87.0) (495.0) MCKESSON CORP MCK GZ 63,601.0 (87.0) (495.0) MCKESSON CORP MCK-RM RM 63,601.0 (87.0) (495.0) MCKESSON-BDR M1CK34 BZ 63,601.0 (87.0) (495.0) MEDIAALPHA INC-A MAX US 245.5 (72.9) 46.6 MELI KASZEK PI-A MEKA US 10.7 (55.9) (6.6) METAMATERIAL EXC MMAX CN 15.0 (1.6) 2.6 METAMATERIAL EXC CZQEUR EU 15.0 (1.6) 2.6 MINERVA SURGICAL UTRS US 85.2 (122.1) (10.9) MINK THERAPEUTIC INKT US - - - MONEYGRAM INTERN MGI US 4,483.9 (185.9) 18.3 MONEYGRAM INTERN 9M1N GR 4,483.9 (185.9) 18.3 MONEYGRAM INTERN MGIEUR EZ 4,483.9 (185.9) 18.3 MONEYGRAM INTERN 9M1N QT 4,483.9 (185.9) 18.3 MONEYGRAM INTERN 9M1N TH 4,483.9 (185.9) 18.3 MONEYGRAM INTERN MGIEUR EU 4,483.9 (185.9) 18.3 MOTOROLA SOL-BDR M1SI34 BZ 11,422.0 (248.0) 1,306.0 MOTOROLA SOL-CED MSI AR 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MTLA GR 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MOT TE 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MSI US 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MTLA TH 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MSI1EUR EZ 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MOSI AV 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MTLA QT 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MSI1EUR EU 11,422.0 (248.0) 1,306.0 MOTOROLA SOLUTIO MTLA GZ 11,422.0 (248.0) 1,306.0 MSCI INC MSCI US 5,142.7 (280.0) 830.4 MSCI INC 3HM GR 5,142.7 (280.0) 830.4 MSCI INC 3HM GZ 5,142.7 (280.0) 830.4 MSCI INC MSCIEUR EZ 5,142.7 (280.0) 830.4 MSCI INC MSCI* MM 5,142.7 (280.0) 830.4 MSCI INC 3HM QT 5,142.7 (280.0) 830.4 MSCI INC 3HM SW 5,142.7 (280.0) 830.4 MSCI INC 3HM TH 5,142.7 (280.0) 830.4 MSCI INC MSCI PE 5,142.7 (280.0) 830.4 MSCI INC MSCI AV 5,142.7 (280.0) 830.4 MSCI INC MSCI-RM RM 5,142.7 (280.0) 830.4 MSCI INC-BDR M1SC34 BZ 5,142.7 (280.0) 830.4 MUDRICK CAP ACQ MUDSU US 321.3 (33.8) (4.7) MUDRICK CAPITA-A MUDS US 321.3 (33.8) (4.7) N/A SBUX_KZ KZ 31,392.6 (5,314.5) 1,605.0 NATHANS FAMOUS NATH US 116.5 (56.0) 87.3 NATHANS FAMOUS NFA GR 116.5 (56.0) 87.3 NATHANS FAMOUS NATHEUR EU 116.5 (56.0) 87.3 NEIGHBOURLY PHAR NBLY CN 514.2 318.1 84.8 NEW ENG RLTY-LP NEN US 288.9 (44.8) - NOBLE CORP NE US 2,094.8 1,366.7 179.4 NOBLE CORP 85V0 GR 2,094.8 1,366.7 179.4 NOBLE CORP 85V0 QT 2,094.8 1,366.7 179.4 NOBLE CORP NE1EUR EZ 2,094.8 1,366.7 179.4 NOBLE CORP NE1EUR EU 2,094.8 1,366.7 179.4 NOBLE ROCK ACQ-A NRAC US 243.1 224.7 1.3 NOBLE ROCK ACQUI NRACU US 243.1 224.7 1.3 NORTHERN OIL AND NOG US 1,244.1 (157.7) (187.6) NORTHERN OIL AND 4LT1 GR 1,244.1 (157.7) (187.6) NORTHERN OIL AND NOG1EUR EU 1,244.1 (157.7) (187.6) NORTHERN OIL AND 4LT1 TH 1,244.1 (157.7) (187.6) NORTHERN OIL AND 4LT1 GZ 1,244.1 (157.7) (187.6) NORTONLIFEL- BDR S1YM34 BZ 6,733.0 (232.0) (864.0) NORTONLIFELOCK I NLOK US 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYM TH 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYM GR 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYMC TE 6,733.0 (232.0) (864.0) NORTONLIFELOCK I NLOK* MM 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYMCEUR EZ 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYM QT 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYMCEUR EU 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYM GZ 6,733.0 (232.0) (864.0) NORTONLIFELOCK I SYMC AV 6,733.0 (232.0) (864.0) NORTONLIFELOCK I NLOK-RM RM 6,733.0 (232.0) (864.0) NUTANIX INC - A 0NU GR 2,254.6 (698.7) 647.6 NUTANIX INC - A NTNXEUR EU 2,254.6 (698.7) 647.6 NUTANIX INC - A 0NU TH 2,254.6 (698.7) 647.6 NUTANIX INC - A 0NU QT 2,254.6 (698.7) 647.6 NUTANIX INC - A NTNXEUR EZ 2,254.6 (698.7) 647.6 NUTANIX INC - A NTNX US 2,254.6 (698.7) 647.6 NUTANIX INC - A 0NU GZ 2,254.6 (698.7) 647.6 NUVVE HOLDING CO NVVE US 98.8 91.7 43.9 O'REILLY AUT-BDR ORLY34 BZ 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT OM6 TH 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT OM6 GR 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT ORLY US 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT ORLYEUR EZ 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT ORLY* MM 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT OM6 QT 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT ORLYEUR EU 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT OM6 GZ 11,789.4 (140.9) (1,427.5) O'REILLY AUTOMOT ORLY AV 11,789.4 (140.9) (1,427.5) OMEROS CORP OMER US 123.4 (262.7) 48.5 OMEROS CORP 3O8 GR 123.4 (262.7) 48.5 OMEROS CORP 3O8 QT 123.4 (262.7) 48.5 OMEROS CORP 3O8 TH 123.4 (262.7) 48.5 OMEROS CORP OMEREUR EU 123.4 (262.7) 48.5 OMEROS CORP 3O8 GZ 123.4 (262.7) 48.5 ONCOLOGY PHARMA ONPH US 0.0 (0.4) (0.4) ORACLE BDR ORCL34 BZ 122,924.0 (1,130.0) 24,046.0 ORACLE CO-CEDEAR ORCLC AR 122,924.0 (1,130.0) 24,046.0 ORACLE CO-CEDEAR ORCLD AR 122,924.0 (1,130.0) 24,046.0 ORACLE CO-CEDEAR ORCL AR 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL US 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORC GR 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORC TH 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL TE 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL* MM 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCLUSD SW 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL CI 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCLEUR EZ 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL SW 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCLEUR EU 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORC QT 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORC GZ 122,924.0 (1,130.0) 24,046.0 ORACLE CORP 0R1Z LN 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL AV 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCLCL CI 122,924.0 (1,130.0) 24,046.0 ORACLE CORP ORCL-RM RM 122,924.0 (1,130.0) 24,046.0 ORGANON & CO OGN US 11,335.0 (1,618.0) 1,200.0 ORGANON & CO OGN-WEUR EU 11,335.0 (1,618.0) 1,200.0 ORGANON & CO 7XP TH 11,335.0 (1,618.0) 1,200.0 ORGANON & CO 7XP GR 11,335.0 (1,618.0) 1,200.0 ORGANON & CO OGN* MM 11,335.0 (1,618.0) 1,200.0 ORGANON & CO 7XP GZ 11,335.0 (1,618.0) 1,200.0 ORGANON & CO 7XP QT 11,335.0 (1,618.0) 1,200.0 ORGANON & CO OGN-RM RM 11,335.0 (1,618.0) 1,200.0 OTIS WORLDWI OTIS US 10,472.0 (3,233.0) 12.0 OTIS WORLDWI 4PG GR 10,472.0 (3,233.0) 12.0 OTIS WORLDWI OTIS* MM 10,472.0 (3,233.0) 12.0 OTIS WORLDWI OTISEUR EZ 10,472.0 (3,233.0) 12.0 OTIS WORLDWI 4PG GZ 10,472.0 (3,233.0) 12.0 OTIS WORLDWI OTISEUR EU 10,472.0 (3,233.0) 12.0 OTIS WORLDWI 4PG TH 10,472.0 (3,233.0) 12.0 OTIS WORLDWI 4PG QT 10,472.0 (3,233.0) 12.0 OTIS WORLDWI OTIS AV 10,472.0 (3,233.0) 12.0 OTIS WORLDWI OTIS-RM RM 10,472.0 (3,233.0) 12.0 OTIS WORLDWI-BDR O1TI34 BZ 10,472.0 (3,233.0) 12.0 PANAMERA HOLDING PHCI US 0.0 (0.1) (0.1) PAPA JOHN'S INTL PZZA US 890.0 (129.5) (46.4) PAPA JOHN'S INTL PP1 GR 890.0 (129.5) (46.4) PAPA JOHN'S INTL PP1 GZ 890.0 (129.5) (46.4) PAPA JOHN'S INTL PZZAEUR EU 890.0 (129.5) (46.4) PAPA JOHN'S INTL PP1 TH 890.0 (129.5) (46.4) PAPA JOHN'S INTL PZZAEUR EZ 890.0 (129.5) (46.4) PAPA JOHN'S INTL PP1 QT 890.0 (129.5) (46.4) PARATEK PHARMACE PRTK US 182.3 (105.0) 123.9 PARATEK PHARMACE N4CN GR 182.3 (105.0) 123.9 PARATEK PHARMACE N4CN TH 182.3 (105.0) 123.9 PARATEK PHARMACE N4CN GZ 182.3 (105.0) 123.9 PEPPERLIME HEALT PEPLU US 4.8 (0.0) (0.6) PET VALU HOLDING PET CN 542.1 (152.2) 19.5 PHILIP MORRI-BDR PHMO34 BZ 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN 4I1 GR 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM US 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM1CHF EU 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM1 TE 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN 4I1 TH 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM1EUR EU 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PMI SW 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PMIZ IX 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PMIZ EB 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM1CHF EZ 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM1EUR EZ 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM* MM 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN 4I1 QT 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN 4I1 GZ 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN 0M8V LN 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PMOR AV 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PMIZ TQ 41,589.0 (8,632.0) (31.0) PHILIP MORRIS IN PM-RM RM 41,589.0 (8,632.0) (31.0) PLANET FITNESS I P2LN34 BZ 1,949.7 (658.4) 468.9 PLANET FITNESS-A 3PL QT 1,949.7 (658.4) 468.9 PLANET FITNESS-A PLNT1EUR EU 1,949.7 (658.4) 468.9 PLANET FITNESS-A PLNT1EUR EZ 1,949.7 (658.4) 468.9 PLANET FITNESS-A PLNT US 1,949.7 (658.4) 468.9 PLANET FITNESS-A 3PL TH 1,949.7 (658.4) 468.9 PLANET FITNESS-A 3PL GR 1,949.7 (658.4) 468.9 PLANET FITNESS-A 3PL GZ 1,949.7 (658.4) 468.9 POTBELLY CORP PBPB US 256.8 (0.3) (44.6) PPD INC PPD US 7,028.0 (386.7) 630.5 PROGENITY INC PROG US 97.7 (177.0) (10.3) PROJECT ENERGY R PEGRU US 0.5 (0.0) - QUANTUM CORP QNT2 GR 198.5 (116.0) (2.3) QUANTUM CORP QMCO US 198.5 (116.0) (2.3) QUANTUM CORP QTM1EUR EU 198.5 (116.0) (2.3) QUANTUM CORP QNT2 TH 198.5 (116.0) (2.3) RADIUS HEALTH IN RDUS US 186.2 (242.5) 87.4 RADIUS HEALTH IN 1R8 TH 186.2 (242.5) 87.4 RADIUS HEALTH IN RDUSEUR EU 186.2 (242.5) 87.4 RADIUS HEALTH IN 1R8 QT 186.2 (242.5) 87.4 RADIUS HEALTH IN RDUSEUR EZ 186.2 (242.5) 87.4 RADIUS HEALTH IN 1R8 GR 186.2 (242.5) 87.4 RAPID7 INC RPD US 1,260.9 (105.0) 17.4 RAPID7 INC R7D GR 1,260.9 (105.0) 17.4 RAPID7 INC R7D TH 1,260.9 (105.0) 17.4 RAPID7 INC RPDEUR EU 1,260.9 (105.0) 17.4 RAPID7 INC RPD* MM 1,260.9 (105.0) 17.4 RAPID7 INC R7D GZ 1,260.9 (105.0) 17.4 RCF ACQUISITION RCFA/U US 0.4 (0.0) (0.4) RENT THE RUNWA-A RENT US - - - REVLON INC-A RVL1 GR 2,448.2 (2,066.3) 248.3 REVLON INC-A REV* MM 2,448.2 (2,066.3) 248.3 REVLON INC-A RVL1 TH 2,448.2 (2,066.3) 248.3 REVLON INC-A REVEUR EU 2,448.2 (2,066.3) 248.3 REVLON INC-A REV US 2,448.2 (2,066.3) 248.3 RIMINI STREET IN RMNI US 256.7 (160.2) (64.2) RIMINI STREET IN 0QH GR 256.7 (160.2) (64.2) RIMINI STREET IN RMNIEUR EU 256.7 (160.2) (64.2) RIMINI STREET IN 0QH QT 256.7 (160.2) (64.2) ROCKLEY PHOTONIC RKLY US 181.6 113.5 88.9 RR DONNELLEY & S DLLN TH 3,093.4 (223.6) 502.9 RR DONNELLEY & S RRD US 3,093.4 (223.6) 502.9 RR DONNELLEY & S DLLN GR 3,093.4 (223.6) 502.9 RR DONNELLEY & S RRDEUR EU 3,093.4 (223.6) 502.9 RR DONNELLEY & S DLLN GZ 3,093.4 (223.6) 502.9 RYMAN HOSPITALIT RHP US 3,537.8 (27.1) (6.8) RYMAN HOSPITALIT 4RH GR 3,537.8 (27.1) (6.8) RYMAN HOSPITALIT 4RH TH 3,537.8 (27.1) (6.8) RYMAN HOSPITALIT 4RH QT 3,537.8 (27.1) (6.8) RYMAN HOSPITALIT RHPEUR EZ 3,537.8 (27.1) (6.8) RYMAN HOSPITALIT RHPEUR EU 3,537.8 (27.1) (6.8) SABRE CORP 19S QT 5,442.9 (355.1) 830.9 SABRE CORP SABREUR EU 5,442.9 (355.1) 830.9 SABRE CORP SABREUR EZ 5,442.9 (355.1) 830.9 SABRE CORP SABR US 5,442.9 (355.1) 830.9 SABRE CORP 19S GR 5,442.9 (355.1) 830.9 SABRE CORP 19S TH 5,442.9 (355.1) 830.9 SABRE CORP 19S GZ 5,442.9 (355.1) 830.9 SBA COMM CORP 4SB GR 9,668.1 (4,943.1) (188.2) SBA COMM CORP SBAC US 9,668.1 (4,943.1) (188.2) SBA COMM CORP 4SB TH 9,668.1 (4,943.1) (188.2) SBA COMM CORP SBACEUR EZ 9,668.1 (4,943.1) (188.2) SBA COMM CORP 4SB QT 9,668.1 (4,943.1) (188.2) SBA COMM CORP SBACEUR EU 9,668.1 (4,943.1) (188.2) SBA COMM CORP SBAC* MM 9,668.1 (4,943.1) (188.2) SBA COMM CORP 4SB GZ 9,668.1 (4,943.1) (188.2) SBA COMMUN - BDR S1BA34 BZ 9,668.1 (4,943.1) (188.2) SCIENTIFIC GAMES SGMS US 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES TJW GR 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES TJW TH 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES TJW GZ 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES SGMS1EUR EU 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES TJW QT 7,850.0 (2,191.0) 1,077.0 SCIENTIFIC GAMES SGMS1EUR EZ 7,850.0 (2,191.0) 1,077.0 SENSEONICS HLDGS SENS US 219.6 (266.6) 138.2 SHARECARE INC SHCR US 783.7 608.5 336.5 SHARECARE INC 8DJ0 GR 783.7 608.5 336.5 SHARECARE INC SHCREUR EU 783.7 608.5 336.5 SHELL MIDSTREAM SHLX US 2,329.0 (469.0) 352.0 SHOALS TECHNOL-A SHLS US 382.8 (11.1) 73.1 SINCLAIR BROAD-A SBTA GR 12,845.0 (1,366.0) 1,652.0 SINCLAIR BROAD-A SBGI US 12,845.0 (1,366.0) 1,652.0 SINCLAIR BROAD-A SBTA TH 12,845.0 (1,366.0) 1,652.0 SINCLAIR BROAD-A SBTA QT 12,845.0 (1,366.0) 1,652.0 SINCLAIR BROAD-A SBGIEUR EU 12,845.0 (1,366.0) 1,652.0 SINCLAIR BROAD-A SBTA GZ 12,845.0 (1,366.0) 1,652.0 SIRIUS XM HO-BDR SRXM34 BZ 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN SIRI US 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN RDO GR 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN RDO TH 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN SIRIEUR EZ 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN RDO QT 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN SIRIEUR EU 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN RDO GZ 10,094.0 (2,555.0) (1,796.0) SIRIUS XM HOLDIN SIRI AV 10,094.0 (2,555.0) (1,796.0) SIX FLAGS ENTERT 6FE GR 3,054.9 (357.8) 99.8 SIX FLAGS ENTERT SIX US 3,054.9 (357.8) 99.8 SIX FLAGS ENTERT 6FE QT 3,054.9 (357.8) 99.8 SIX FLAGS ENTERT 6FE TH 3,054.9 (357.8) 99.8 SIX FLAGS ENTERT SIXEUR EU 3,054.9 (357.8) 99.8 SKYWATER TECHNOL SKYT US 271.7 85.1 23.1 SLEEP NUMBER COR SNBR US 883.6 (440.1) (695.6) SLEEP NUMBER COR SL2 GR 883.6 (440.1) (695.6) SLEEP NUMBER COR SNBREUR EU 883.6 (440.1) (695.6) SLEEP NUMBER COR SL2 TH 883.6 (440.1) (695.6) SLEEP NUMBER COR SL2 QT 883.6 (440.1) (695.6) SLEEP NUMBER COR SL2 GZ 883.6 (440.1) (695.6) SMILEDIRECTCLUB SDC* MM 886.1 (45.7) 387.3 SMILEDIRECTCLUB SDC US 886.1 (45.7) 387.3 SOFTCHOICE CORP SFTC CN 513.3 45.8 (36.6) SOFTCHOICE CORP 90Q GR 513.3 45.8 (36.6) SOFTCHOICE CORP SFTCEUR EU 513.3 45.8 (36.6) SOFTCHOICE CORP 90Q GZ 513.3 45.8 (36.6) SONIDA SENIOR LI SNDA US 674.2 (153.6) (186.5) SONIDA SENIOR LI 13C0 GR 674.2 (153.6) (186.5) SONIDA SENIOR LI CSU2EUR EU 674.2 (153.6) (186.5) SOUTHWESTRN ENGY SW5 TH 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SW5 GR 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SWN US 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SWN1EUR EZ 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SW5 QT 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SWN1EUR EU 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SW5 GZ 9,241.0 (286.0) (3,260.0) SOUTHWESTRN ENGY SWN-RM RM 9,241.0 (286.0) (3,260.0) SPRAGUE RESOURCE SRLP US 1,231.6 (101.9) (139.0) SQUARESPACE -BDR S2QS34 BZ 905.8 (15.9) (41.3) SQUARESPACE IN-A SQSP US 905.8 (15.9) (41.3) SQUARESPACE IN-A 8DT GR 905.8 (15.9) (41.3) SQUARESPACE IN-A SQSPEUR EU 905.8 (15.9) (41.3) SQUARESPACE IN-A 8DT GZ 905.8 (15.9) (41.3) SQUARESPACE IN-A 8DT TH 905.8 (15.9) (41.3) SQUARESPACE IN-A 8DT QT 905.8 (15.9) (41.3) STARBUCKS CORP SRB GR 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SRB TH 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX* MM 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX US 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUXUSD SW 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP TCXSBU AU 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP USSBUX KZ 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX CI 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUXEUR EZ 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP 0QZH LI 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX PE 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX SW 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SRB QT 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SRB GZ 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX AV 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX TE 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUXEUR EU 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX IM 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUX-RM RM 31,392.6 (5,314.5) 1,605.0 STARBUCKS CORP SBUXCL CI 31,392.6 (5,314.5) 1,605.0 STARBUCKS-BDR SBUB34 BZ 31,392.6 (5,314.5) 1,605.0 STARBUCKS-CEDEAR SBUX AR 31,392.6 (5,314.5) 1,605.0 STARBUCKS-CEDEAR SBUXD AR 31,392.6 (5,314.5) 1,605.0 STEMGEN INC SGNI US 0.4 (1.3) (1.7) TAILWIND INTERNA TWNI/U US 347.0 (22.0) 1.1 TAILWIND INTERNA TWNI US 347.0 (22.0) 1.1 TALON 1 ACQUISIT TOACU US 0.4 (0.0) (0.4) TASTEMAKER ACQ-A TMKR US 279.5 254.3 0.4 TASTEMAKER ACQUI TMKRU US 279.5 254.3 0.4 THUNDER BRIDGE C TBCPU US 414.9 394.0 (5.6) THUNDER BRIDGE-A TBCP US 414.9 394.0 (5.6) TORRID HOLDINGS CURV US 662.5 (157.6) 30.6 TRANSAT A.T. TRZ CN 1,928.5 (191.2) 150.9 TRANSDIGM - BDR T1DG34 BZ 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP TDG US 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP T7D GR 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP T7D QT 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP TDGEUR EU 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP TDGEUR EZ 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP T7D TH 19,315.0 (2,910.0) 5,367.0 TRANSDIGM GROUP TDG* MM 19,315.0 (2,910.0) 5,367.0 TRANSPHORM INC TGAN US 14.0 (31.0) (6.1) TRAVEL + LEISURE TNL US 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WD5A GR 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WD5A TH 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WYNEUR EZ 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WD5A QT 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WYNEUR EU 6,601.0 (849.0) 658.0 TRAVEL + LEISURE 0M1K LI 6,601.0 (849.0) 658.0 TRAVEL + LEISURE WD5A GZ 6,601.0 (849.0) 658.0 TRISTAR ACQUISIT TRIS/U US 0.6 (0.1) (0.6) TRIUMPH GROUP TG7 GR 1,800.7 (828.9) 419.4 TRIUMPH GROUP TGI US 1,800.7 (828.9) 419.4 TRIUMPH GROUP TG7 TH 1,800.7 (828.9) 419.4 TRIUMPH GROUP TGIEUR EU 1,800.7 (828.9) 419.4 TRIUMPH GROUP TG7 GZ 1,800.7 (828.9) 419.4 TUPPERWARE BRAND TUP GR 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP US 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP1EUR EZ 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP QT 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP GZ 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP TH 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP1EUR EU 1,207.7 (223.3) (461.6) TUPPERWARE BRAND TUP SW 1,207.7 (223.3) (461.6) UNISYS CORP USY1 TH 2,321.4 (250.1) 463.6 UNISYS CORP USY1 GR 2,321.4 (250.1) 463.6 UNISYS CORP UIS US 2,321.4 (250.1) 463.6 UNISYS CORP UIS1 SW 2,321.4 (250.1) 463.6 UNISYS CORP UISEUR EU 2,321.4 (250.1) 463.6 UNISYS CORP UISCHF EU 2,321.4 (250.1) 463.6 UNISYS CORP UISEUR EZ 2,321.4 (250.1) 463.6 UNISYS CORP UISCHF EZ 2,321.4 (250.1) 463.6 UNISYS CORP USY1 GZ 2,321.4 (250.1) 463.6 UNISYS CORP USY1 QT 2,321.4 (250.1) 463.6 UNITI GROUP INC UNIT US 4,784.3 (2,118.2) - UNITI GROUP INC 8XC GR 4,784.3 (2,118.2) - UNITI GROUP INC 8XC TH 4,784.3 (2,118.2) - UNITI GROUP INC 8XC GZ 4,784.3 (2,118.2) - VAXXINITY INC-A VAXX US 141.9 109.2 105.5 VECTOR GROUP LTD VGR US 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGR GR 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGREUR EZ 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGR TH 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGR QT 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGREUR EU 1,536.0 (573.1) 470.3 VECTOR GROUP LTD VGR GZ 1,536.0 (573.1) 470.3 VENTYX BIOSCIENC VTYX US 148.7 136.9 133.9 VERA THERAPEUTIC VERA US 91.2 85.5 85.7 VERISIGN INC VRS TH 1,814.7 (1,417.6) 216.2 VERISIGN INC VRS GR 1,814.7 (1,417.6) 216.2 VERISIGN INC VRSN US 1,814.7 (1,417.6) 216.2 VERISIGN INC VRSNEUR EZ 1,814.7 (1,417.6) 216.2 VERISIGN INC VRS QT 1,814.7 (1,417.6) 216.2 VERISIGN INC VRSNEUR EU 1,814.7 (1,417.6) 216.2 VERISIGN INC VRS GZ 1,814.7 (1,417.6) 216.2 VERISIGN INC VRSN* MM 1,814.7 (1,417.6) 216.2 VERISIGN INC VRS SW 1,814.7 (1,417.6) 216.2 VERISIGN INC-BDR VRSN34 BZ 1,814.7 (1,417.6) 216.2 VERISIGN-CEDEAR VRSN AR 1,814.7 (1,417.6) 216.2 VINCO VENTURES I BBIG US 336.9 (172.0) 137.5 VIVINT SMART HOM VVNT US 2,916.4 (1,709.5) (508.5) W&T OFFSHORE INC WTI US 1,243.3 (296.9) 2.8 W&T OFFSHORE INC UWV GR 1,243.3 (296.9) 2.8 W&T OFFSHORE INC UWV TH 1,243.3 (296.9) 2.8 W&T OFFSHORE INC WTI1EUR EU 1,243.3 (296.9) 2.8 W&T OFFSHORE INC UWV GZ 1,243.3 (296.9) 2.8 WALDENCAST ACQ-A WALD US 345.7 309.6 0.4 WALDENCAST ACQUI WALDU US 345.7 309.6 0.4 WARBURG PINCUS C WPCA/U US 285.7 (20.6) 1.5 WARBURG PINCUS-A WPCA US 285.7 (20.6) 1.5 WAVERLEY CAPIT-A WAVC US 217.2 (5.2) 2.3 WAVERLEY CAPITAL WAVC/U US 217.2 (5.2) 2.3 WAYFAIR INC- A W US 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A W* MM 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A 1WF GZ 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A WEUR EZ 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A WEUR EU 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A 1WF GR 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A 1WF TH 4,466.2 (1,530.1) 924.7 WAYFAIR INC- A 1WF QT 4,466.2 (1,530.1) 924.7 WAYFAIR INC- BDR W2YF34 BZ 4,466.2 (1,530.1) 924.7 WINGSTOP INC WING US 260.4 (314.1) 29.5 WINGSTOP INC EWG GR 260.4 (314.1) 29.5 WINGSTOP INC WING1EUR EU 260.4 (314.1) 29.5 WINGSTOP INC EWG GZ 260.4 (314.1) 29.5 WINMARK CORP WINA US 55.0 (12.8) 33.6 WINMARK CORP GBZ GR 55.0 (12.8) 33.6 WW INTERNATIONAL WW US 1,467.9 (491.4) 53.5 WW INTERNATIONAL WW6 GR 1,467.9 (491.4) 53.5 WW INTERNATIONAL WTWEUR EZ 1,467.9 (491.4) 53.5 WW INTERNATIONAL WTW AV 1,467.9 (491.4) 53.5 WW INTERNATIONAL WTWEUR EU 1,467.9 (491.4) 53.5 WW INTERNATIONAL WW6 QT 1,467.9 (491.4) 53.5 WW INTERNATIONAL WW6 GZ 1,467.9 (491.4) 53.5 WW INTERNATIONAL WW6 TH 1,467.9 (491.4) 53.5 WYNN RESORTS LTD WYR TH 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYNN US 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYNN* MM 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYR GR 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYNNEUR EZ 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYR QT 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYNNEUR EU 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYR GZ 12,607.7 (592.6) 1,569.3 WYNN RESORTS LTD WYNN-RM RM 12,607.7 (592.6) 1,569.3 WYNN RESORTS-BDR W1YN34 BZ 12,607.7 (592.6) 1,569.3 XILIO THERAPEUTI XLO US 158.3 123.8 126.3 YELLOW CORP YEL GR 2,462.8 (306.2) 309.7 YELLOW CORP YEL QT 2,462.8 (306.2) 309.7 YELLOW CORP YRCWEUR EU 2,462.8 (306.2) 309.7 YELLOW CORP YRCWEUR EZ 2,462.8 (306.2) 309.7 YELLOW CORP YEL1 TH 2,462.8 (306.2) 309.7 YELLOW CORP YELL US 2,462.8 (306.2) 309.7 YELLOW CORP YEL1 SW 2,462.8 (306.2) 309.7 YELLOW CORP YEL GZ 2,462.8 (306.2) 309.7 YUM! BRANDS -BDR YUMR34 BZ 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC TGR TH 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC TGR GR 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUM US 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUMUSD SW 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUMEUR EZ 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUM AV 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC TGR TE 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUMEUR EU 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC TGR QT 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUM SW 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC TGR GZ 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUM* MM 6,419.0 (7,855.0) 707.0 YUM! BRANDS INC YUM-RM RM 6,419.0 (7,855.0) 707.0 ZETA GLOBAL HO-A ZETA US 354.3 55.8 95.4 ********* Monday's edition of the TCR delivers a list of indicative prices for bond issues that reportedly trade well below par. Prices are obtained by TCR editors from a variety of outside sources during the prior week we think are reliable. Those sources may not, however, be complete or accurate. The Monday Bond Pricing table is compiled on the Friday prior to publication. Prices reported are not intended to reflect actual trades. Prices for actual trades are probably different. Our objective is to share information, not make markets in publicly traded securities. Nothing in the TCR constitutes an offer or solicitation to buy or sell any security of any kind. It is likely that some entity affiliated with a TCR editor holds some position in the issuers public debt and equity securities about which we report. Each Tuesday edition of the TCR contains a list of companies with insolvent balance sheets whose shares trade higher than $3 per share in public markets. At first glance, this list may look like the definitive compilation of stocks that are ideal to sell short. Don't be fooled. Assets, for example, reported at historical cost net of depreciation may understate the true value of a firm's assets. A company may establish reserves on its balance sheet for liabilities that may never materialize. The prices at which equity securities trade in public market are determined by more than a balance sheet solvency test. On Thursdays, the TCR delivers a list of recently filed Chapter 11 cases involving less than $1,000,000 in assets and liabilities delivered to nation's bankruptcy courts. The list includes links to freely downloadable images of these small-dollar petitions in Acrobat PDF format. Each Friday's edition of the TCR includes a review about a book of interest to troubled company professionals. All titles are available at your local bookstore or through Amazon.com. Go to http://www.bankrupt.com/books/to order any title today. Monthly Operating Reports are summarized in every Saturday edition of the TCR. The Sunday TCR delivers securitization rating news from the week then-ending. TCR subscribers have free access to our on-line news archive. Point your Web browser to http://TCRresources.bankrupt.com/and use the e-mail address to which your TCR is delivered to login. ********* S U B S C R I P T I O N I N F O R M A T I O N Troubled Company Reporter is a daily newsletter co-published by Bankruptcy Creditors Service, Inc., Fairless Hills, Pennsylvania, USA, and Beard Group, Inc., Washington, D.C., USA. Jhonas Dampog, Marites Claro, Joy Agravante, Rousel Elaine Tumanda, Valerie Udtuhan, Howard C. Tolentino, Carmel Paderog, Meriam Fernandez, Joel Anthony G. Lopez, Cecil R. Villacampa, Sheryl Joy P. Olano, Psyche A. Castillon, Ivy B. Magdadaro, Carlo Fernandez, Christopher G. Patalinghug, and Peter A. Chapman, Editors. Copyright 2021. All rights reserved. ISSN: 1520-9474. This material is copyrighted and any commercial use, resale or publication in any form (including e-mail forwarding, electronic re-mailing and photocopying) is strictly prohibited without prior written permission of the publishers. Information contained herein is obtained from sources believed to be reliable, but is not guaranteed. The TCR subscription rate is $975 for 6 months delivered via e-mail. Additional e-mail subscriptions for members of the same firm for the term of the initial subscription or balance thereof are $25 each. For subscription information, contact Peter A. Chapman at 215-945-7000. *** End of Transmission ***